# User Response and Sentiment Prediction for Automatic Dialogue Evaluation

arXiv: https://arxiv.org/abs/2111.08808 · HTML: https://mlsanity.com/paper/2111.08808/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 12 of its 14 references that are in the map.
- First posted on arXiv 16 Nov 2021.

## Builds on (most cited first, 12 of 12)

- [How NOT To Evaluate Your Dialogue System: An Empirical Study of Unsupervised Evaluation Metrics for Dialogue Response Generation](https://mlsanity.com/paper/1603.08023/) (2016)
- [Unsupervised Evaluation of Interactive Dialog with DialoGPT](https://mlsanity.com/paper/2006.12719/) (2020)
- [Survey on Evaluation Methods for Dialogue Systems](https://mlsanity.com/paper/1905.04071/) (2019)
- [A Comprehensive Assessment of Dialog Evaluation Metrics](https://mlsanity.com/paper/2106.03706/) (2021)
- [RUBER: An Unsupervised Method for Automatic Evaluation of Open-Domain Dialog Systems](https://mlsanity.com/paper/1701.03079/) (2017)
- [I like fish, especially dolphins: Addressing Contradictions in Dialogue Modeling](https://mlsanity.com/paper/2012.13391/) (2020)
- [Better Automatic Evaluation of Open-Domain Dialogue Systems with Contextualized Embeddings](https://mlsanity.com/paper/1904.10635/) (2019)
- [Overview of the Ninth Dialog System Technology Challenge: DSTC9](https://mlsanity.com/paper/2011.06486/) (2020)
- [Predictive Engagement: An Efficient Metric For Automatic Evaluation of Open-Domain Dialogue Systems](https://mlsanity.com/paper/1911.01456/) (2019)
- [Towards Automatic Evaluation of Dialog Systems: A Model-Free Off-Policy Evaluation Approach](https://mlsanity.com/paper/2102.10242/) (2021)
- [Speech Sentiment and Customer Satisfaction Estimation in Socialbot Conversations](https://mlsanity.com/paper/2008.12376/) (2020)
- [PONE: A Novel Automatic Evaluation Metric for Open-Domain Generative Dialogue Systems](https://mlsanity.com/paper/2004.02399/) (2020)

## Built on by (most cited first, 3 of 3)

- [Paralinguistics-Enhanced Large Language Modeling of Spoken Dialogue](https://mlsanity.com/paper/2312.15316/) (2023)
- [PoE: a Panel of Experts for Generalized Automatic Dialogue Assessment](https://mlsanity.com/paper/2212.08992/) (2022)
- [Toward More Accurate and Generalizable Evaluation Metrics for Task-Oriented Dialogs](https://mlsanity.com/paper/2306.03984/) (2023)

## Abstract (arXiv)

Automatic evaluation is beneficial for open-domain dialog system development. However, standard word-overlap metrics (BLEU, ROUGE) do not correlate well with human judgements of open-domain dialog systems. In this work we propose to use the sentiment of the next user utterance for turn or dialog level evaluation. Specifically we propose three methods: one that predicts the next sentiment directly, and two others that predict the next user utterance using an utterance or a feedback generator model and then classify its sentiment. Experiments show our model outperforming existing automatic evaluation metrics on both written and spoken open-domain dialogue datasets.
