# Parameterized Knowledge Transfer for Personalized Federated Learning

arXiv: https://arxiv.org/abs/2111.02862 · HTML: https://mlsanity.com/paper/2111.02862/

## Key facts

- Cited by 109 papers in the map (data through 14 Oct 2026).
- Builds on 35 of its 42 references that are in the map.
- First posted on arXiv 4 Nov 2021.

## Builds on (most cited first, 30 of 35)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [ShuffleNet V2: Practical Guidelines for Efficient CNN Architecture Design](https://mlsanity.com/paper/1807.11164/) (2018)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Federated Learning with Personalization Layers](https://mlsanity.com/paper/1912.00818/) (2019)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [FedMD: Heterogenous Federated Learning via Model Distillation](https://mlsanity.com/paper/1910.03581/) (2019)
- [Agnostic Federated Learning](https://mlsanity.com/paper/1902.00146/) (2019)
- [Fair Resource Allocation in Federated Learning](https://mlsanity.com/paper/1905.10497/) (2019)
- [Adaptive Personalized Federated Learning](https://mlsanity.com/paper/2003.13461/) (2020)
- [HeteroFL: Computation and Communication Efficient Federated Learning for Heterogeneous Clients](https://mlsanity.com/paper/2010.01264/) (2020)
- [Three Approaches for Personalization with Applications to Federated Learning](https://mlsanity.com/paper/2002.10619/) (2020)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Improving Federated Learning Personalization via Model Agnostic Meta Learning](https://mlsanity.com/paper/1909.12488/) (2019)
- [Communication-Efficient On-Device Machine Learning: Federated Distillation and Augmentation under Non-IID Private Data](https://mlsanity.com/paper/1811.11479/) (2018)
- [Personalized Federated Learning using Hypernetworks](https://mlsanity.com/paper/2103.04628/) (2021)
- [Federated Learning of a Mixture of Global and Local Models](https://mlsanity.com/paper/2002.05516/) (2020)
- [Personalized Federated Learning with First Order Model Optimization](https://mlsanity.com/paper/2012.08565/) (2020)
- [FedBE: Making Bayesian Model Ensemble Applicable to Federated Learning](https://mlsanity.com/paper/2009.01974/) (2020)
- [Federated Evaluation of On-device Personalization](https://mlsanity.com/paper/1910.10252/) (2019)
- [Salvaging Federated Learning by Local Adaptation](https://mlsanity.com/paper/2002.04758/) (2020)
- [One-Shot Federated Learning](https://mlsanity.com/paper/1902.11175/) (2019)
- [Distillation-Based Semi-Supervised Federated Learning for Communication-Efficient Collaborative Training with Non-IID Private Data](https://mlsanity.com/paper/2008.06180/) (2020)
- [Lower Bounds and Optimal Algorithms for Personalized Federated Learning](https://mlsanity.com/paper/2010.02372/) (2020)
- [Distilled One-Shot Federated Learning](https://mlsanity.com/paper/2009.07999/) (2020)

