# An Analytical Update Rule for General Policy Optimization

arXiv: https://arxiv.org/abs/2112.02045 · HTML: https://mlsanity.com/paper/2112.02045/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 12 of its 31 references that are in the map.
- First posted on arXiv 3 Dec 2021.

## Builds on (most cited first, 12 of 12)

- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Continuous control with deep reinforcement learning](https://mlsanity.com/paper/1509.02971/) (2015)
- [Trust Region Policy Optimization](https://mlsanity.com/paper/1502.05477/) (2015)
- [Soft Actor-Critic Algorithms and Applications](https://mlsanity.com/paper/1812.05905/) (2018)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [Reinforcement Learning and Control as Probabilistic Inference: Tutorial and Review](https://mlsanity.com/paper/1805.00909/) (2018)
- [Maximum a Posteriori Policy Optimisation](https://mlsanity.com/paper/1806.06920/) (2018)
- [Bridging the Gap Between Value and Policy Based Reinforcement Learning](https://mlsanity.com/paper/1702.08892/) (2017)
- [Scalable trust-region method for deep reinforcement learning using Kronecker-factored approximation](https://mlsanity.com/paper/1708.05144/) (2017)
- [Trust-PCL: An Off-Policy Trust Region Method for Continuous Control](https://mlsanity.com/paper/1707.01891/) (2017)
- [Differentiable Trust Region Layers for Deep Reinforcement Learning](https://mlsanity.com/paper/2101.09207/) (2021)
- [Ensuring Monotonic Policy Improvement in Entropy-regularized Value-based Reinforcement Learning](https://mlsanity.com/paper/2008.10806/) (2020)

## Built on by (most cited first, 3 of 3)

- [Order Matters: Agent-by-agent Policy Optimization](https://mlsanity.com/paper/2302.06205/) (2023)
- [Acceleration in Policy Optimization](https://mlsanity.com/paper/2306.10587/) (2023)
- [SB-TRPO: Towards Safe Reinforcement Learning with Hard Constraints](https://mlsanity.com/paper/2512.23770/) (2025)

## Abstract (arXiv)

We present an analytical policy update rule that is independent of parametric function approximators. The policy update rule is suitable for optimizing general stochastic policies and has a monotonic improvement guarantee. It is derived from a closed-form solution to trust-region optimization using calculus of variation, following a new theoretical result that tightens existing bounds for policy improvement using trust-region methods. The update rule builds a connection between policy search methods and value function methods. Moreover, off-policy reinforcement learning algorithms can be derived from the update rule since it does not need to compute integration over on-policy states. In addition, the update rule extends immediately to cooperative multi-agent systems when policy updates are performed by one agent at a time.
