# RocketQAv2: A Joint Training Method for Dense Passage Retrieval and Passage Re-ranking

arXiv: https://arxiv.org/abs/2110.07367 · HTML: https://mlsanity.com/paper/2110.07367/

## Key facts

- Cited by 176 papers in the map (data through 14 Oct 2026).
- Builds on 38 of its 49 references that are in the map.
- First posted on arXiv 14 Oct 2021.

## Builds on (most cited first, 30 of 38)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [MS MARCO: A Human Generated MAchine Reading COmprehension Dataset](https://mlsanity.com/paper/1611.09268/) (2016)
- [ColBERT: Efficient and Effective Passage Search via Contextualized Late Interaction over BERT](https://mlsanity.com/paper/2004.12832/) (2020)
- [Approximate Nearest Neighbor Negative Contrastive Learning for Dense Text Retrieval](https://mlsanity.com/paper/2007.00808/) (2020)
- [Latent Retrieval for Weakly Supervised Open Domain Question Answering](https://mlsanity.com/paper/1906.00300/) (2019)
- [Passage Re-ranking with BERT](https://mlsanity.com/paper/1901.04085/) (2019)
- [RocketQA: An Optimized Training Approach to Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2010.08191/) (2020)
- [Efficiently Teaching an Effective Dense Retriever with Balanced Topic Aware Sampling](https://mlsanity.com/paper/2104.06967/) (2021)
- [Document Expansion by Query Prediction](https://mlsanity.com/paper/1904.08375/) (2019)
- [ERNIE 2.0: A Continual Pre-training Framework for Language Understanding](https://mlsanity.com/paper/1907.12412/) (2019)
- [Efficient Natural Language Response Suggestion for Smart Reply](https://mlsanity.com/paper/1705.00652/) (2017)
- [Distilling Knowledge from Reader to Retriever for Question Answering](https://mlsanity.com/paper/2012.04584/) (2020)
- [Sparse, Dense, and Attentional Representations for Text Retrieval](https://mlsanity.com/paper/2005.00181/) (2020)
- [Multi-Stage Document Ranking with BERT](https://mlsanity.com/paper/1910.14424/) (2019)
- [Generation-Augmented Retrieval for Open-domain Question Answering](https://mlsanity.com/paper/2009.08553/) (2020)
- [Answering Complex Open-Domain Questions with Multi-Hop Dense Retrieval](https://mlsanity.com/paper/2009.12756/) (2020)
- [Embedding-based Retrieval in Facebook Search](https://mlsanity.com/paper/2006.11632/) (2020)
- [Optimizing Dense Retrieval Model Training with Hard Negatives](https://mlsanity.com/paper/2104.08051/) (2021)
- [Pre-training Tasks for Embedding-based Large-scale Retrieval](https://mlsanity.com/paper/2002.03932/) (2020)
- [Improving Efficient Neural Ranking Models with Cross-Architecture Knowledge Distillation](https://mlsanity.com/paper/2010.02666/) (2020)
- [Learning Dense Representations for Entity Retrieval](https://mlsanity.com/paper/1909.10506/) (2019)
- [Deeper Text Understanding for IR with Contextual Neural Language Modeling](https://mlsanity.com/paper/1905.09217/) (2019)
- [COIL: Revisit Exact Lexical Match in Information Retrieval with Contextualized Inverted List](https://mlsanity.com/paper/2104.07186/) (2021)
- [Multi-passage BERT: A Globally Normalized BERT Model for Open-domain Question Answering](https://mlsanity.com/paper/1908.08167/) (2019)
- [End-to-End Training of Neural Retrievers for Open-Domain Question Answering](https://mlsanity.com/paper/2101.00408/) (2021)
- [Rethink Training of BERT Rerankers in Multi-Stage Retrieval Pipeline](https://mlsanity.com/paper/2101.08751/) (2021)
- [PAIR: Leveraging Passage-Centric Similarity Relation for Improving Dense Passage Retrieval](https://mlsanity.com/paper/2108.06027/) (2021)

