# On the Role of Neural Collapse in Transfer Learning

arXiv: https://arxiv.org/abs/2112.15121 · HTML: https://mlsanity.com/paper/2112.15121/

## Key facts

- Cited by 100 papers in the map (data through 14 Oct 2026).
- Builds on 48 of its 66 references that are in the map.
- First posted on arXiv 30 Dec 2021.

## Builds on (most cited first, 30 of 48)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Very Deep Convolutional Networks for Large-Scale Image Recognition](https://mlsanity.com/paper/1409.1556/) (2014)
- [Faster R-CNN: Towards Real-Time Object Detection with Region Proposal Networks](https://mlsanity.com/paper/1506.01497/) (2015)
- [ImageNet Large Scale Visual Recognition Challenge](https://mlsanity.com/paper/1409.0575/) (2014)
- [Mask R-CNN](https://mlsanity.com/paper/1703.06870/) (2017)
- [Model-Agnostic Meta-Learning for Fast Adaptation of Deep Networks](https://mlsanity.com/paper/1703.03400/) (2017)
- [Fully Convolutional Networks for Semantic Segmentation](https://mlsanity.com/paper/1411.4038/) (2014)
- [You Only Look Once: Unified, Real-Time Object Detection](https://mlsanity.com/paper/1506.02640/) (2015)
- [Zero-Shot Text-to-Image Generation](https://mlsanity.com/paper/2102.12092/) (2021)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [MobileNets: Efficient Convolutional Neural Networks for Mobile Vision Applications](https://mlsanity.com/paper/1704.04861/) (2017)
- [Encoder-Decoder with Atrous Separable Convolution for Semantic Image Segmentation](https://mlsanity.com/paper/1802.02611/) (2018)
- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [Matching Networks for One Shot Learning](https://mlsanity.com/paper/1606.04080/) (2016)
- [How transferable are features in deep neural networks?](https://mlsanity.com/paper/1411.1792/) (2014)
- [Learning to Compare: Relation Network for Few-Shot Learning](https://mlsanity.com/paper/1711.06025/) (2017)
- [This Looks Like That: Deep Learning for Interpretable Image Recognition](https://mlsanity.com/paper/1806.10574/) (2018)
- [Prevalence of Neural Collapse during the terminal phase of deep learning training](https://mlsanity.com/paper/2008.08186/) (2020)
- [Spectrally-normalized margin bounds for neural networks](https://mlsanity.com/paper/1706.08498/) (2017)
- [Meta-Learning with Latent Embedding Optimization](https://mlsanity.com/paper/1807.05960/) (2018)
- [Meta-Learning with Differentiable Convex Optimization](https://mlsanity.com/paper/1904.03758/) (2019)
- [Rethinking Few-Shot Image Classification: a Good Embedding Is All You Need?](https://mlsanity.com/paper/2003.11539/) (2020)
- [TADAM: Task dependent adaptive metric for improved few-shot learning](https://mlsanity.com/paper/1805.10123/) (2018)
- [Meta-learning with differentiable closed-form solvers](https://mlsanity.com/paper/1805.08136/) (2018)
- [Dynamic Few-Shot Visual Learning without Forgetting](https://mlsanity.com/paper/1804.09458/) (2018)
- [Meta-Transfer Learning for Few-Shot Learning](https://mlsanity.com/paper/1812.02391/) (2018)
- [A Baseline for Few-Shot Image Classification](https://mlsanity.com/paper/1909.02729/) (2019)
- [Size-Independent Sample Complexity of Neural Networks](https://mlsanity.com/paper/1712.06541/) (2017)

