# Universality of empirical risk minimization

arXiv: https://arxiv.org/abs/2202.08832 · HTML: https://mlsanity.com/paper/2202.08832/

## Key facts

- Cited by 75 papers in the map (data through 14 Oct 2026).
- Builds on 11 of its 38 references that are in the map.
- First posted on arXiv 17 Feb 2022.

## Builds on (most cited first, 11 of 11)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [Gradient Descent Finds Global Minima of Deep Neural Networks](https://mlsanity.com/paper/1811.03804/) (2018)
- [Surprises in High-Dimensional Ridgeless Least Squares Interpolation](https://mlsanity.com/paper/1903.08560/) (2019)
- [The generalization error of random features regression: Precise asymptotics and double descent curve](https://mlsanity.com/paper/1908.05355/) (2019)
- [Generalisation error in learning with random features and the hidden manifold model](https://mlsanity.com/paper/2002.09339/) (2020)
- [The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Training](https://mlsanity.com/paper/2007.12826/) (2020)
- [A Model of Double Descent for High-dimensional Binary Linear Classification](https://mlsanity.com/paper/1911.05822/) (2019)
- [Generalization error in high-dimensional perceptrons: Approaching Bayes error with convex optimization](https://mlsanity.com/paper/2006.06560/) (2020)
- [The Lasso with general Gaussian designs with applications to hypothesis testing](https://mlsanity.com/paper/2007.13716/) (2020)
- [Universality laws for randomized dimension reduction, with applications](https://mlsanity.com/paper/1511.09433/) (2015)

## Built on by (most cited first, 30 of 75)

- [High-dimensional Asymptotics of Feature Learning: How One Gradient Step Improves the Representation](https://mlsanity.com/paper/2205.01445/) (2022)
- [How Two-Layer Neural Networks Learn, One (Giant) Step at a Time](https://mlsanity.com/paper/2305.18270/) (2023)
- [Asymptotic theory of in-context learning by linear attention](https://mlsanity.com/paper/2405.11751/) (2024)
- [The Benefits of Reusing Batches for Gradient Descent in Two-Layer Networks: Breaking the Curse of Information and Leap Exponents](https://mlsanity.com/paper/2402.03220/) (2024)
- [Scaling and renormalization in high-dimensional regression](https://mlsanity.com/paper/2405.00592/) (2024)
- [A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural Networks](https://mlsanity.com/paper/2310.07891/) (2023)
- [Spectrum of inner-product kernel matrices in the polynomial regime and multiple descent phenomenon in kernel ridge regression](https://mlsanity.com/paper/2204.10425/) (2022)
- [Bayes-optimal Learning of Deep Random Networks of Extensive-width](https://mlsanity.com/paper/2302.00375/) (2023)
- [Asymptotics of feature learning in two-layer networks after one gradient-step](https://mlsanity.com/paper/2402.04980/) (2024)
- [Deterministic equivalent and error universality of deep random features learning](https://mlsanity.com/paper/2302.00401/) (2023)
- [Universality laws for Gaussian mixtures in generalized linear models](https://mlsanity.com/paper/2302.08933/) (2023)
- [Gaussian Universality of Perceptrons with Random Labels](https://mlsanity.com/paper/2205.13303/) (2022)
- [Are Gaussian data all you need? Extents and limits of universality in high-dimensional generalized linear estimation](https://mlsanity.com/paper/2302.08923/) (2023)
- [Nonlinear spiked covariance matrices and signal propagation in deep neural networks](https://mlsanity.com/paper/2402.10127/) (2024)
- [Asymptotics of Random Feature Regression Beyond the Linear Scaling Regime](https://mlsanity.com/paper/2403.08160/) (2024)
- [Bayes-optimal learning of an extensive-width neural network from quadratically many samples](https://mlsanity.com/paper/2408.03733/) (2024)
- [Precise Asymptotic Analysis of Deep Random Feature Models](https://mlsanity.com/paper/2302.06210/) (2023)
- [Six Lectures on Linearized Neural Networks](https://mlsanity.com/paper/2308.13431/) (2023)
- [High-dimensional Asymptotics of Denoising Autoencoders](https://mlsanity.com/paper/2305.11041/) (2023)
- [On double-descent in uncertainty quantification in overparametrized models](https://mlsanity.com/paper/2210.12760/) (2022)
- [A Random Matrix Theory Perspective on the Spectrum of Learned Features and Asymptotic Generalization Capabilities](https://mlsanity.com/paper/2410.18938/) (2024)
- [Learning curves for deep structured Gaussian feature models](https://mlsanity.com/paper/2303.00564/) (2023)
- [Fundamental limits of overparametrized shallow neural networks for supervised learning](https://mlsanity.com/paper/2307.05635/) (2023)
- [Demystifying Disagreement-on-the-Line in High Dimensions](https://mlsanity.com/paper/2301.13371/) (2023)
- [High-dimensional learning of narrow neural networks](https://mlsanity.com/paper/2409.13904/) (2024)
- [A Non-Asymptotic Moreau Envelope Theory for High-Dimensional Generalized Linear Models](https://mlsanity.com/paper/2210.12082/) (2022)
- [Classification of Heavy-tailed Features in High Dimensions: a Superstatistical Approach](https://mlsanity.com/paper/2304.02912/) (2023)
- [The Nuclear Route: Sharp Asymptotics of ERM in Overparameterized Quadratic Networks](https://mlsanity.com/paper/2505.17958/) (2025)
- [Injectivity of ReLU networks: perspectives from statistical physics](https://mlsanity.com/paper/2302.14112/) (2023)
- [Spurious Correlations in High Dimensional Regression: The Roles of Regularization, Simplicity Bias and Over-Parameterization](https://mlsanity.com/paper/2502.01347/) (2025)

## Abstract (arXiv)

We study a general class of optimization problems with decision variable boldsymbolTheta ∈ ℝp × k and cost function which is the sum of n terms, each dependent on boldsymbolTheta through the k-dimensional projection boldsymbolTheta^top boldsymbolxi, where boldsymbolxi, i ≤ n are i.i.d. random vectors. This setting is general enough to include examples of current interest in statistical physics, high-dimensional statistics, and statistical learning theory. We consider the proportional asymptotics n, p → ∞, with n/p = Theta(1), and prove that, whenever there exists a minimizer satisfying a suitable generalization of a "delocalization" condition, the minimum value is universal. Namely, (for subgaussian boldsymbolxi) it depends on the distribution of boldsymbolxi only through its asymptotic mean and covariance. This delocalization condition is essentially necessary. Earlier universality results for such problems were limited to strongly convex loss functions. We derive applications of our theory to statistical learning and prove general universality results both for train and (under additional conditions) test error. In particular, we establish universality for vectors boldsymbolxi generated by random 1-layer neural networks (random features models) and first-order Taylor approximations of 2-layer networks (neural tangent models). Finally, we establish that the delocalization property holds for a class of statistical learning problems under a condition that is easy to verify.
