# A Theory of Neural Tangent Kernel Alignment and Its Influence on Training

arXiv: https://arxiv.org/abs/2105.14301 · HTML: https://mlsanity.com/paper/2105.14301/

## Key facts

- Cited by 25 papers in the map (data through 14 Oct 2026).
- Builds on 26 of its 34 references that are in the map.
- First posted on arXiv 29 May 2021.

## Builds on (most cited first, 26 of 26)

- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Exact solutions to the nonlinear dynamics of learning in deep linear neural networks](https://mlsanity.com/paper/1312.6120/) (2013)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [On Lazy Training in Differentiable Programming](https://mlsanity.com/paper/1812.07956/) (2018)
- [On the Optimization of Deep Networks: Implicit Acceleration by Overparameterization](https://mlsanity.com/paper/1802.06509/) (2018)
- [High-dimensional dynamics of generalization error in neural networks](https://mlsanity.com/paper/1710.03667/) (2017)
- [Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networks](https://mlsanity.com/paper/2002.02561/) (2020)
- [Feature Learning in Infinite-Width Neural Networks](https://mlsanity.com/paper/2011.14522/) (2020)
- [Mean-field theory of two-layers neural networks: dimension-free bounds and kernel limit](https://mlsanity.com/paper/1902.06015/) (2019)
- [Deep learning versus kernel learning: an empirical study of loss landscape geometry and the time evolution of the Neural Tangent Kernel](https://mlsanity.com/paper/2010.15110/) (2020)
- [Algorithmic Regularization in Learning Deep Homogeneous Models: Layers are Automatically Balanced](https://mlsanity.com/paper/1806.00900/) (2018)
- [On the Inductive Bias of Neural Tangent Kernels](https://mlsanity.com/paper/1905.12173/) (2019)
- [Finite Versus Infinite Neural Networks: an Empirical Study](https://mlsanity.com/paper/2007.15801/) (2020)
- [When Do Neural Networks Outperform Kernel Methods?](https://mlsanity.com/paper/2006.13409/) (2020)
- [Neural Tangents: Fast and Easy Infinite Neural Networks in Python](https://mlsanity.com/paper/1912.02803/) (2019)
- [Spurious Local Minima are Common in Two-Layer ReLU Neural Networks](https://mlsanity.com/paper/1712.08968/) (2017)
- [Dynamics of Deep Neural Networks and Neural Tangent Hierarchy](https://mlsanity.com/paper/1909.08156/) (2019)
- [Asymptotics of Wide Networks from Feynman Diagrams](https://mlsanity.com/paper/1909.11304/) (2019)
- [A Fine-Grained Spectral Perspective on Neural Networks](https://mlsanity.com/paper/1907.10599/) (2019)
- [A Rigorous Framework for the Mean Field Limit of Multilayer Neural Networks](https://mlsanity.com/paper/2001.11443/) (2020)
- [Phase diagram for two-layer ReLU neural networks at infinite-width limit](https://mlsanity.com/paper/2007.07497/) (2020)
- [Kernel Alignment Risk Estimator: Risk Prediction from Training Data](https://mlsanity.com/paper/2006.09796/) (2020)
- [Geometric compression of invariant manifolds in neural nets](https://mlsanity.com/paper/2007.11471/) (2020)
- [Mean Field Limit of the Learning Dynamics of Multilayer Neural Networks](https://mlsanity.com/paper/1902.02880/) (2019)
- [On the asymptotics of wide networks with polynomial activations](https://mlsanity.com/paper/2006.06687/) (2020)

