# The statistical advantage of automatic NLG metrics at the system level

arXiv: https://arxiv.org/abs/2105.12437 · HTML: https://mlsanity.com/paper/2105.12437/

## Key facts

- Cited by 18 papers in the map (data through 14 Oct 2026).
- Builds on 25 of its 53 references that are in the map.
- First posted on arXiv 26 May 2021.

## Builds on (most cited first, 25 of 25)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [BERTScore: Evaluating Text Generation with BERT](https://mlsanity.com/paper/1904.09675/) (2019)
- [A Call for Clarity in Reporting BLEU Scores](https://mlsanity.com/paper/1804.08771/) (2018)
- [BLEURT: Learning Robust Metrics for Text Generation](https://mlsanity.com/paper/2004.04696/) (2020)
- [SPICE: Semantic Propositional Image Caption Evaluation](https://mlsanity.com/paper/1607.08822/) (2016)
- [SummEval: Re-evaluating Summarization Evaluation](https://mlsanity.com/paper/2007.12626/) (2020)
- [Multi-News: a Large-Scale Multi-Document Summarization Dataset and Abstractive Hierarchical Model](https://mlsanity.com/paper/1906.01749/) (2019)
- [Experts, Errors, and Context: A Large-Scale Study of Human Evaluation for Machine Translation](https://mlsanity.com/paper/2104.14478/) (2021)
- [Survey of the State of the Art in Natural Language Generation: Core tasks, applications and evaluation](https://mlsanity.com/paper/1703.09902/) (2017)
- [Certified Robustness to Adversarial Word Substitutions](https://mlsanity.com/paper/1909.00986/) (2019)
- [Tangled up in BLEU: Reevaluating the Evaluation of Automatic Machine Translation Evaluation Metrics](https://mlsanity.com/paper/2006.06264/) (2020)
- [With Little Power Comes Great Responsibility](https://mlsanity.com/paper/2010.06595/) (2020)
- [Unifying Human and Statistical Evaluation for Natural Language Generation](https://mlsanity.com/paper/1904.02792/) (2019)
- [BLEU might be Guilty but References are not Innocent](https://mlsanity.com/paper/2004.06063/) (2020)
- [RUBER: An Unsupervised Method for Automatic Evaluation of Open-Domain Dialog Systems](https://mlsanity.com/paper/1701.03079/) (2017)
- [Has Machine Translation Achieved Human Parity? A Case for Document-level Evaluation](https://mlsanity.com/paper/1808.07048/) (2018)
- [SUPERT: Towards New Frontiers in Unsupervised Evaluation Metrics for Multi-Document Summarization](https://mlsanity.com/paper/2005.03724/) (2020)
- [Better Summarization Evaluation with Word Embeddings for ROUGE](https://mlsanity.com/paper/1508.06034/) (2015)
- [The price of debiasing automatic metrics in natural language evaluation](https://mlsanity.com/paper/1807.02202/) (2018)
- [Attaining the Unattainable? Reassessing Claims of Human Parity in Neural Machine Translation](https://mlsanity.com/paper/1808.10432/) (2018)
- [Massive Exploration of Neural Machine Translation Architectures](https://mlsanity.com/paper/1703.03906/) (2017)
- [compare-mt: A Tool for Holistic Comparison of Language Generation Systems](https://mlsanity.com/paper/1903.07926/) (2019)
- [Crowdsourcing Lightweight Pyramids for Manual Summary Evaluation](https://mlsanity.com/paper/1904.05929/) (2019)
- [Identifying Statistical Bias in Dataset Replication](https://mlsanity.com/paper/2005.09619/) (2020)
- [Performance of regression models as a function of experiment noise](https://mlsanity.com/paper/1912.08141/) (2019)

## Built on by (most cited first, 18 of 18)

- [Lessons from the Trenches on Reproducible Evaluation of Language Models](https://mlsanity.com/paper/2405.14782/) (2024)
- [Repairing the Cracked Foundation: A Survey of Obstacles in Evaluation Practices for Generated Text](https://mlsanity.com/paper/2202.06935/) (2022)
- [Revisiting the Gold Standard: Grounding Summarization Evaluation with Robust Human Evaluation](https://mlsanity.com/paper/2212.07981/) (2022)
- [LongEval: Guidelines for Human Evaluation of Faithfulness in Long-form Summarization](https://mlsanity.com/paper/2301.13298/) (2023)
- [AutoEval Done Right: Using Synthetic Data for Model Evaluation](https://mlsanity.com/paper/2403.07008/) (2024)
- [Re-Examining System-Level Correlations of Automatic Summarization Evaluation Metrics](https://mlsanity.com/paper/2204.10216/) (2022)
- [Benchmarking Large Language Model Capabilities for Conditional Generation](https://mlsanity.com/paper/2306.16793/) (2023)
- [Toward More Effective Human Evaluation for Machine Translation](https://mlsanity.com/paper/2204.05307/) (2022)
- [QAPyramid: Fine-grained Evaluation of Content Selection for Text Summarization](https://mlsanity.com/paper/2412.07096/) (2024)
- [Incorporating Question Answering-Based Signals into Abstractive Summarization via Salient Span Selection](https://mlsanity.com/paper/2111.07935/) (2021)
- [Using Sampling to Estimate and Improve Performance of Automated Scoring Systems with Guarantees](https://mlsanity.com/paper/2111.08906/) (2021)
- [Analyzing and Evaluating Correlation Measures in NLG Meta-Evaluation](https://mlsanity.com/paper/2410.16834/) (2024)
- [Searching for a higher power in the human evaluation of MT](https://mlsanity.com/paper/2210.11612/) (2022)
- [Correction of Errors in Preference Ratings from Automated Metrics for Text Generation](https://mlsanity.com/paper/2306.03866/) (2023)
- [Favi-Score: A Measure for Favoritism in Automated Preference Ratings for Generative AI Evaluation](https://mlsanity.com/paper/2406.01131/) (2024)
- [A Measure of the System Dependence of Automated Metrics](https://mlsanity.com/paper/2412.03152/) (2024)
- [Reward Models are Metrics in a Trench Coat](https://mlsanity.com/paper/2510.03231/) (2025)
- [Which Metrics Save the Most Human Annotation? Prediction-Powered Evaluation and Meta-Evaluation](https://mlsanity.com/paper/2608.26638/) (2026)

## Abstract (arXiv)

Estimating the expected output quality of generation systems is central to NLG. This paper qualifies the notion that automatic metrics are not as good as humans in estimating system-level quality. Statistically, humans are unbiased, high variance estimators, while metrics are biased, low variance estimators. We compare these estimators by their error in pairwise prediction (which generation system is better?) using the bootstrap. Measuring this error is complicated: predictions are evaluated against noisy, human predicted labels instead of the ground truth, and metric predictions fluctuate based on the test sets they were calculated on. By applying a bias-variance-noise decomposition, we adjust this error to a noise-free, infinite test set setting. Our analysis compares the adjusted error of metrics to humans and a derived, perfect segment-level annotator, both of which are unbiased estimators dependent on the number of judgments collected. In MT, we identify two settings where metrics outperform humans due to a statistical advantage in variance: when the number of human judgments used is small, and when the quality difference between compared systems is small. The data and code to reproduce our analyses are available at https://github.com/johntzwei/metric-statistical-advantage .
