# A Coalition Formation Game Approach for Personalized Federated Learning

arXiv: https://arxiv.org/abs/2202.02502 · HTML: https://mlsanity.com/paper/2202.02502/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 17 of its 33 references that are in the map.
- First posted on arXiv 5 Feb 2022.

## Builds on (most cited first, 17 of 17)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Exploiting Shared Representations for Personalized Federated Learning](https://mlsanity.com/paper/2102.07078/) (2021)
- [Three Approaches for Personalization with Applications to Federated Learning](https://mlsanity.com/paper/2002.10619/) (2020)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Improving Federated Learning Personalization via Model Agnostic Meta Learning](https://mlsanity.com/paper/1909.12488/) (2019)
- [Personalized Federated Learning using Hypernetworks](https://mlsanity.com/paper/2103.04628/) (2021)
- [Personalized Federated Learning with First Order Model Optimization](https://mlsanity.com/paper/2012.08565/) (2020)
- [Federated Evaluation of On-device Personalization](https://mlsanity.com/paper/1910.10252/) (2019)
- [FedPD: A Federated Learning Framework with Optimal Rates and Adaptivity to Non-IID Data](https://mlsanity.com/paper/2005.11418/) (2020)
- [Model-sharing Games: Analyzing Federated Learning Under Voluntary Participation](https://mlsanity.com/paper/2010.00753/) (2020)
- [Bounding the Estimation Error of Sampling-based Shapley Value Approximation](https://mlsanity.com/paper/1306.4265/) (2013)

## Built on by (most cited first, 2 of 2)

- [Decentralized Dynamic Cooperation of Personalized Models for Federated Continual Learning](https://mlsanity.com/paper/2509.23683/) (2025)
- [Semi-overlapping Multi-bandit Best Arm Identification for Sequential Support Network Learning](https://mlsanity.com/paper/2512.24959/) (2025)

## Abstract (arXiv)

Facing the challenge of statistical diversity in client local data distribution, personalized federated learning (PFL) has become a growing research hotspot. Although the state-of-the-art methods with model similarity-based pairwise collaboration have achieved promising performance, they neglect the fact that model aggregation is essentially a collaboration process within the coalition, where the complex multiwise influences take place among clients. In this paper, we first apply Shapley value (SV) from coalition game theory into the PFL scenario. To measure the multiwise collaboration among a group of clients on the personalized learning performance, SV takes their marginal contribution to the final result as a metric. We propose a novel personalized algorithm: pFedSV, which can 1. identify each client's optimal collaborator coalition and 2. perform personalized model aggregation based on SV. Extensive experiments on various datasets (MNIST, Fashion-MNIST, and CIFAR-10) are conducted with different Non-IID data settings (Pathological and Dirichlet). The results show that pFedSV can achieve superior personalized accuracy for each client, compared to the state-of-the-art benchmarks.
