# Robust Tube-based Model Predictive Control with Koopman Operators--Extended Version

arXiv: https://arxiv.org/abs/2108.13011 · HTML: https://mlsanity.com/paper/2108.13011/

## Key facts

- Cited by 10 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 30 Aug 2021.

## Built on by (most cited first, 10 of 10)

- [Dynamical systems and complex networks: A Koopman operator perspective](https://mlsanity.com/paper/2405.08940/) (2024)
- [Model-Based Safe Reinforcement Learning with Time-Varying State and Control Constraints: An Application to Intelligent Vehicles](https://mlsanity.com/paper/2112.11217/) (2021)
- [Dynamics Harmonic Analysis of Robotic Systems: Application in Data-Driven Koopman Modelling](https://mlsanity.com/paper/2312.07457/) (2023)
- [An Offset-Free Nonlinear MPC scheme for systems learned by Neural NARX models](https://mlsanity.com/paper/2203.16290/) (2022)
- [Koopman Data-Driven Predictive Control with Robust Stability and Recursive Feasibility Guarantees](https://mlsanity.com/paper/2405.01292/) (2024)
- [Toward Scalable Multirobot Control: Fast Policy Learning in Distributed MPC](https://mlsanity.com/paper/2412.19669/) (2024)
- [Uncertainty Modelling and Robust Observer Synthesis using the Koopman Operator](https://mlsanity.com/paper/2410.01057/) (2024)
- [MAKO: Meta-Adaptive Koopman Operators for Learning-based Model Predictive Control of Parametrically Uncertain Nonlinear Systems](https://mlsanity.com/paper/2510.09042/) (2025)
- [Deep Neural Koopman Operator-based Economic Model Predictive Control of Shipboard Carbon Capture System](https://mlsanity.com/paper/2504.06818/) (2025)
- [Reinforcement learning in linear embedding space unlocks generalizable control across soft robot configurations](https://mlsanity.com/paper/2606.08104/) (2026)

## Abstract (arXiv)

Koopman operators are of infinite dimension and capture the characteristics of nonlinear dynamics in a lifted global linear manner. The finite data-driven approximation of Koopman operators results in a class of linear predictors, useful for formulating linear model predictive control (MPC) of nonlinear dynamical systems with reduced computational complexity. However, the robustness of the closed-loop Koopman MPC under modeling approximation errors and possible exogenous disturbances is still a crucial issue to be resolved. Aiming at the above problem, this paper presents a robust tube-based MPC solution with Koopman operators, i.e., r-KMPC, for nonlinear discrete-time dynamical systems with additive disturbances. The proposed controller is composed of a nominal MPC using a lifted Koopman model and an off-line nonlinear feedback policy. The proposed approach does not assume the convergence of the approximated Koopman operator, which allows using a Koopman model with a limited order for controller design. Fundamental properties, e.g., stabilizability, observability, of the Koopman model are derived under standard assumptions with which, the closed-loop robustness and nominal point-wise convergence are proven. Simulated examples are illustrated to verify the effectiveness of the proposed approach.
