# FedProc: Prototypical Contrastive Federated Learning on Non-IID data

arXiv: https://arxiv.org/abs/2109.12273 · HTML: https://mlsanity.com/paper/2109.12273/

## Key facts

- Cited by 81 papers in the map (data through 14 Oct 2026).
- Builds on 41 of its 55 references that are in the map.
- First posted on arXiv 25 Sep 2021.

## Builds on (most cited first, 30 of 41)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Supervised Contrastive Learning](https://mlsanity.com/paper/2004.11362/) (2020)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimization](https://mlsanity.com/paper/2007.07481/) (2020)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Model-Contrastive Federated Learning](https://mlsanity.com/paper/2103.16257/) (2021)
- [Prototypical Contrastive Learning of Unsupervised Representations](https://mlsanity.com/paper/2005.04966/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Federated Learning on Non-IID Data Silos: An Experimental Study](https://mlsanity.com/paper/2102.02079/) (2021)
- [Federated Learning with Matched Averaging](https://mlsanity.com/paper/2002.06440/) (2020)
- [Federated Learning with Differential Privacy: Algorithms and Performance Analysis](https://mlsanity.com/paper/1911.00222/) (2019)
- [Exploiting Unintended Feature Leakage in Collaborative Learning](https://mlsanity.com/paper/1805.04049/) (2018)
- [Agnostic Federated Learning](https://mlsanity.com/paper/1902.00146/) (2019)
- [Robust and Communication-Efficient Federated Learning from Non-IID Data](https://mlsanity.com/paper/1903.02891/) (2019)
- [Adaptive Federated Learning in Resource Constrained Edge Computing Systems](https://mlsanity.com/paper/1804.05271/) (2018)
- [BBN: Bilateral-Branch Network with Cumulative Learning for Long-Tailed Visual Recognition](https://mlsanity.com/paper/1912.02413/) (2019)
- [Bayesian Nonparametric Federated Learning of Neural Networks](https://mlsanity.com/paper/1905.12022/) (2019)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Beyond Inferring Class Representatives: User-Level Privacy Leakage From Federated Learning](https://mlsanity.com/paper/1812.00535/) (2018)
- [Federated learning with hierarchical clustering of local updates to improve training on non-IID data](https://mlsanity.com/paper/2004.11791/) (2020)
- [A Hybrid Approach to Privacy-Preserving Federated Learning](https://mlsanity.com/paper/1812.03224/) (2018)

