# A comparison of approaches to improve worst-case predictive model performance over patient subpopulations

arXiv: https://arxiv.org/abs/2108.12250 · HTML: https://mlsanity.com/paper/2108.12250/

## Key facts

- Cited by 12 papers in the map (data through 14 Oct 2026).
- Builds on 50 of its 87 references that are in the map.
- First posted on arXiv 27 Aug 2021.

## Builds on (most cited first, 30 of 50)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Learning Phrase Representations using RNN Encoder-Decoder for Statistical Machine Translation](https://mlsanity.com/paper/1406.1078/) (2014)
- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [Datasheets for Datasets](https://mlsanity.com/paper/1803.09010/) (2018)
- [WILDS: A Benchmark of in-the-Wild Distribution Shifts](https://mlsanity.com/paper/2012.07421/) (2020)
- [Model Cards for Model Reporting](https://mlsanity.com/paper/1810.03993/) (2018)
- [In Search of Lost Domain Generalization](https://mlsanity.com/paper/2007.01434/) (2020)
- [Fair prediction with disparate impact: A study of bias in recidivism prediction instruments](https://mlsanity.com/paper/1610.07524/) (2016)
- [A Reductions Approach to Fair Classification](https://mlsanity.com/paper/1803.02453/) (2018)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [Measuring Robustness to Natural Distribution Shifts in Image Classification](https://mlsanity.com/paper/2007.00644/) (2020)
- [Algorithmic decision making and the cost of fairness](https://mlsanity.com/paper/1701.08230/) (2017)
- [Preventing Fairness Gerrymandering: Auditing and Learning for Subgroup Fairness](https://mlsanity.com/paper/1711.05144/) (2017)
- [Learning Models with Uniform Performance via Distributionally Robust Optimization](https://mlsanity.com/paper/1810.08750/) (2018)
- [Measurement and Fairness](https://mlsanity.com/paper/1912.05511/) (2019)
- [Environment Inference for Invariant Learning](https://mlsanity.com/paper/2010.07249/) (2020)
- [Multitask learning and benchmarking with clinical time series data](https://mlsanity.com/paper/1703.07771/) (2017)
- [The Risks of Invariant Risk Minimization](https://mlsanity.com/paper/2010.05761/) (2020)
- [Fairness without Demographics through Adversarially Reweighted Learning](https://mlsanity.com/paper/2006.13114/) (2020)
- [Multiaccuracy: Black-Box Post-Processing for Fairness in Classification](https://mlsanity.com/paper/1805.12317/) (2018)
- [Hidden Stratification Causes Clinically Meaningful Failures in Machine Learning for Medical Imaging](https://mlsanity.com/paper/1909.12475/) (2019)
- [No Subclass Left Behind: Fine-Grained Robustness in Coarse-Grained Classification Problems](https://mlsanity.com/paper/2011.12945/) (2020)
- [Delayed Impact of Fair Machine Learning](https://mlsanity.com/paper/1803.04383/) (2018)
- [CheXclusion: Fairness gaps in deep chest X-ray classifiers](https://mlsanity.com/paper/2003.00827/) (2020)
- [Minimax Pareto Fairness: A Multi Objective Perspective](https://mlsanity.com/paper/2011.01821/) (2020)
- [Classification with Fairness Constraints: A Meta-Algorithm with Provable Guarantees](https://mlsanity.com/paper/1806.06055/) (2018)
- [Why Is My Classifier Discriminatory?](https://mlsanity.com/paper/1805.12002/) (2018)
- [Distributionally Robust Language Modeling](https://mlsanity.com/paper/1909.02060/) (2019)
- [On Calibration and Out-of-domain Generalization](https://mlsanity.com/paper/2102.10395/) (2021)

## Built on by (most cited first, 12 of 12)

- [Improving the Fairness of Chest X-ray Classifiers](https://mlsanity.com/paper/2203.12609/) (2022)
- [WOODS: Benchmarks for Out-of-Distribution Generalization in Time Series](https://mlsanity.com/paper/2203.09978/) (2022)
- [When is Multicalibration Post-Processing Necessary?](https://mlsanity.com/paper/2406.06487/) (2024)
- [Net benefit, calibration, threshold selection, and training objectives for algorithmic fairness in healthcare](https://mlsanity.com/paper/2202.01906/) (2022)
- [On (assessing) the fairness of risk score models](https://mlsanity.com/paper/2302.08851/) (2023)
- [Multi-group Learning for Hierarchical Groups](https://mlsanity.com/paper/2402.00258/) (2024)
- [Accuracy on the Curve: On the Nonlinear Correlation of ML Performance Between Data Subpopulations](https://mlsanity.com/paper/2305.02995/) (2023)
- [Decision-Making under Miscalibration](https://mlsanity.com/paper/2203.09852/) (2022)
- [Decision-Focused Evaluation of Worst-Case Distribution Shift](https://mlsanity.com/paper/2407.03557/) (2024)
- [Specification Overfitting in Artificial Intelligence](https://mlsanity.com/paper/2403.08425/) (2024)
- [Clustering-Based Validation Splits for Model Selection under Domain Shift](https://mlsanity.com/paper/2405.19461/) (2024)
- [Robust Predictive Modeling Under Unseen Data Distribution Shifts: A Methodological Commentary](https://mlsanity.com/paper/2503.03399/) (2025)

## Abstract (arXiv)

Predictive models for clinical outcomes that are accurate on average in a patient population may underperform drastically for some subpopulations, potentially introducing or reinforcing inequities in care access and quality. Model training approaches that aim to maximize worst-case model performance across subpopulations, such as distributionally robust optimization (DRO), attempt to address this problem without introducing additional harms. We conduct a large-scale empirical study of DRO and several variations of standard learning procedures to identify approaches for model development and selection that consistently improve disaggregated and worst-case performance over subpopulations compared to standard approaches for learning predictive models from electronic health records data. In the course of our evaluation, we introduce an extension to DRO approaches that allows for specification of the metric used to assess worst-case performance. We conduct the analysis for models that predict in-hospital mortality, prolonged length of stay, and 30-day readmission for inpatient admissions, and predict in-hospital mortality using intensive care data. We find that, with relatively few exceptions, no approach performs better, for each patient subpopulation examined, than standard learning procedures using the entire training dataset. These results imply that when it is of interest to improve model performance for patient subpopulations beyond what can be achieved with standard practices, it may be necessary to do so via data collection techniques that increase the effective sample size or reduce the level of noise in the prediction problem.