## Built on by (most cited first, 25 of 25)

- [Self-Consistent Dynamical Field Theory of Kernel Evolution in Wide Neural Networks](https://mlsanity.com/paper/2205.09653/) (2022)
- [A Framework and Benchmark for Deep Batch Active Learning for Regression](https://mlsanity.com/paper/2203.09410/) (2022)
- [Spectral Evolution and Invariance in Linear-width Neural Networks](https://mlsanity.com/paper/2211.06506/) (2022)
- [Generalization through variance: how noise shapes inductive biases in diffusion models](https://mlsanity.com/paper/2504.12532/) (2025)
- [The Influence of Learning Rule on Representation Dynamics in Wide Neural Networks](https://mlsanity.com/paper/2210.02157/) (2022)
- [Neural (Tangent Kernel) Collapse](https://mlsanity.com/paper/2305.16427/) (2023)
- [Order parameters and phase transitions of continual learning in deep neural networks](https://mlsanity.com/paper/2407.10315/) (2024)
- [Connecting NTK and NNGP: A Unified Theoretical Framework for Wide Neural Network Learning Dynamics](https://mlsanity.com/paper/2309.04522/) (2023)
- [Task structure and nonlinearity jointly determine learned representational geometry](https://mlsanity.com/paper/2401.13558/) (2024)
- [Understanding the Evolution of the Neural Tangent Kernel at the Edge of Stability](https://mlsanity.com/paper/2507.12837/) (2025)
- [Training the Untrainable: Introducing Inductive Bias via Representational Alignment](https://mlsanity.com/paper/2410.20035/) (2024)
- [Fast Generalized Neural Tangent Kernel Statistics via Trace Estimation](https://mlsanity.com/paper/2511.10796/) (2025)
- [The lazy (NTK) and rich (μP) regimes: a gentle tutorial](https://mlsanity.com/paper/2404.19719/) (2024)
- [GradPCA: Leveraging NTK Alignment for Reliable Out-of-Distribution Detection](https://mlsanity.com/paper/2505.16017/) (2025)
- [Beyond Scaling Curves: Internal Dynamics of Neural Networks Through the NTK Lens](https://mlsanity.com/paper/2507.05035/) (2025)
- [The Impact of Anisotropic Covariance Structure on the Training Dynamics and Generalization Error of Linear Networks](https://mlsanity.com/paper/2601.06961/) (2026)
- [The Global Empirical NTK: Self-Referential Bias and Dimensionality of Gradient Descent Learning](https://mlsanity.com/paper/2605.08746/) (2026)
- [Spectral Reach: Understanding Neural Scaling as Progress into the Spectral Tail](https://mlsanity.com/paper/2605.31244/) (2026)
- [Rethinking Adversarial Training with Neural Tangent Kernel](https://mlsanity.com/paper/2312.02236/) (2023)
- [Towards a Statistical Understanding of Neural Networks: Beyond the Neural Tangent Kernel Theories](https://mlsanity.com/paper/2412.18756/) (2024)
- [Reactivation: Empirical NTK Dynamics Under Task Shifts](https://mlsanity.com/paper/2507.16039/) (2025)
- [Fisher Information, Training and Bias in Fourier Regression Models](https://mlsanity.com/paper/2510.06945/) (2025)
- [Shortcut Features as Top Eigenfunctions of NTK: A Linear Neural Network Case and More](https://mlsanity.com/paper/2602.03066/) (2026)
- [Center-Manifold Reduction of Learning at Bifurcations: Interference and Rich Learning in Recurrent Neural Networks](https://mlsanity.com/paper/2605.12763/) (2026)
- [Label-NTK Alignments and A Tighter Convergence Bound in the NTK Regime](https://mlsanity.com/paper/2605.25275/) (2026)

## Abstract (arXiv)

The training dynamics and generalization properties of neural networks (NN) can be precisely characterized in function space via the neural tangent kernel (NTK). Structural changes to the NTK during training reflect feature learning and underlie the superior performance of networks outside of the static kernel regime. In this work, we seek to theoretically understand kernel alignment, a prominent and ubiquitous structural change that aligns the NTK with the target function. We first study a toy model of kernel evolution in which the NTK evolves to accelerate training and show that alignment naturally emerges from this demand. We then study alignment mechanism in deep linear networks and two layer ReLU networks. These theories provide good qualitative descriptions of kernel alignment and specialization in practical networks and identify factors in network architecture and data structure that drive kernel alignment. In nonlinear networks with multiple outputs, we identify the phenomenon of kernel specialization, where the kernel function for each output head preferentially aligns to its own target function. Together, our results provide a mechanistic explanation of how kernel alignment emerges during NN training and a normative explanation of how it benefits training.
