# End-to-End Training of Multi-Document Reader and Retriever for Open-Domain Question Answering

arXiv: https://arxiv.org/abs/2106.05346 · HTML: https://mlsanity.com/paper/2106.05346/

## Key facts

- Cited by 133 papers in the map (data through 14 Oct 2026).
- Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation.
- Builds on 31 of its 58 references that are in the map.
- First posted on arXiv 9 Jun 2021.

## Placed in

- Retrieval-augmented generation / [RAG robustness and adaptive retrieval](https://mlsanity.com/rag/rag-robustness-and-adaptive-retrieval/)

## Builds on (most cited first, 30 of 31)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Language Models as Knowledge Bases?](https://mlsanity.com/paper/1909.01066/) (2019)
- [Megatron-LM: Training Multi-Billion Parameter Language Models Using Model Parallelism](https://mlsanity.com/paper/1909.08053/) (2019)
- [Leveraging Passage Retrieval with Generative Models for Open Domain Question Answering](https://mlsanity.com/paper/2007.01282/) (2020)
- [ColBERT: Efficient and Effective Passage Search via Contextualized Late Interaction over BERT](https://mlsanity.com/paper/2004.12832/) (2020)
- [Generalization through Memorization: Nearest Neighbor Language Models](https://mlsanity.com/paper/1911.00172/) (2019)
- [Reading Wikipedia to Answer Open-Domain Questions](https://mlsanity.com/paper/1704.00051/) (2017)
- [Stanza: A Python Natural Language Processing Toolkit for Many Human Languages](https://mlsanity.com/paper/2003.07082/) (2020)
- [How Much Knowledge Can You Pack Into the Parameters of a Language Model?](https://mlsanity.com/paper/2002.08910/) (2020)
- [Latent Retrieval for Weakly Supervised Open Domain Question Answering](https://mlsanity.com/paper/1906.00300/) (2019)
- [Distilling Knowledge from Reader to Retriever for Question Answering](https://mlsanity.com/paper/2012.04584/) (2020)
- [Sparse, Dense, and Attentional Representations for Text Retrieval](https://mlsanity.com/paper/2005.00181/) (2020)
- [Nearest Neighbor Machine Translation](https://mlsanity.com/paper/2010.00710/) (2020)
- [Episodic Memory in Lifelong Language Learning](https://mlsanity.com/paper/1906.01076/) (2019)
- [Simple and Effective Multi-Paragraph Reading Comprehension](https://mlsanity.com/paper/1710.10723/) (2017)
- [Multi-passage BERT: A Globally Normalized BERT Model for Open-domain Question Answering](https://mlsanity.com/paper/1908.08167/) (2019)
- [Adaptive Semiparametric Language Models](https://mlsanity.com/paper/2102.02557/) (2021)
- [A Discrete Hard EM Approach for Weakly Supervised Question Answering](https://mlsanity.com/paper/1909.04849/) (2019)
- [End-to-End Training of Neural Retrievers for Open-Domain Question Answering](https://mlsanity.com/paper/2101.00408/) (2021)
- [Augmenting Transformers with KNN-Based Composite Memory for Dialogue](https://mlsanity.com/paper/2004.12744/) (2020)

