# End-to-End Speech Recognition from Federated Acoustic Models

arXiv: https://arxiv.org/abs/2104.14297 · HTML: https://mlsanity.com/paper/2104.14297/

## Key facts

- Cited by 30 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 44 references that are in the map.
- First posted on arXiv 29 Apr 2021.

## Builds on (most cited first, 29 of 29)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [Federated Learning: Strategies for Improving Communication Efficiency](https://mlsanity.com/paper/1610.05492/) (2016)
- [Common Voice: A Massively-Multilingual Speech Corpus](https://mlsanity.com/paper/1912.06670/) (2019)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [Flower: A Friendly Federated Learning Research Framework](https://mlsanity.com/paper/2007.14390/) (2020)
- [Deep Speech 2: End-to-End Speech Recognition in English and Mandarin](https://mlsanity.com/paper/1512.02595/) (2015)
- [Robust and Communication-Efficient Federated Learning from Non-IID Data](https://mlsanity.com/paper/1903.02891/) (2019)
- [Deep Speech: Scaling up end-to-end speech recognition](https://mlsanity.com/paper/1412.5567/) (2014)
- [Joint CTC-Attention based End-to-End Speech Recognition using Multi-task Learning](https://mlsanity.com/paper/1609.06773/) (2016)
- [State-of-the-art Speech Recognition With Sequence-to-Sequence Models](https://mlsanity.com/paper/1712.01769/) (2017)
- [FjORD: Fair and Accurate Federated Learning under heterogeneous targets with Ordered Dropout](https://mlsanity.com/paper/2102.13451/) (2021)
- [pyannote.audio: neural building blocks for speaker diarization](https://mlsanity.com/paper/1911.01255/) (2019)
- [End-to-End Attention-based Large Vocabulary Speech Recognition](https://mlsanity.com/paper/1508.04395/) (2015)
- [Federated Learning for Keyword Spotting](https://mlsanity.com/paper/1810.05512/) (2018)
- [Pre-training on high-resource speech recognition improves low-resource speech-to-text translation](https://mlsanity.com/paper/1809.01431/) (2018)
- [Can Federated Learning Save The Planet?](https://mlsanity.com/paper/2010.06537/) (2020)
- [Training Speech Recognition Models with Federated Learning: A Quality/Cost Framework](https://mlsanity.com/paper/2010.15965/) (2020)
- [Exploring Neural Transducers for End-to-End Speech Recognition](https://mlsanity.com/paper/1707.07413/) (2017)
- [Transformers with convolutional context for ASR](https://mlsanity.com/paper/1904.11660/) (2019)
- [Training Keyword Spotting Models on Non-IID Data with Federated Learning](https://mlsanity.com/paper/2005.10406/) (2020)
- [Neural Speech Recognizer: Acoustic-to-Word LSTM Model for Large Vocabulary Speech Recognition](https://mlsanity.com/paper/1610.09975/) (2016)
- [Improving on-device speaker verification using federated learning with privacy](https://mlsanity.com/paper/2008.02651/) (2020)
- [Meta Learning for End-to-End Low-Resource Speech Recognition](https://mlsanity.com/paper/1910.12094/) (2019)
- [Federated Acoustic Modeling For Automatic Speech Recognition](https://mlsanity.com/paper/2102.04429/) (2021)
- [TristouNet: Triplet Loss for Speaker Turn Embedding](https://mlsanity.com/paper/1609.04301/) (2016)

