# Conservative Distributional Reinforcement Learning with Safety Constraints

arXiv: https://arxiv.org/abs/2201.07286 · HTML: https://mlsanity.com/paper/2201.07286/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Builds on 18 of its 22 references that are in the map.
- First posted on arXiv 18 Jan 2022.

## Builds on (most cited first, 18 of 18)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Trust Region Policy Optimization](https://mlsanity.com/paper/1502.05477/) (2015)
- [Conservative Q-Learning for Offline Reinforcement Learning](https://mlsanity.com/paper/2006.04779/) (2020)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [A Distributional Perspective on Reinforcement Learning](https://mlsanity.com/paper/1707.06887/) (2017)
- [Reward Constrained Policy Optimization](https://mlsanity.com/paper/1805.11074/) (2018)
- [Risk-Constrained Reinforcement Learning with Percentile Risk Criteria](https://mlsanity.com/paper/1512.01629/) (2015)
- [Maximum a Posteriori Policy Optimisation](https://mlsanity.com/paper/1806.06920/) (2018)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [Projection-Based Constrained Policy Optimization](https://mlsanity.com/paper/2010.03152/) (2020)
- [Acme: A Research Framework for Distributed Reinforcement Learning](https://mlsanity.com/paper/2006.00979/) (2020)
- [Lyapunov-based Safe Policy Optimization for Continuous Control](https://mlsanity.com/paper/1901.10031/) (2019)
- [Conservative Safety Critics for Exploration](https://mlsanity.com/paper/2010.14497/) (2020)
- [Learning to Walk in the Real World with Minimal Human Effort](https://mlsanity.com/paper/2002.08550/) (2020)
- [Distributional Soft Actor-Critic: Off-Policy Reinforcement Learning for Addressing Value Estimation Errors](https://mlsanity.com/paper/2001.02811/) (2020)
- [Value constrained model-free continuous control](https://mlsanity.com/paper/1902.04623/) (2019)
- [Relative Entropy Regularized Policy Iteration](https://mlsanity.com/paper/1812.02256/) (2018)
- [Feasible Actor-Critic: Constrained Reinforcement Learning for Ensuring Statewise Safety](https://mlsanity.com/paper/2105.10682/) (2021)

## Built on by (most cited first, 4 of 4)

- [Trust Region-Based Safe Distributional Reinforcement Learning for Multiple Constraints](https://mlsanity.com/paper/2301.10923/) (2023)
- [Safe Reinforcement Learning Filter for Multicopter Collision-Free Tracking under disturbances](https://mlsanity.com/paper/2410.06852/) (2024)
- [Shared learning of powertrain control policies for vehicle fleets](https://mlsanity.com/paper/2404.17892/) (2024)
- [Certifiable Safe RLHF: Semantic Grounding and Fixed Penalty Constraint Optimization for Safer LLM Alignment](https://mlsanity.com/paper/2510.03520/) (2025)

## Abstract (arXiv)

Safety exploration can be regarded as a constrained Markov decision problem where the expected long-term cost is constrained. Previous off-policy algorithms convert the constrained optimization problem into the corresponding unconstrained dual problem by introducing the Lagrangian relaxation technique. However, the cost function of the above algorithms provides inaccurate estimations and causes the instability of the Lagrange multiplier learning. In this paper, we present a novel off-policy reinforcement learning algorithm called Conservative Distributional Maximum a Posteriori Policy Optimization (CDMPO). At first, to accurately judge whether the current situation satisfies the constraints, CDMPO adapts distributional reinforcement learning method to estimate the Q-function and C-function. Then, CDMPO uses a conservative value function loss to reduce the number of violations of constraints during the exploration process. In addition, we utilize Weighted Average Proportional Integral Derivative (WAPID) to update the Lagrange multiplier stably. Empirical results show that the proposed method has fewer violations of constraints in the early exploration process. The final test results also illustrate that our method has better risk control.
