# A Critical Review of Information Bottleneck Theory and its Applications to Deep Learning

arXiv: https://arxiv.org/abs/2105.04405 · HTML: https://mlsanity.com/paper/2105.04405/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 13 of its 29 references that are in the map.
- First posted on arXiv 7 May 2021.

## Builds on (most cited first, 13 of 13)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [U-Net: Convolutional Networks for Biomedical Image Segmentation](https://mlsanity.com/paper/1505.04597/) (2015)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Deep Learning and the Information Bottleneck Principle](https://mlsanity.com/paper/1503.02406/) (2015)
- [Opening the Black Box of Deep Neural Networks via Information](https://mlsanity.com/paper/1703.00810/) (2017)
- [The Loss Surfaces of Multilayer Networks](https://mlsanity.com/paper/1412.0233/) (2014)
- [Highway Networks](https://mlsanity.com/paper/1505.00387/) (2015)
- [Benefits of depth in neural networks](https://mlsanity.com/paper/1602.04485/) (2016)
- [i-RevNet: Deep Invertible Networks](https://mlsanity.com/paper/1802.07088/) (2018)
- [Reversible Architectures for Arbitrarily Deep Residual Neural Networks](https://mlsanity.com/paper/1709.03698/) (2017)
- [Learning Representations for Neural Network-Based Classification Using the Information Bottleneck Principle](https://mlsanity.com/paper/1802.09766/) (2018)
- [The Information Bottleneck Problem and Its Applications in Machine Learning](https://mlsanity.com/paper/2004.14941/) (2020)
- [Neural Networks Should Be Wide Enough to Learn Disconnected Decision Regions](https://mlsanity.com/paper/1803.00094/) (2018)

## Built on by (most cited first, 3 of 3)

- [Learning in PINNs: Phase transition, diffusion equilibrium, and generalization](https://mlsanity.com/paper/2403.18494/) (2024)
- [Adaptation of Autoencoder for Sparsity Reduction From Clinical Notes Representation Learning](https://mlsanity.com/paper/2209.12831/) (2022)
- [Information flow in multilayer perceptrons: an in-depth analysis](https://mlsanity.com/paper/2510.13846/) (2025)

## Abstract (arXiv)

In the past decade, deep neural networks have seen unparalleled improvements that continue to impact every aspect of today's society. With the development of high performance GPUs and the availability of vast amounts of data, learning capabilities of ML systems have skyrocketed, going from classifying digits in a picture to beating world-champions in games with super-human performance. However, even as ML models continue to achieve new frontiers, their practical success has been hindered by the lack of a deep theoretical understanding of their inner workings. Fortunately, a known information-theoretic method called the information bottleneck theory has emerged as a promising approach to better understand the learning dynamics of neural networks. In principle, IB theory models learning as a trade-off between the compression of the data and the retainment of information. The goal of this survey is to provide a comprehensive review of IB theory covering it's information theoretic roots and the recently proposed applications to understand deep learning models.