## Built on by (most cited first, 30 of 100)

- [Neural Collapse Inspired Feature-Classifier Alignment for Few-Shot Class Incremental Learning](https://mlsanity.com/paper/2302.03004/) (2023)
- [On the Optimization Landscape of Neural Collapse under MSE Loss: Global Optimality with Unconstrained Features](https://mlsanity.com/paper/2203.01238/) (2022)
- [Neural Collapse: A Review on Modelling Principles and Generalization](https://mlsanity.com/paper/2206.04041/) (2022)
- [Imbalance Trouble: Revisiting Neural-Collapse Geometry](https://mlsanity.com/paper/2208.05512/) (2022)
- [Limitations of Neural Collapse for Understanding Generalization in Deep Learning](https://mlsanity.com/paper/2202.08384/) (2022)
- [Continual Learning with Foundation Models: An Empirical Study of Latent Replay](https://mlsanity.com/paper/2205.00329/) (2022)
- [Neural Collapse with Normalized Features: A Geometric Analysis over the Riemannian Manifold](https://mlsanity.com/paper/2209.09211/) (2022)
- [Demystifying Structural Disparity in Graph Neural Networks: Can One Size Fit All?](https://mlsanity.com/paper/2306.01323/) (2023)
- [Perfectly Balanced: Improving Transfer and Robustness of Supervised Contrastive Learning](https://mlsanity.com/paper/2204.07596/) (2022)
- [Generalized Neural Collapse for a Large Number of Classes](https://mlsanity.com/paper/2310.05351/) (2023)
- [Neural Collapse for Unconstrained Feature Model under Cross-entropy Loss with Imbalanced Data](https://mlsanity.com/paper/2309.09725/) (2023)
- [Linguistic Collapse: Neural Collapse in (Large) Language Models](https://mlsanity.com/paper/2405.17767/) (2024)
- [A Law of Data Separation in Deep Learning](https://mlsanity.com/paper/2210.17020/) (2022)
- [Perturbation Analysis of Neural Collapse](https://mlsanity.com/paper/2210.16658/) (2022)
- [Improving Self-Supervised Learning by Characterizing Idealized Representations](https://mlsanity.com/paper/2209.06235/) (2022)
- [The Tunnel Effect: Building Data Representations in Deep Neural Networks](https://mlsanity.com/paper/2305.19753/) (2023)
- [Reverse Engineering Self-Supervised Learning](https://mlsanity.com/paper/2305.15614/) (2023)
- [Inducing Neural Collapse in Deep Long-tailed Learning](https://mlsanity.com/paper/2302.12453/) (2023)
- [Understanding and Improving Transfer Learning of Deep Models via Neural Collapse](https://mlsanity.com/paper/2212.12206/) (2022)
- [On the Implicit Geometry of Cross-Entropy Parameterizations for Label-Imbalanced Data](https://mlsanity.com/paper/2303.07608/) (2023)
- [Matrix Information Theory for Self-Supervised Learning](https://mlsanity.com/paper/2305.17326/) (2023)
- [The Prevalence of Neural Collapse in Neural Multivariate Regression](https://mlsanity.com/paper/2409.04180/) (2024)
- [Nearest Class-Center Simplification through Intermediate Layers](https://mlsanity.com/paper/2201.08924/) (2022)
- [UniCorn: A Unified Contrastive Learning Approach for Multi-view Molecular Representation Learning](https://mlsanity.com/paper/2405.10343/) (2024)
- [CoFInAl: Enhancing Action Quality Assessment with Coarse-to-Fine Instruction Alignment](https://mlsanity.com/paper/2404.13999/) (2024)
- [Neural Collapse Terminus: A Unified Solution for Class Incremental Learning and Its Variants](https://mlsanity.com/paper/2308.01746/) (2023)
- [Neural Collapse in Multi-label Learning with Pick-all-label Loss](https://mlsanity.com/paper/2310.15903/) (2023)
- [Intermediate Layer Classifiers for OOD generalization](https://mlsanity.com/paper/2504.05461/) (2025)
- [Hidden State Variability of Pretrained Language Models Can Guide Computation Reduction for Transfer Learning](https://mlsanity.com/paper/2210.10041/) (2022)
- [Navigate Beyond Shortcuts: Debiased Learning through the Lens of Neural Collapse](https://mlsanity.com/paper/2405.05587/) (2024)

## Abstract (arXiv)

We study the ability of foundation models to learn representations for classification that are transferable to new, unseen classes. Recent results in the literature show that representations learned by a single classifier over many classes are competitive on few-shot learning problems with representations learned by special-purpose algorithms designed for such problems. In this paper we provide an explanation for this behavior based on the recently observed phenomenon that the features learned by overparameterized classification networks show an interesting clustering property, called neural collapse. We demonstrate both theoretically and empirically that neural collapse generalizes to new samples from the training classes, and -- more importantly -- to new classes as well, allowing foundation models to provide feature maps that work well in transfer learning and, specifically, in the few-shot setting.