## Built on by (most cited first, 30 of 109)

- [Heterogeneous Federated Learning: State-of-the-art and Research Challenges](https://mlsanity.com/paper/2307.10616/) (2023)
- [Federated Learning from Pre-Trained Models: A Contrastive Learning Approach](https://mlsanity.com/paper/2209.10083/) (2022)
- [Personalized Federated Learning with Feature Alignment and Classifier Collaboration](https://mlsanity.com/paper/2306.11867/) (2023)
- [FedBiOT: LLM Local Fine-tuning in Federated Learning without Full Model](https://mlsanity.com/paper/2406.17706/) (2024)
- [FedTGP: Trainable Global Prototypes with Adaptive-Margin-Enhanced Contrastive Learning for Data and Model Heterogeneity in Federated Learning](https://mlsanity.com/paper/2401.03230/) (2024)
- [pFL-Bench: A Comprehensive Benchmark for Personalized Federated Learning](https://mlsanity.com/paper/2206.03655/) (2022)
- [A Survey on Heterogeneous Federated Learning](https://mlsanity.com/paper/2210.04505/) (2022)
- [pFedLoRA: Model-Heterogeneous Personalized Federated Learning with LoRA Tuning](https://mlsanity.com/paper/2310.13283/) (2023)
- [Efficient Personalized Federated Learning via Sparse Model-Adaptation](https://mlsanity.com/paper/2305.02776/) (2023)
- [L-DAWA: Layer-wise Divergence Aware Weight Aggregation in Federated Self-Supervised Visual Representation Learning](https://mlsanity.com/paper/2307.07393/) (2023)
- [The Best of Both Worlds: Accurate Global and Personalized Models through Federated Learning with Data-Free Hyper-Knowledge Distillation](https://mlsanity.com/paper/2301.08968/) (2023)
- [AdaFGL: A New Paradigm for Federated Node Classification with Topology Heterogeneity](https://mlsanity.com/paper/2401.11750/) (2024)
- [pFedMoE: Data-Level Personalization with Mixture of Experts for Model-Heterogeneous Personalized Federated Learning](https://mlsanity.com/paper/2402.01350/) (2024)
- [FedClassAvg: Local Representation Learning for Personalized Federated Learning on Heterogeneous Neural Networks](https://mlsanity.com/paper/2210.14226/) (2022)
- [Federated Model Heterogeneous Matryoshka Representation Learning](https://mlsanity.com/paper/2406.00488/) (2024)
- [FIARSE: Model-Heterogeneous Federated Learning via Importance-Aware Submodel Extraction](https://mlsanity.com/paper/2407.19389/) (2024)
- [GPFL: Simultaneously Learning Global and Personalized Feature Information for Personalized Federated Learning](https://mlsanity.com/paper/2308.10279/) (2023)
- [FedICT: Federated Multi-task Distillation for Multi-access Edge Computing](https://mlsanity.com/paper/2301.00389/) (2023)
- [Confidence-aware Personalized Federated Learning via Variational Expectation Maximization](https://mlsanity.com/paper/2305.12557/) (2023)
- [FedMEKT: Distillation-based Embedding Knowledge Transfer for Multimodal Federated Learning](https://mlsanity.com/paper/2307.13214/) (2023)
- [An Upload-Efficient Scheme for Transferring Knowledge From a Server-Side Pre-trained Generator to Clients in Heterogeneous Federated Learning](https://mlsanity.com/paper/2403.15760/) (2024)
- [Machine Learning with Confidential Computing: A Systematization of Knowledge](https://mlsanity.com/paper/2208.10134/) (2022)
- [PerAda: Parameter-Efficient Federated Learning Personalization with Generalization Guarantees](https://mlsanity.com/paper/2302.06637/) (2023)
- [Federated Distillation: A Survey](https://mlsanity.com/paper/2404.08564/) (2024)
- [Anchor Sampling for Federated Learning with Partial Client Participation](https://mlsanity.com/paper/2206.05891/) (2022)
- [FedBEVT: Federated Learning Bird's Eye View Perception Transformer in Road Traffic Systems](https://mlsanity.com/paper/2304.01534/) (2023)
- [MH-pFLID: Model Heterogeneous personalized Federated Learning via Injection and Distillation for Medical Data Analysis](https://mlsanity.com/paper/2405.06822/) (2024)
- [Towards Federated RLHF with Aggregated Client Preference for LLMs](https://mlsanity.com/paper/2407.03038/) (2024)
- [Personalized Online Federated Learning with Multiple Kernels](https://mlsanity.com/paper/2311.05108/) (2023)
- [FedSSA: Semantic Similarity-based Aggregation for Efficient Model-Heterogeneous Personalized Federated Learning](https://mlsanity.com/paper/2312.09006/) (2023)

## Abstract (arXiv)

In recent years, personalized federated learning (pFL) has attracted increasing attention for its potential in dealing with statistical heterogeneity among clients. However, the state-of-the-art pFL methods rely on model parameters aggregation at the server side, which require all models to have the same structure and size, and thus limits the application for more heterogeneous scenarios. To deal with such model constraints, we exploit the potentials of heterogeneous model settings and propose a novel training framework to employ personalized models for different clients. Specifically, we formulate the aggregation procedure in original pFL into a personalized group knowledge transfer training algorithm, namely, KT-pFL, which enables each client to maintain a personalized soft prediction at the server side to guide the others' local training. KT-pFL updates the personalized soft prediction of each client by a linear combination of all local soft predictions using a knowledge coefficient matrix, which can adaptively reinforce the collaboration among clients who own similar data distribution. Furthermore, to quantify the contributions of each client to others' personalized training, the knowledge coefficient matrix is parameterized so that it can be trained simultaneously with the models. The knowledge coefficient matrix and the model parameters are alternatively updated in each round following the gradient descent way. Extensive experiments on various datasets (EMNIST, FashionMNIST, CIFAR-10) are conducted under different settings (heterogeneous models and data distributions). It is demonstrated that the proposed framework is the first federated learning paradigm that realizes personalized model training via parameterized group knowledge transfer while achieving significant performance gain comparing with state-of-the-art algorithms.