# A First-Occupancy Representation for Reinforcement Learning

arXiv: https://arxiv.org/abs/2109.13863 · HTML: https://mlsanity.com/paper/2109.13863/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Builds on 23 of its 46 references that are in the map.
- First posted on arXiv 28 Sep 2021.

## Builds on (most cited first, 23 of 23)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Continuous control with deep reinforcement learning](https://mlsanity.com/paper/1509.02971/) (2015)
- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [OpenAI Gym](https://mlsanity.com/paper/1606.01540/) (2016)
- [Diversity is All You Need: Learning Skills without a Reward Function](https://mlsanity.com/paper/1802.06070/) (2018)
- [Successor Features for Transfer in Reinforcement Learning](https://mlsanity.com/paper/1606.05312/) (2016)
- [Dynamics-Aware Unsupervised Discovery of Skills](https://mlsanity.com/paper/1907.01657/) (2019)
- [Variational Intrinsic Control](https://mlsanity.com/paper/1611.07507/) (2016)
- [Provably efficient RL with Rich Observations via Latent State Decoding](https://mlsanity.com/paper/1901.09018/) (2019)
- [Fast Task Inference with Variational Intrinsic Successor Features](https://mlsanity.com/paper/1906.05030/) (2019)
- [Count-Based Exploration with the Successor Representation](https://mlsanity.com/paper/1807.11622/) (2018)
- [APS: Active Pretraining with Successor Features](https://mlsanity.com/paper/2108.13956/) (2021)
- [Transfer in Deep Reinforcement Learning Using Successor Features and Generalised Policy Improvement](https://mlsanity.com/paper/1901.10964/) (2019)
- [Deep Successor Reinforcement Learning](https://mlsanity.com/paper/1606.02396/) (2016)
- [Environment-Independent Task Specifications via GLTL](https://mlsanity.com/paper/1704.04341/) (2017)
- [Tactical Optimism and Pessimism for Deep Reinforcement Learning](https://mlsanity.com/paper/2102.03765/) (2021)
- [Reinforcement Learning with Non-Markovian Rewards](https://mlsanity.com/paper/1912.02552/) (2019)
- [Efficient Wasserstein Natural Gradients for Reinforcement Learning](https://mlsanity.com/paper/2010.05380/) (2020)
- [Discovering a set of policies for the worst case reward](https://mlsanity.com/paper/2102.04323/) (2021)
- [Universal Successor Features for Transfer Reinforcement Learning](https://mlsanity.com/paper/2001.04025/) (2020)
- [A neurally plausible model learns successor representations in partially observable environments](https://mlsanity.com/paper/1906.09480/) (2019)
- [Better transfer learning with inferred successor maps](https://mlsanity.com/paper/1906.07663/) (2019)

## Built on by (most cited first, 14 of 14)

- [Confronting Reward Model Overoptimization with Constrained RLHF](https://mlsanity.com/paper/2310.04373/) (2023)
- [Maximum State Entropy Exploration using Predecessor and Successor Representations](https://mlsanity.com/paper/2306.14808/) (2023)
- [Towards an Understanding of Default Policies in Multitask Policy Optimization](https://mlsanity.com/paper/2111.02994/) (2021)
- [Successor-Predecessor Intrinsic Exploration](https://mlsanity.com/paper/2305.15277/) (2023)
- [Predictive representations: building blocks of intelligence](https://mlsanity.com/paper/2402.06590/) (2024)
- [Reward-Aware Proto-Representations in Reinforcement Learning](https://mlsanity.com/paper/2505.16217/) (2025)
- [A State Representation for Diminishing Rewards](https://mlsanity.com/paper/2309.03710/) (2023)
- [SR-Reward: Taking The Path More Traveled](https://mlsanity.com/paper/2501.02330/) (2025)
- [Safety-Constrained Policy Transfer with Successor Features](https://mlsanity.com/paper/2211.05361/) (2022)
- [Offline-to-online Reinforcement Learning for Image-based Grasping with Scarce Demonstrations](https://mlsanity.com/paper/2410.14957/) (2024)
- [Learning Hidden Subgoals under Temporal Ordering Constraints in Reinforcement Learning](https://mlsanity.com/paper/2411.01425/) (2024)
- [Minimum Description Length Control](https://mlsanity.com/paper/2207.08258/) (2022)
- [Transfer RL via the Undo Maps Formalism](https://mlsanity.com/paper/2211.14469/) (2022)
- [DROGO: Default Representation Objective via Graph Optimization in Reinforcement Learning](https://mlsanity.com/paper/2602.00403/) (2026)

## Abstract (arXiv)

Both animals and artificial agents benefit from state representations that support rapid transfer of learning across tasks and which enable them to efficiently traverse their environments to reach rewarding states. The successor representation (SR), which measures the expected cumulative, discounted state occupancy under a fixed policy, enables efficient transfer to different reward structures in an otherwise constant Markovian environment and has been hypothesized to underlie aspects of biological behavior and neural activity. However, in the real world, rewards may move or only be available for consumption once, may shift location, or agents may simply aim to reach goal states as rapidly as possible without the constraint of artificially imposed task horizons. In such cases, the most behaviorally-relevant representation would carry information about when the agent was likely to first reach states of interest, rather than how often it should expect to visit them over a potentially infinite time span. To reflect such demands, we introduce the first-occupancy representation (FR), which measures the expected temporal discount to the first time a state is accessed. We demonstrate that the FR facilitates exploration, the selection of efficient paths to desired states, allows the agent, under certain conditions, to plan provably optimal trajectories defined by a sequence of subgoals, and induces similar behavior to animals avoiding threatening stimuli.