## Built on by (most cited first, 30 of 133)

- [Improving language models by retrieving from trillions of tokens](https://mlsanity.com/paper/2112.04426/) (2021)
- [Unsupervised Dense Information Retrieval with Contrastive Learning](https://mlsanity.com/paper/2112.09118/) (2021)
- [Atlas: Few-shot Learning with Retrieval Augmented Language Models](https://mlsanity.com/paper/2208.03299/) (2022)
- [Active Retrieval Augmented Generation](https://mlsanity.com/paper/2305.06983/) (2023)
- [A Survey on RAG Meeting LLMs: Towards Retrieval-Augmented Large Language Models](https://mlsanity.com/paper/2405.06211/) (2024)
- [Reasoning on Graphs: Faithful and Interpretable Large Language Model Reasoning](https://mlsanity.com/paper/2310.01061/) (2023)
- [Generate rather than Retrieve: Large Language Models are Strong Context Generators](https://mlsanity.com/paper/2209.10063/) (2022)
- [Query Rewriting for Retrieval-Augmented Large Language Models](https://mlsanity.com/paper/2305.14283/) (2023)
- [Survey on Factuality in Large Language Models: Knowledge, Retrieval and Domain-Specificity](https://mlsanity.com/paper/2310.07521/) (2023)
- [RankRAG: Unifying Context Ranking with Retrieval-Augmented Generation in LLMs](https://mlsanity.com/paper/2407.02485/) (2024)
- [Chain-of-Note: Enhancing Robustness in Retrieval-Augmented Language Models](https://mlsanity.com/paper/2311.09210/) (2023)
- [SlideVQA: A Dataset for Document Visual Question Answering on Multiple Images](https://mlsanity.com/paper/2301.04883/) (2023)
- [A Survey on Recent Advances in LLM-Based Multi-turn Dialogue Systems](https://mlsanity.com/paper/2402.18013/) (2024)
- [Improving Passage Retrieval with Zero-Shot Question Generation](https://mlsanity.com/paper/2204.07496/) (2022)
- [LIFT: Language-Interfaced Fine-Tuning for Non-Language Machine Learning Tasks](https://mlsanity.com/paper/2206.06565/) (2022)
- [Rich Knowledge Sources Bring Complex Knowledge Conflicts: Recalibrating Models to Reflect Conflicting Evidence](https://mlsanity.com/paper/2210.13701/) (2022)
- [Domain Specialization as the Key to Make Large Language Models Disruptive: A Comprehensive Survey](https://mlsanity.com/paper/2305.18703/) (2023)
- [Internet-augmented language models through few-shot prompting for open-domain question answering](https://mlsanity.com/paper/2203.05115/) (2022)
- [Improving the Domain Adaptation of Retrieval Augmented Generation (RAG) Models for Open Domain Question Answering](https://mlsanity.com/paper/2210.02627/) (2022)
- [StreamingQA: A Benchmark for Adaptation to New Knowledge over Time in Question Answering Models](https://mlsanity.com/paper/2205.11388/) (2022)
- [REVEAL: Retrieval-Augmented Visual-Language Pre-Training with Multi-Source Multimodal Knowledge Memory](https://mlsanity.com/paper/2212.05221/) (2022)
- [Training Language Models with Memory Augmentation](https://mlsanity.com/paper/2205.12674/) (2022)
- [Evaluating Open-Domain Question Answering in the Era of Large Language Models](https://mlsanity.com/paper/2305.06984/) (2023)
- [LongRAG: Enhancing Retrieval-Augmented Generation with Long-context LLMs](https://mlsanity.com/paper/2406.15319/) (2024)
- [Improving Language Models via Plug-and-Play Retrieval Feedback](https://mlsanity.com/paper/2305.14002/) (2023)
- [Adversarial Retriever-Ranker for dense text retrieval](https://mlsanity.com/paper/2110.03611/) (2021)
- [Data Augmentation Approaches in Natural Language Processing: A Survey](https://mlsanity.com/paper/2110.01852/) (2021)
- [Reliable, Adaptable, and Attributable Language Models with Retrieval](https://mlsanity.com/paper/2403.03187/) (2024)
- [Retrieval-Augmented Generation for Natural Language Processing: A Survey](https://mlsanity.com/paper/2407.13193/) (2024)
- [FiD-Light: Efficient and Effective Retrieval-Augmented Text Generation](https://mlsanity.com/paper/2209.14290/) (2022)

## Abstract (arXiv)

We present an end-to-end differentiable training method for retrieval-augmented open-domain question answering systems that combine information from multiple retrieved documents when generating answers. We model retrieval decisions as latent variables over sets of relevant documents. Since marginalizing over sets of retrieved documents is computationally hard, we approximate this using an expectation-maximization algorithm. We iteratively estimate the value of our latent variable (the set of relevant documents for a given question) and then use this estimate to update the retriever and reader parameters. We hypothesize that such end-to-end training allows training signals to flow to the reader and then to the retriever better than staged-wise training. This results in a retriever that is able to select more relevant documents for a question and a reader that is trained on more accurate documents to generate an answer. Experiments on three benchmark datasets demonstrate that our proposed method outperforms all existing approaches of comparable size by 2-3% absolute exact match points, achieving new state-of-the-art results. Our results also demonstrate the feasibility of learning to retrieve to improve answer generation without explicit supervision of retrieval decisions.