## Built on by (most cited first, 30 of 30)

- [Automatic Speech Recognition using Advanced Deep Learning Approaches: A survey](https://mlsanity.com/paper/2403.01255/) (2024)
- [L-DAWA: Layer-wise Divergence Aware Weight Aggregation in Federated Self-Supervised Visual Representation Learning](https://mlsanity.com/paper/2307.07393/) (2023)
- [Federated Learning for Data Streams](https://mlsanity.com/paper/2301.01542/) (2023)
- [Federated Self-supervised Learning for Video Understanding](https://mlsanity.com/paper/2207.01975/) (2022)
- [Federated Self-supervised Speech Representations: Are We There Yet?](https://mlsanity.com/paper/2204.02804/) (2022)
- [Importance of Smoothness Induced by Optimizers in FL4ASR: Towards Understanding Federated Learning for End-to-End ASR](https://mlsanity.com/paper/2309.13102/) (2023)
- [Communication-Efficient Personalized Federated Learning for Speech-to-Text Tasks](https://mlsanity.com/paper/2401.10070/) (2024)
- [Federated Learning for ASR based on Wav2vec 2.0](https://mlsanity.com/paper/2302.10790/) (2023)
- [Federated Domain Adaptation for ASR with Full Self-Supervision](https://mlsanity.com/paper/2203.15966/) (2022)
- [Decoupled Federated Learning for ASR with Non-IID Data](https://mlsanity.com/paper/2206.09102/) (2022)
- [Federated Self-Training for Semi-Supervised Audio Recognition](https://mlsanity.com/paper/2107.06877/) (2021)
- [Federated Self-Supervised Learning for Acoustic Event Classification](https://mlsanity.com/paper/2203.11997/) (2022)
- [FedNST: Federated Noisy Student Training for Automatic Speech Recognition](https://mlsanity.com/paper/2206.02797/) (2022)
- [Protea: Client Profiling within Federated Systems using Flower](https://mlsanity.com/paper/2207.01053/) (2022)
- [ILASR: Privacy-Preserving Incremental Learning for Automatic Speech Recognition at Production Scale](https://mlsanity.com/paper/2207.09078/) (2022)
- [Improved Modelling of Federated Datasets using Mixtures-of-Dirichlet-Multinomials](https://mlsanity.com/paper/2406.02416/) (2024)
- [Research in Collaborative Learning Does Not Serve Cross-Silo Federated Learning in Practice](https://mlsanity.com/paper/2510.12595/) (2025)
- [Cross-device Federated Learning for Mobile Health Diagnostics: A First Study on COVID-19 Detection](https://mlsanity.com/paper/2303.07067/) (2023)
- [Exploring Federated Self-Supervised Learning for General Purpose Audio Understanding](https://mlsanity.com/paper/2402.02889/) (2024)
- [FedAnchor: Enhancing Federated Semi-Supervised Learning with Label Contrastive Loss for Unlabeled Clients](https://mlsanity.com/paper/2402.10191/) (2024)
- [Federating Dynamic Models using Early-Exit Architectures for Automatic Speech Recognition on Heterogeneous Clients](https://mlsanity.com/paper/2405.17376/) (2024)
- [Regularized Federated Learning for Privacy-Preserving Dysarthric and Elderly Speech Recognition](https://mlsanity.com/paper/2506.11069/) (2025)
- [Federated Heterogeneous Language Model Optimization for Hybrid Automatic Speech Recognition](https://mlsanity.com/paper/2603.04945/) (2026)
- [Ed-Fed: A generic federated learning framework with resource-aware client selection for edge devices](https://mlsanity.com/paper/2307.07199/) (2023)
- [Federated Representation Learning for Automatic Speech Recognition](https://mlsanity.com/paper/2308.02013/) (2023)
- [FedRepOpt: Gradient Re-parametrized Optimizers in Federated Learning](https://mlsanity.com/paper/2409.15898/) (2024)
- [FedSCA: Federated Tuning with Similarity-guided Collaborative Aggregation for Heterogeneous Medical Image Segmentation](https://mlsanity.com/paper/2503.15390/) (2025)
- [Towards Personalized Federated Learning for Dysarthric Speech Recognition](https://mlsanity.com/paper/2606.13253/) (2026)
- [SpeechLLM Meets Federated Learning for End-to-End ASR: English and Italian Case Studies](https://mlsanity.com/paper/2607.25716/) (2026)
- [Federated Multilingual Speech-LLMs: Architecture and Aggregation Strategy Benchmarking](https://mlsanity.com/paper/2609.23825/) (2026)

## Abstract (arXiv)

Training Automatic Speech Recognition (ASR) models under federated learning (FL) settings has attracted a lot of attention recently. However, the FL scenarios often presented in the literature are artificial and fail to capture the complexity of real FL systems. In this paper, we construct a challenging and realistic ASR federated experimental setup consisting of clients with heterogeneous data distributions using the French and Italian sets of the CommonVoice dataset, a large heterogeneous dataset containing thousands of different speakers, acoustic environments and noises. We present the first empirical study on attention-based sequence-to-sequence End-to-End (E2E) ASR model with three aggregation weighting strategies -- standard FedAvg, loss-based aggregation and a novel word error rate (WER)-based aggregation, compared in two realistic FL scenarios: cross-silo with 10 clients and cross-device with 2K and 4K clients. Our analysis on E2E ASR from heterogeneous and realistic federated acoustic models provides the foundations for future research and development of realistic FL-based ASR applications.