## Built on by (most cited first, 30 of 81)

- [Heterogeneous Federated Learning: State-of-the-art and Research Challenges](https://mlsanity.com/paper/2307.10616/) (2023)
- [Federated Learning from Pre-Trained Models: A Contrastive Learning Approach](https://mlsanity.com/paper/2209.10083/) (2022)
- [Federated Learning for Generalization, Robustness, Fairness: A Survey and Benchmark](https://mlsanity.com/paper/2311.06750/) (2023)
- [Personalized Federated Learning with Feature Alignment and Classifier Collaboration](https://mlsanity.com/paper/2306.11867/) (2023)
- [FedFA: Federated Learning with Feature Anchors to Align Features and Classifiers for Heterogeneous Data](https://mlsanity.com/paper/2211.09299/) (2022)
- [Generalizable Heterogeneous Federated Cross-Correlation and Instance Similarity Learning](https://mlsanity.com/paper/2309.16286/) (2023)
- [Cross-Silo Prototypical Calibration for Federated Learning with Non-IID Data](https://mlsanity.com/paper/2308.03457/) (2023)
- [Relaxed Contrastive Learning for Federated Learning](https://mlsanity.com/paper/2401.04928/) (2024)
- [Fair Federated Learning under Domain Skew with Local Consistency and Domain Diversity](https://mlsanity.com/paper/2405.16585/) (2024)
- [Taming Cross-Domain Representation Variance in Federated Prototype Learning with Heterogeneous Data Domains](https://mlsanity.com/paper/2403.09048/) (2024)
- [FedFM: Anchor-based Feature Matching for Data Heterogeneity in Federated Learning](https://mlsanity.com/paper/2210.07615/) (2022)
- [Harmonizing Generalization and Personalization in Federated Prompt Learning](https://mlsanity.com/paper/2405.09771/) (2024)
- [Communication-Efficient Federated Learning with Accelerated Client Gradient](https://mlsanity.com/paper/2201.03172/) (2022)
- [Cross-Modal Prototype based Multimodal Federated Learning under Severely Missing Modality](https://mlsanity.com/paper/2401.13898/) (2024)
- [MP-FedCL: Multiprototype Federated Contrastive Learning for Edge Intelligence](https://mlsanity.com/paper/2304.01950/) (2023)
- [FedIIC: Towards Robust Federated Learning for Class-Imbalanced Medical Image Classification](https://mlsanity.com/paper/2206.13803/) (2022)
- [A Hybrid Self-Supervised Learning Framework for Vertical Federated Learning](https://mlsanity.com/paper/2208.08934/) (2022)
- [Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions](https://mlsanity.com/paper/2411.12377/) (2024)
- [FedCiR: Client-Invariant Representation Learning for Federated Non-IID Features](https://mlsanity.com/paper/2308.15786/) (2023)
- [Geometric Knowledge-Guided Localized Global Distribution Alignment for Federated Learning](https://mlsanity.com/paper/2503.06457/) (2025)
- [Personalized Federated Learning for Spatio-Temporal Forecasting: A Dual Semantic Alignment-Based Contrastive Approach](https://mlsanity.com/paper/2404.03702/) (2024)
- [Dynamic Heterogeneous Federated Learning with Multi-Level Prototypes](https://mlsanity.com/paper/2312.09881/) (2023)
- [Fed-CO2: Cooperation of Online and Offline Models for Severe Data Heterogeneity in Federated Learning](https://mlsanity.com/paper/2312.13923/) (2023)
- [Federated Class-Incremental Learning with Hierarchical Generative Prototypes](https://mlsanity.com/paper/2406.02447/) (2024)
- [FedRFQ: Prototype-Based Federated Learning with Reduced Redundancy, Minimal Failure, and Enhanced Quality](https://mlsanity.com/paper/2401.07558/) (2024)
- [Towards Robust Federated Learning via Logits Calibration on Non-IID Data](https://mlsanity.com/paper/2403.02803/) (2024)
- [FedCCL: Federated Dual-Clustered Feature Contrast Under Domain Heterogeneity](https://mlsanity.com/paper/2404.09259/) (2024)
- [Adaptive Expert Models for Personalization in Federated Learning](https://mlsanity.com/paper/2206.07832/) (2022)
- [Federated Model Aggregation via Self-Supervised Priors for Highly Imbalanced Medical Image Classification](https://mlsanity.com/paper/2307.14959/) (2023)
- [CCFC: Bridging Federated Clustering and Contrastive Learning](https://mlsanity.com/paper/2401.06634/) (2024)

## Abstract (arXiv)

Federated learning allows multiple clients to collaborate to train high-performance deep learning models while keeping the training data locally. However, when the local data of all clients are not independent and identically distributed (i.e., non-IID), it is challenging to implement this form of efficient collaborative learning. Although significant efforts have been dedicated to addressing this challenge, the effect on the image classification task is still not satisfactory. In this paper, we propose FedProc: prototypical contrastive federated learning, which is a simple and effective federated learning framework. The key idea is to utilize the prototypes as global knowledge to correct the local training of each client. We design a local network architecture and a global prototypical contrastive loss to regulate the training of local models, which makes local objectives consistent with the global optima. Eventually, the converged global model obtains a good performance on non-IID data. Experimental results show that, compared to state-of-the-art federated learning methods, FedProc improves the accuracy by 1.6%~7.9% with acceptable computation cost.
