# You are caught stealing my winning lottery ticket! Making a lottery ticket claim its ownership

arXiv: https://arxiv.org/abs/2111.00162 · HTML: https://mlsanity.com/paper/2111.00162/

## Key facts

- Cited by 18 papers in the map (data through 14 Oct 2026).
- Builds on 25 of its 54 references that are in the map.
- First posted on arXiv 30 Oct 2021.

## Builds on (most cited first, 25 of 25)

- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [Learning both Weights and Connections for Efficient Neural Networks](https://mlsanity.com/paper/1506.02626/) (2015)
- [SNIP: Single-shot Network Pruning based on Connection Sensitivity](https://mlsanity.com/paper/1810.02340/) (2018)
- [Linear Mode Connectivity and the Lottery Ticket Hypothesis](https://mlsanity.com/paper/1912.05671/) (2019)
- [Pruning neural networks without any data by iteratively conserving synaptic flow](https://mlsanity.com/paper/2006.05467/) (2020)
- [The State of Sparsity in Deep Neural Networks](https://mlsanity.com/paper/1902.09574/) (2019)
- [Picking Winning Tickets Before Training by Preserving Gradient Flow](https://mlsanity.com/paper/2002.07376/) (2020)
- [Turning Your Weakness Into a Strength: Watermarking Deep Neural Networks by Backdooring](https://mlsanity.com/paper/1802.04633/) (2018)
- [The Lottery Ticket Hypothesis for Pre-trained BERT Networks](https://mlsanity.com/paper/2007.12223/) (2020)
- [Embedding Watermarks into Deep Neural Networks](https://mlsanity.com/paper/1701.04082/) (2017)
- [NISP: Pruning Networks using Neuron Importance Score Propagation](https://mlsanity.com/paper/1711.05908/) (2017)
- [Learning to Prune Deep Neural Networks via Layer-wise Optimal Brain Surgeon](https://mlsanity.com/paper/1705.07565/) (2017)
- [Pruning Neural Networks at Initialization: Why are We Missing the Mark?](https://mlsanity.com/paper/2009.08576/) (2020)
- [Drawing Early-Bird Tickets: Towards More Efficient Training of Deep Networks](https://mlsanity.com/paper/1909.11957/) (2019)
- [Adversarial Frontier Stitching for Remote Neural Network Watermarking](https://mlsanity.com/paper/1711.01894/) (2017)
- [A Unified Lottery Ticket Hypothesis for Graph Neural Networks](https://mlsanity.com/paper/2102.06790/) (2021)
- [The Lottery Tickets Hypothesis for Supervised and Self-supervised Pre-training in Computer Vision Models](https://mlsanity.com/paper/2012.06908/) (2020)
- [[Extended version] Rethinking Deep Neural Network Ownership Verification: Embedding Passports to Defeat Ambiguity Attacks](https://mlsanity.com/paper/1909.07830/) (2019)
- [Playing the lottery with rewards and multiple languages: lottery tickets in RL and NLP](https://mlsanity.com/paper/1906.02768/) (2019)
- [Playing Lottery Tickets with Vision and Language](https://mlsanity.com/paper/2104.11832/) (2021)
- [Efficient Lottery Ticket Finding: Less Data is More](https://mlsanity.com/paper/2106.03225/) (2021)
- [Passport-aware Normalization for Deep Model Protection](https://mlsanity.com/paper/2010.15824/) (2020)
- [Undistillable: Making A Nasty Teacher That CANNOT teach students](https://mlsanity.com/paper/2105.07381/) (2021)
- [GANs Can Play Lottery Tickets Too](https://mlsanity.com/paper/2106.00134/) (2021)
- [Winning Lottery Tickets in Deep Generative Models](https://mlsanity.com/paper/2010.02350/) (2020)

## Built on by (most cited first, 18 of 18)

- [Sparsity Winning Twice: Better Robust Generalization from More Efficient Training](https://mlsanity.com/paper/2202.09844/) (2022)
- [HuRef: HUman-REadable Fingerprint for Large Language Models](https://mlsanity.com/paper/2312.04828/) (2023)
- [Coarsening the Granularity: Towards Structurally Sparse Lottery Tickets](https://mlsanity.com/paper/2202.04736/) (2022)
- [A Survey of Lottery Ticket Hypothesis](https://mlsanity.com/paper/2403.04861/) (2024)
- [Rethinking White-Box Watermarks on Deep Learning Models under Neural Structural Obfuscation](https://mlsanity.com/paper/2303.09732/) (2023)
- [Comprehensive Graph Gradual Pruning for Sparse Training in Graph Neural Networks](https://mlsanity.com/paper/2207.08629/) (2022)
- [Model Provenance Testing for Large Language Models](https://mlsanity.com/paper/2502.00706/) (2025)
- [Dimensionality Reduced Training by Pruning and Freezing Parts of a Deep Neural Network, a Survey](https://mlsanity.com/paper/2205.08099/) (2022)
- [Who Leaked the Model? Tracking IP Infringers in Accountable Federated Learning](https://mlsanity.com/paper/2312.03205/) (2023)
- [Neural Lineage](https://mlsanity.com/paper/2406.11129/) (2024)
- [DuFFin: A Dual-Level Fingerprinting Framework for LLMs IP Protection](https://mlsanity.com/paper/2505.16530/) (2025)
- [Cracking White-box DNN Watermarks via Invariant Neuron Transforms](https://mlsanity.com/paper/2205.00199/) (2022)
- [DeepEclipse: How to Break White-Box DNN-Watermarking Schemes](https://mlsanity.com/paper/2403.03590/) (2024)
- [Safe and Robust Watermark Injection with a Single OoD Image](https://mlsanity.com/paper/2309.01786/) (2023)
- [Neural Dehydration: Effective Erasure of Black-box Watermarks from DNNs with Limited Data](https://mlsanity.com/paper/2309.03466/) (2023)
- [EmbTracker: Traceable Black-box Watermarking for Federated Language Models](https://mlsanity.com/paper/2603.12089/) (2026)
- [OVLA: Neural Network Ownership Verification using Latent Watermarks](https://mlsanity.com/paper/2306.13215/) (2023)
- [Weisfeiler and Leman Go Gambling: Why Expressive Lottery Tickets Win](https://mlsanity.com/paper/2506.03919/) (2025)

## Abstract (arXiv)

Despite tremendous success in many application scenarios, the training and inference costs of using deep learning are also rapidly increasing over time. The lottery ticket hypothesis (LTH) emerges as a promising framework to leverage a special sparse subnetwork (i.e., winning ticket) instead of a full model for both training and inference, that can lower both costs without sacrificing the performance. The main resource bottleneck of LTH is however the extraordinary cost to find the sparse mask of the winning ticket. That makes the found winning ticket become a valuable asset to the owners, highlighting the necessity of protecting its copyright. Our setting adds a new dimension to the recently soaring interest in protecting against the intellectual property (IP) infringement of deep models and verifying their ownerships, since they take owners' massive/unique resources to develop or train. While existing methods explored encrypted weights or predictions, we investigate a unique way to leverage sparse topological information to perform lottery verification, by developing several graph-based signatures that can be embedded as credentials. By further combining trigger set-based methods, our proposal can work in both white-box and black-box verification scenarios. Through extensive experiments, we demonstrate the effectiveness of lottery verification in diverse models (ResNet-20, ResNet-18, ResNet-50) on CIFAR-10 and CIFAR-100. Specifically, our verification is shown to be robust to removal attacks such as model fine-tuning and pruning, as well as several ambiguity attacks. Our codes are available at https://github.com/VITA-Group/NO-stealing-LTH.
