# Generalization bounds via distillation

arXiv: https://arxiv.org/abs/2104.05641 · HTML: https://mlsanity.com/paper/2104.05641/

## Key facts

- Cited by 34 papers in the map (data through 14 Oct 2026).
- Builds on 17 of its 31 references that are in the map.
- First posted on arXiv 12 Apr 2021.

## Builds on (most cited first, 17 of 17)

- [Distilling the Knowledge in a Neural Network](https://mlsanity.com/paper/1503.02531/) (2015)
- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [Understanding deep learning requires rethinking generalization](https://mlsanity.com/paper/1611.03530/) (2016)
- [Spectrally-normalized margin bounds for neural networks](https://mlsanity.com/paper/1706.08498/) (2017)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Fantastic Generalization Measures and Where to Find Them](https://mlsanity.com/paper/1912.02178/) (2019)
- [Nearly-tight VC-dimension and pseudodimension bounds for piecewise linear neural networks](https://mlsanity.com/paper/1703.02930/) (2017)
- [Stronger generalization bounds for deep nets via a compression approach](https://mlsanity.com/paper/1802.05296/) (2018)
- [Size-Independent Sample Complexity of Neural Networks](https://mlsanity.com/paper/1712.06541/) (2017)
- [Uniform convergence may be unable to explain generalization in deep learning](https://mlsanity.com/paper/1902.04742/) (2019)
- [Pruning Neural Networks at Initialization: Why are We Missing the Mark?](https://mlsanity.com/paper/2009.08576/) (2020)
- [Predicting the Generalization Gap in Deep Networks with Margin Distributions](https://mlsanity.com/paper/1810.00113/) (2018)
- [In Search of Robust Measures of Generalization](https://mlsanity.com/paper/2010.11924/) (2020)
- [Data-dependent Sample Complexity of Deep Neural Networks via Lipschitz Augmentation](https://mlsanity.com/paper/1905.03684/) (2019)
- [Sanity-Checking Pruning Methods: Random Tickets can Win the Jackpot](https://mlsanity.com/paper/2009.11094/) (2020)
- [Generalization bounds for deep convolutional neural networks](https://mlsanity.com/paper/1905.12600/) (2019)
- [Compression based bound for non-compressed network: unified generalization error analysis of large compressible deep neural network](https://mlsanity.com/paper/1909.11274/) (2019)

## Built on by (most cited first, 30 of 34)

- [Intrinsic Dimension, Persistent Homology and Generalization in Neural Networks](https://mlsanity.com/paper/2111.13171/) (2021)
- [Heavy Tails in SGD and Compressibility of Overparametrized Neural Networks](https://mlsanity.com/paper/2106.03795/) (2021)
- [Quality-Agnostic Deepfake Detection with Intra-model Collaborative Learning](https://mlsanity.com/paper/2309.05911/) (2023)
- [Do Not Blindly Imitate the Teacher: Using Perturbed Loss for Knowledge Distillation](https://mlsanity.com/paper/2305.05010/) (2023)
- [Fractal Structure and Generalization Properties of Stochastic Optimization Algorithms](https://mlsanity.com/paper/2106.04881/) (2021)
- [Asymmetric Temperature Scaling Makes Larger Networks Teach Well Again](https://mlsanity.com/paper/2210.04427/) (2022)
- [Rate-Distortion Theoretic Generalization Bounds for Stochastic Learning Algorithms](https://mlsanity.com/paper/2203.02474/) (2022)
- [Self-training Converts Weak Learners to Strong Learners in Mixture Models](https://mlsanity.com/paper/2106.13805/) (2021)
- [PerAda: Parameter-Efficient Federated Learning Personalization with Generalization Guarantees](https://mlsanity.com/paper/2302.06637/) (2023)
- [Rate-Distortion Theoretic Bounds on Generalization Error for Distributed Learning](https://mlsanity.com/paper/2206.02604/) (2022)
- [Minimum Description Length and Generalization Guarantees for Representation Learning](https://mlsanity.com/paper/2402.03254/) (2024)
- [The Sample Complexity of One-Hidden-Layer Neural Networks](https://mlsanity.com/paper/2202.06233/) (2022)
- [MixACM: Mixup-Based Robustness Transfer via Distillation of Activated Channel Maps](https://mlsanity.com/paper/2111.05073/) (2021)
- [Data-dependent Generalization Bounds via Variable-Size Compressibility](https://mlsanity.com/paper/2303.05369/) (2023)
- [Learning From Biased Soft Labels](https://mlsanity.com/paper/2302.08155/) (2023)
- [Cluster-aware Semi-supervised Learning: Relational Knowledge Distillation Provably Learns Clustering](https://mlsanity.com/paper/2307.11030/) (2023)
- [On Predicting Generalization using GANs](https://mlsanity.com/paper/2111.14212/) (2021)
- [How DNNs break the Curse of Dimensionality: Compositionality and Symmetry Learning](https://mlsanity.com/paper/2407.05664/) (2024)
- [Implicit Compressibility of Overparametrized Neural Networks Trained with Heavy-Tailed SGD](https://mlsanity.com/paper/2306.08125/) (2023)
- [Deep Learning as a Convex Paradigm of Computation: Minimizing Circuit Size with ResNets](https://mlsanity.com/paper/2511.20888/) (2025)
- [Prime Once, then Reprogram Locally: An Efficient Alternative to Black-Box Service Model Adaptation](https://mlsanity.com/paper/2604.01474/) (2026)
- [Towards the Fundamental Limits of Knowledge Transfer over Finite Domains](https://mlsanity.com/paper/2310.07838/) (2023)
- [Exploring Dark Knowledge under Various Teacher Capacities and Addressing Capacity Mismatch](https://mlsanity.com/paper/2405.13078/) (2024)
- [Slicing Mutual Information Generalization Bounds for Neural Networks](https://mlsanity.com/paper/2406.04047/) (2024)
- [FedHPL: Efficient Heterogeneous Federated Learning with Prompt Tuning and Logit Distillation](https://mlsanity.com/paper/2405.17267/) (2024)
- [Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priors](https://mlsanity.com/paper/2502.15540/) (2025)
- [Bound to Disagree: Generalization Bounds via Certifiable Surrogates](https://mlsanity.com/paper/2602.23128/) (2026)
- [Multiview Representation Learning via Distributed Joint Latent Space Structuring](https://mlsanity.com/paper/2504.18455/) (2025)
- [Geometric Analysis of Neural Regression Collapse via Intrinsic Dimension](https://mlsanity.com/paper/2510.01105/) (2025)
- [On the Generalization of Knowledge Distillation: An Information-Theoretic View](https://mlsanity.com/paper/2605.13143/) (2026)

## Abstract (arXiv)

This paper theoretically investigates the following empirical phenomenon: given a high-complexity network with poor generalization bounds, one can distill it into a network with nearly identical predictions but low complexity and vastly smaller generalization bounds. The main contribution is an analysis showing that the original network inherits this good generalization bound from its distillation, assuming the use of well-behaved data augmentation. This bound is presented both in an abstract and in a concrete form, the latter complemented by a reduction technique to handle modern computation graphs featuring convolutional layers, fully-connected layers, and skip connections, to name a few. To round out the story, a (looser) classical uniform convergence analysis of compression is also presented, as well as a variety of experiments on cifar and mnist demonstrating similar generalization performance between the original network and its distillation.
