# XAI Handbook: Towards a Unified Framework for Explainable AI

arXiv: https://arxiv.org/abs/2105.06677 · HTML: https://mlsanity.com/paper/2105.06677/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Builds on 35 of its 60 references that are in the map.
- First posted on arXiv 14 May 2021.

## Builds on (most cited first, 30 of 35)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [Microsoft COCO: Common Objects in Context](https://mlsanity.com/paper/1405.0312/) (2014)
- [ImageNet Large Scale Visual Recognition Challenge](https://mlsanity.com/paper/1409.0575/) (2014)
- [A Unified Approach to Interpreting Model Predictions](https://mlsanity.com/paper/1705.07874/) (2017)
- [Intriguing properties of neural networks](https://mlsanity.com/paper/1312.6199/) (2013)
- ["Why Should I Trust You?": Explaining the Predictions of Any Classifier](https://mlsanity.com/paper/1602.04938/) (2016)
- [Explainable Artificial Intelligence (XAI): Concepts, Taxonomies, Opportunities and Challenges toward Responsible AI](https://mlsanity.com/paper/1910.10045/) (2019)
- [Interpretability Beyond Feature Attribution: Quantitative Testing with Concept Activation Vectors (TCAV)](https://mlsanity.com/paper/1711.11279/) (2017)
- [Obfuscated Gradients Give a False Sense of Security: Circumventing Defenses to Adversarial Examples](https://mlsanity.com/paper/1802.00420/) (2018)
- [Explanation in Artificial Intelligence: Insights from the Social Sciences](https://mlsanity.com/paper/1706.07269/) (2017)
- [Attention is not Explanation](https://mlsanity.com/paper/1902.10186/) (2019)
- [The Mythos of Model Interpretability](https://mlsanity.com/paper/1606.03490/) (2016)
- [Network Dissection: Quantifying Interpretability of Deep Visual Representations](https://mlsanity.com/paper/1704.05796/) (2017)
- [Attention is not not Explanation](https://mlsanity.com/paper/1908.04626/) (2019)
- [Towards Robust Interpretability with Self-Explaining Neural Networks](https://mlsanity.com/paper/1806.07538/) (2018)
- [Underspecification Presents Challenges for Credibility in Modern Machine Learning](https://mlsanity.com/paper/2011.03395/) (2020)
- [On Evaluating Adversarial Robustness](https://mlsanity.com/paper/1902.06705/) (2019)
- [Interpretation of Neural Networks is Fragile](https://mlsanity.com/paper/1710.10547/) (2017)
- [Fooling LIME and SHAP: Adversarial Attacks on Post hoc Explanation Methods](https://mlsanity.com/paper/1911.02508/) (2019)
- [Methods for Interpreting and Understanding Deep Neural Networks](https://mlsanity.com/paper/1706.07979/) (2017)
- [Explanations can be manipulated and geometry is to blame](https://mlsanity.com/paper/1906.07983/) (2019)
- [Explaining Image Classifiers by Counterfactual Generation](https://mlsanity.com/paper/1807.08024/) (2018)
- [Explainable Deep Learning: A Field Guide for the Uninitiated](https://mlsanity.com/paper/2004.14545/) (2020)
- [Explainability Fact Sheets: A Framework for Systematic Assessment of Explainable Approaches](https://mlsanity.com/paper/1912.05100/) (2019)
- [Explainable AI: Beware of Inmates Running the Asylum Or: How I Learnt to Stop Worrying and Love the Social and Behavioural Sciences](https://mlsanity.com/paper/1712.00547/) (2017)
- [Discovering Causal Signals in Images](https://mlsanity.com/paper/1605.08179/) (2016)
- [Explainable Artificial Intelligence: a Systematic Review](https://mlsanity.com/paper/2006.00093/) (2020)
- [A Disentangling Invertible Interpretation Network for Explaining Latent Representations](https://mlsanity.com/paper/2004.13166/) (2020)
- [MDNet: A Semantically and Visually Interpretable Medical Image Diagnosis Network](https://mlsanity.com/paper/1707.02485/) (2017)
- [Towards falsifiable interpretability research](https://mlsanity.com/paper/2010.12016/) (2020)

## Built on by (most cited first, 14 of 14)

- [Interpretable Machine Learning in Physics: A Review](https://mlsanity.com/paper/2503.23616/) (2025)
- [Explainability Is in the Mind of the Beholder: Establishing the Foundations of Explainable Artificial Intelligence](https://mlsanity.com/paper/2112.14466/) (2021)
- [Why Should I Choose You? AutoXAI: A Framework for Selecting and Tuning eXplainable AI Solutions](https://mlsanity.com/paper/2210.02795/) (2022)
- [Generating Counterfactual Trajectories with Latent Diffusion Models for Concept Discovery](https://mlsanity.com/paper/2404.10356/) (2024)
- [Categorical Foundations of Explainable AI: A Unifying Theory](https://mlsanity.com/paper/2304.14094/) (2023)
- [Mathematical Foundation of Interpretable Equivariant Surrogate Models](https://mlsanity.com/paper/2503.01942/) (2025)
- [A Co-design Study for Multi-Stakeholder Job Recommender System Explanations](https://mlsanity.com/paper/2309.05507/) (2023)
- [On the Design and Evaluation of Human-centered Explainable AI Systems: A Systematic Review and Taxonomy](https://mlsanity.com/paper/2510.12201/) (2025)
- [An Open API Architecture to Discover the Trustworthy Explanation of Cloud AI Services](https://mlsanity.com/paper/2411.03376/) (2024)
- [Cloud-based XAI Services for Assessing Open Repository Models Under Adversarial Attacks](https://mlsanity.com/paper/2401.12261/) (2024)
- [Logic Explanation of AI Classifiers by Categorical Explaining Functors](https://mlsanity.com/paper/2503.16203/) (2025)
- [AI2: The next leap toward native language based and explainable machine learning framework](https://mlsanity.com/paper/2301.03391/) (2023)
- [Extracting Interpretable Local and Global Representations from Attention on Time Series](https://mlsanity.com/paper/2312.11466/) (2023)
- [Explainable AI: Definition and attributes of a good explanation for health AI](https://mlsanity.com/paper/2409.15338/) (2024)

## Abstract (arXiv)

The field of explainable AI (XAI) has quickly become a thriving and prolific community. However, a silent, recurrent and acknowledged issue in this area is the lack of consensus regarding its terminology. In particular, each new contribution seems to rely on its own (and often intuitive) version of terms like "explanation" and "interpretation". Such disarray encumbers the consolidation of advances in the field towards the fulfillment of scientific and regulatory demands e.g., when comparing methods or establishing their compliance with respect to biases and fairness constraints. We propose a theoretical framework that not only provides concrete definitions for these terms, but it also outlines all steps necessary to produce explanations and interpretations. The framework also allows for existing contributions to be re-contextualized such that their scope can be measured, thus making them comparable to other methods. We show that this framework is compliant with desiderata on explanations, on interpretability and on evaluation metrics. We present a use-case showing how the framework can be used to compare LIME, SHAP and MDNet, establishing their advantages and shortcomings. Finally, we discuss relevant trends in XAI as well as recommendations for future work, all from the standpoint of our framework.
