# Training Fair Models in Federated Learning without Data Privacy Infringement

arXiv: https://arxiv.org/abs/2109.05662 · HTML: https://mlsanity.com/paper/2109.05662/

## Key facts

- Cited by 26 papers in the map (data through 14 Oct 2026).
- Builds on 18 of its 34 references that are in the map.
- First posted on arXiv 13 Sep 2021.

## Builds on (most cited first, 18 of 18)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Federated Learning with Matched Averaging](https://mlsanity.com/paper/2002.06440/) (2020)
- [Agnostic Federated Learning](https://mlsanity.com/paper/1902.00146/) (2019)
- [Federated Machine Learning: Concept and Applications](https://mlsanity.com/paper/1902.04885/) (2019)
- [On Fairness and Calibration](https://mlsanity.com/paper/1709.02012/) (2017)
- [Fair Resource Allocation in Federated Learning](https://mlsanity.com/paper/1905.10497/) (2019)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Empirical Risk Minimization under Fairness Constraints](https://mlsanity.com/paper/1802.08626/) (2018)
- [Algorithmic Fairness](https://mlsanity.com/paper/2001.09784/) (2020)
- [Fairness-aware Agnostic Federated Learning](https://mlsanity.com/paper/2010.05057/) (2020)
- [Collaborative Machine Learning with Incentive-Aware Model Rewards](https://mlsanity.com/paper/2010.12797/) (2020)
- [FastSecAgg: Scalable Secure Aggregation for Privacy-Preserving Federated Learning](https://mlsanity.com/paper/2009.11248/) (2020)
- [Distributed Statistical Machine Learning in Adversarial Settings: Byzantine Gradient Descent](https://mlsanity.com/paper/1705.05491/) (2017)
- [A Unified Single-loop Alternating Gradient Projection Algorithm for Nonconvex-Concave and Convex-Nonconcave Minimax Problems](https://mlsanity.com/paper/2006.02032/) (2020)

## Built on by (most cited first, 26 of 26)

- [Fair Federated Medical Image Segmentation via Client Contribution Estimation](https://mlsanity.com/paper/2303.16520/) (2023)
- [Improving Fairness via Federated Learning](https://mlsanity.com/paper/2110.15545/) (2021)
- [Privacy and Fairness in Federated Learning: on the Perspective of Trade-off](https://mlsanity.com/paper/2306.14123/) (2023)
- [Minimax Demographic Group Fairness in Federated Learning](https://mlsanity.com/paper/2201.08304/) (2022)
- [Improving Fairness for Data Valuation in Horizontal Federated Learning](https://mlsanity.com/paper/2109.09046/) (2021)
- [Fair Federated Learning via Bounded Group Loss](https://mlsanity.com/paper/2203.10190/) (2022)
- [Bias Propagation in Federated Learning](https://mlsanity.com/paper/2309.02160/) (2023)
- [Mitigating Group Bias in Federated Learning: Beyond Local Fairness](https://mlsanity.com/paper/2305.09931/) (2023)
- [Demystifying Local and Global Fairness Trade-offs in Federated Learning Using Partial Information Decomposition](https://mlsanity.com/paper/2307.11333/) (2023)
- [Not All Federated Learning Algorithms Are Created Equal: A Performance Evaluation Study](https://mlsanity.com/paper/2403.17287/) (2024)
- [FedDAR: Federated Domain-Aware Representation Learning](https://mlsanity.com/paper/2209.04007/) (2022)
- [FairSample: Training Fair and Accurate Graph Convolutional Neural Networks Efficiently](https://mlsanity.com/paper/2401.14702/) (2024)
- [FOCUS: Fairness via Agent-Awareness for Federated Learning on Heterogeneous Data](https://mlsanity.com/paper/2207.10265/) (2022)
- [Trust the Process: Zero-Knowledge Machine Learning to Enhance Trust in Generative AI Interactions](https://mlsanity.com/paper/2402.06414/) (2024)
- [Mitigating Group Bias in Federated Learning for Heterogeneous Devices](https://mlsanity.com/paper/2309.07085/) (2023)
- [GLOCALFAIR: Jointly Improving Global and Local Group Fairness in Federated Learning](https://mlsanity.com/paper/2401.03562/) (2024)
- [Fairness-Driven Private Collaborative Machine Learning](https://mlsanity.com/paper/2109.14376/) (2021)
- [Federated Learning with Convex Global and Local Constraints](https://mlsanity.com/paper/2310.10117/) (2023)
- [Post-Fair Federated Learning: Achieving Group and Community Fairness in Federated Learning via Post-processing](https://mlsanity.com/paper/2405.17782/) (2024)
- [EAB-FL: Exacerbating Algorithmic Bias through Model Poisoning Attacks in Federated Learning](https://mlsanity.com/paper/2410.02042/) (2024)
- [A Survey on Foundation Models for Personalized Federated Intelligence](https://mlsanity.com/paper/2505.06907/) (2025)
- [Unraveling the Interconnected Axes of Heterogeneity in Machine Learning for Democratic and Inclusive Advancements](https://mlsanity.com/paper/2306.10043/) (2023)
- [Advancing Personalized Federated Learning: Group Privacy, Fairness, and Beyond](https://mlsanity.com/paper/2309.00416/) (2023)
- [PFAttack: Stealthy Attack Bypassing Group Fairness in Federated Learning](https://mlsanity.com/paper/2410.06509/) (2024)
- [FedBA: Non-IID Federated Learning Framework in UAV Networks](https://mlsanity.com/paper/2210.04699/) (2022)
- [Anti-Matthew FL: Bridging the Performance Gap in Federated Learning to Counteract the Matthew Effect](https://mlsanity.com/paper/2309.16338/) (2023)

## Abstract (arXiv)

Training fair machine learning models becomes more and more important. As many powerful models are trained by collaboration among multiple parties, each holding some sensitive data, it is natural to explore the feasibility of training fair models in federated learning so that the fairness of trained models, the data privacy of clients, and the collaboration between clients can be fully respected simultaneously. However, the task of training fair models in federated learning is challenging, since it is far from trivial to estimate the fairness of a model without knowing the private data of the participating parties, which is often constrained by privacy requirements in federated learning. In this paper, we first propose a federated estimation method to accurately estimate the fairness of a model without infringing the data privacy of any party. Then, we use the fairness estimation to formulate a novel problem of training fair models in federated learning. We develop FedFair, a well-designed federated learning framework, which can successfully train a fair model with high performance without data privacy infringement. Our extensive experiments on three real-world data sets demonstrate the excellent fair model training performance of our method.
