# Enhancing Model Robustness and Fairness with Causality: A Regularization Approach

arXiv: https://arxiv.org/abs/2110.00911 · HTML: https://mlsanity.com/paper/2110.00911/

## Key facts

- Cited by 11 papers in the map (data through 14 Oct 2026).
- Builds on 24 of its 44 references that are in the map.
- First posted on arXiv 3 Oct 2021.

## Builds on (most cited first, 24 of 24)

- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Distributionally Robust Neural Networks for Group Shifts: On the Importance of Regularization for Worst-Case Generalization](https://mlsanity.com/paper/1911.08731/) (2019)
- [Targeted Backdoor Attacks on Deep Learning Systems Using Data Poisoning](https://mlsanity.com/paper/1712.05526/) (2017)
- [Beyond Accuracy: Behavioral Testing of NLP models with CheckList](https://mlsanity.com/paper/2005.04118/) (2020)
- [Gender Bias in Coreference Resolution: Evaluation and Debiasing Methods](https://mlsanity.com/paper/1804.06876/) (2018)
- [Learning the Difference that Makes a Difference with Counterfactually-Augmented Data](https://mlsanity.com/paper/1909.12434/) (2019)
- [An Investigation of Why Overparameterization Exacerbates Spurious Correlations](https://mlsanity.com/paper/2005.04345/) (2020)
- [Fairness without Demographics through Adversarially Reweighted Learning](https://mlsanity.com/paper/2006.13114/) (2020)
- [Examining Gender and Race Bias in Two Hundred Sentiment Analysis Systems](https://mlsanity.com/paper/1805.04508/) (2018)
- [Polyjuice: Generating Counterfactuals for Explaining, Evaluating, and Improving Models](https://mlsanity.com/paper/2101.00288/) (2021)
- [Gender Bias in Neural Natural Language Processing](https://mlsanity.com/paper/1807.11714/) (2018)
- [Data Decisions and Theoretical Implications when Adversarially Learning Fair Representations](https://mlsanity.com/paper/1707.00075/) (2017)
- [FairGAN: Fairness-aware Generative Adversarial Networks](https://mlsanity.com/paper/1805.11202/) (2018)
- [Counterfactual Fairness in Text Classification through Robustness](https://mlsanity.com/paper/1809.10610/) (2018)
- [Robustness to Spurious Correlations in Text Classification via Automatically Generated Counterfactuals](https://mlsanity.com/paper/2012.10040/) (2020)
- [Operationalizing Individual Fairness with Pairwise Fair Representations](https://mlsanity.com/paper/1907.01439/) (2019)
- [Robustness to Spurious Correlations via Human Annotations](https://mlsanity.com/paper/2007.06661/) (2020)
- [Text and Causal Inference: A Review of Using Text to Remove Confounding from Causal Estimates](https://mlsanity.com/paper/2005.00649/) (2020)
- [Identifying Spurious Correlations for Robust Text Classification](https://mlsanity.com/paper/2010.02458/) (2020)
- [A Causal View on Robustness of Neural Networks](https://mlsanity.com/paper/2005.01095/) (2020)
- [Demographics Should Not Be the Reason of Toxicity: Mitigating Discrimination in Text Classifications with Instance Weighting](https://mlsanity.com/paper/2004.14088/) (2020)
- [Challenges of Using Text Classifiers for Causal Inference](https://mlsanity.com/paper/1810.00956/) (2018)
- [AI and Holistic Review: Informing Human Reading in College Admissions](https://mlsanity.com/paper/1912.09318/) (2019)

## Built on by (most cited first, 11 of 11)

- [A Survey on Fairness in Large Language Models](https://mlsanity.com/paper/2308.10149/) (2023)
- [Fairness in Large Language Models: A Taxonomic Survey](https://mlsanity.com/paper/2404.01349/) (2024)
- [Securing Large Language Models: Addressing Bias, Misinformation, and Prompt Attacks](https://mlsanity.com/paper/2409.08087/) (2024)
- [A Review of the Role of Causality in Developing Trustworthy AI Systems](https://mlsanity.com/paper/2302.06975/) (2023)
- [The Pursuit of Fairness in Artificial Intelligence Models: A Survey](https://mlsanity.com/paper/2403.17333/) (2024)
- [Achieving Fairness Across Local and Global Models in Federated Learning](https://mlsanity.com/paper/2406.17102/) (2024)
- [Causality Is Key to Understand and Balance Multiple Goals in Trustworthy ML and Foundation Models](https://mlsanity.com/paper/2502.21123/) (2025)
- [Robustifying Sentiment Classification by Maximally Exploiting Few Counterfactuals](https://mlsanity.com/paper/2210.11805/) (2022)
- [Using Synthetic Data to Mitigate Unfairness and Preserve Privacy in Collaborative Machine Learning](https://mlsanity.com/paper/2409.09532/) (2024)
- [Towards Unbiased Cross-Modal Representation Learning for Food Image-to-Recipe Retrieval](https://mlsanity.com/paper/2511.15201/) (2025)
- [A pipeline for enabling path-specific causal fairness in observational health data](https://mlsanity.com/paper/2601.09841/) (2026)

## Abstract (arXiv)

Recent work has raised concerns on the risk of spurious correlations and unintended biases in statistical machine learning models that threaten model robustness and fairness. In this paper, we propose a simple and intuitive regularization approach to integrate causal knowledge during model training and build a robust and fair model by emphasizing causal features and de-emphasizing spurious features. Specifically, we first manually identify causal and spurious features with principles inspired from the counterfactual framework of causal inference. Then, we propose a regularization approach to penalize causal and spurious features separately. By adjusting the strength of the penalty for each type of feature, we build a predictive model that relies more on causal features and less on non-causal features. We conduct experiments to evaluate model robustness and fairness on three datasets with multiple metrics. Empirical results show that the new models built with causal awareness significantly improve model robustness with respect to counterfactual texts and model fairness with respect to sensitive attributes.