## Built on by (most cited first, 30 of 176)

- [Text Embeddings by Weakly-Supervised Contrastive Pre-training](https://mlsanity.com/paper/2212.03533/) (2022)
- [M3-Embedding: Multi-Linguality, Multi-Functionality, Multi-Granularity Text Embeddings Through Self-Knowledge Distillation](https://mlsanity.com/paper/2402.03216/) (2024)
- [ColBERTv2: Effective and Efficient Retrieval via Lightweight Late Interaction](https://mlsanity.com/paper/2112.01488/) (2021)
- [Promptagator: Few-shot Dense Retrieval From 8 Examples](https://mlsanity.com/paper/2209.11755/) (2022)
- [Query2doc: Query Expansion with Large Language Models](https://mlsanity.com/paper/2303.07678/) (2023)
- [Investigating the Factual Knowledge Boundary of Large Language Models with Retrieval Augmentation](https://mlsanity.com/paper/2307.11019/) (2023)
- [jina-embeddings-v3: Multilingual Embeddings With Task LoRA](https://mlsanity.com/paper/2409.10173/) (2024)
- [GPL: Generative Pseudo Labeling for Unsupervised Domain Adaptation of Dense Retrieval](https://mlsanity.com/paper/2112.07577/) (2021)
- [RetroMAE: Pre-Training Retrieval-oriented Language Models Via Masked Auto-Encoder](https://mlsanity.com/paper/2205.12035/) (2022)
- [How to Train Your DRAGON: Diverse Augmentation Towards Generalizable Dense Retrieval](https://mlsanity.com/paper/2302.07452/) (2023)
- [RankT5: Fine-Tuning T5 for Text Ranking with Ranking Losses](https://mlsanity.com/paper/2210.10634/) (2022)
- [Evaluating Open-Domain Question Answering in the Era of Large Language Models](https://mlsanity.com/paper/2305.06984/) (2023)
- [PLAID: An Efficient Engine for Late Interaction Retrieval](https://mlsanity.com/paper/2205.09707/) (2022)
- [From Distillation to Hard Negative Sampling: Making Sparse Neural IR Models More Effective](https://mlsanity.com/paper/2205.04733/) (2022)
- [NV-Retriever: Improving text embedding models with effective hard-negative mining](https://mlsanity.com/paper/2407.15831/) (2024)
- [Gecko: Versatile Text Embeddings Distilled from Large Language Models](https://mlsanity.com/paper/2403.20327/) (2024)
- [Llama2Vec: Unsupervised Adaptation of Large Language Models for Dense Retrieval](https://mlsanity.com/paper/2312.15503/) (2023)
- [Learning to Retrieve In-Context Examples for Large Language Models](https://mlsanity.com/paper/2307.07164/) (2023)
- [When Do LLMs Need Retrieval Augmentation? Mitigating LLMs' Overconfidence Helps Retrieval Augmentation](https://mlsanity.com/paper/2402.11457/) (2024)
- [Bridging the Gap Between Indexing and Retrieval for Differentiable Search Index with Query Generation](https://mlsanity.com/paper/2206.10128/) (2022)
- [Questions Are All You Need to Train a Dense Passage Retriever](https://mlsanity.com/paper/2206.10658/) (2022)
- [Multi-View Document Representation Learning for Open-Domain Dense Retrieval](https://mlsanity.com/paper/2203.08372/) (2022)
- [ERNIE-Search: Bridging Cross-Encoder with Dual-Encoder via Self On-the-fly Distillation for Dense Passage Retrieval](https://mlsanity.com/paper/2205.09153/) (2022)
- [Curriculum Learning for Dense Retrieval Distillation](https://mlsanity.com/paper/2204.13679/) (2022)
- [UniMS-RAG: A Unified Multi-source Retrieval-Augmented Generation for Personalized Dialogue Systems](https://mlsanity.com/paper/2401.13256/) (2024)
- [Towards Robust Ranker for Text Retrieval](https://mlsanity.com/paper/2206.08063/) (2022)
- [LLMs are Also Effective Embedding Models: An In-depth Overview](https://mlsanity.com/paper/2412.12591/) (2024)
- [Rethinking the Role of Token Retrieval in Multi-Vector Retrieval](https://mlsanity.com/paper/2304.01982/) (2023)
- [Fine-Grained Distillation for Long Document Retrieval](https://mlsanity.com/paper/2212.10423/) (2022)
- [NevIR: Negation in Neural Information Retrieval](https://mlsanity.com/paper/2305.07614/) (2023)

## Abstract (arXiv)

In various natural language processing tasks, passage retrieval and passage re-ranking are two key procedures in finding and ranking relevant information. Since both the two procedures contribute to the final performance, it is important to jointly optimize them in order to achieve mutual improvement. In this paper, we propose a novel joint training approach for dense passage retrieval and passage re-ranking. A major contribution is that we introduce the dynamic listwise distillation, where we design a unified listwise training approach for both the retriever and the re-ranker. During the dynamic distillation, the retriever and the re-ranker can be adaptively improved according to each other's relevance information. We also propose a hybrid data augmentation strategy to construct diverse training instances for listwise training approach. Extensive experiments show the effectiveness of our approach on both MSMARCO and Natural Questions datasets. Our code is available at https://github.com/PaddlePaddle/RocketQA.