# Revisiting Peng's Q(λ) for Modern Reinforcement Learning

arXiv: https://arxiv.org/abs/2103.00107 · HTML: https://mlsanity.com/paper/2103.00107/

## Key facts

- Cited by 19 papers in the map (data through 14 Oct 2026).
- Builds on 19 of its 48 references that are in the map.
- First posted on arXiv 27 Feb 2021.

## Builds on (most cited first, 19 of 19)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Continuous control with deep reinforcement learning](https://mlsanity.com/paper/1509.02971/) (2015)
- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [OpenAI Gym](https://mlsanity.com/paper/1606.01540/) (2016)
- [Rainbow: Combining Improvements in Deep Reinforcement Learning](https://mlsanity.com/paper/1710.02298/) (2017)
- [Reinforcement Learning with Deep Energy-Based Policies](https://mlsanity.com/paper/1702.08165/) (2017)
- [dm_control: Software and Tasks for Continuous Control](https://mlsanity.com/paper/2006.12983/) (2020)
- [Safe and Efficient Off-Policy Reinforcement Learning](https://mlsanity.com/paper/1606.02647/) (2016)
- [Distributed Distributional Deterministic Policy Gradients](https://mlsanity.com/paper/1804.08617/) (2018)
- [Sample Efficient Actor-Critic with Experience Replay](https://mlsanity.com/paper/1611.01224/) (2016)
- [Revisiting Fundamentals of Experience Replay](https://mlsanity.com/paper/2007.06700/) (2020)
- [Self-Imitation Learning](https://mlsanity.com/paper/1806.05635/) (2018)
- [Taming the Noise in Reinforcement Learning via Soft Updates](https://mlsanity.com/paper/1512.08562/) (2015)
- [A Deeper Look at Experience Replay](https://mlsanity.com/paper/1712.01275/) (2017)
- [Q(λ) with Off-Policy Corrections](https://mlsanity.com/paper/1602.04951/) (2016)
- [Approximate Policy Iteration Schemes: A Comparison](https://mlsanity.com/paper/1405.2878/) (2014)
- [Adaptive Trade-Offs in Off-Policy Learning](https://mlsanity.com/paper/1910.07478/) (2019)
- [Investigating Recurrence and Eligibility Traces in Deep Q-Networks](https://mlsanity.com/paper/1704.05495/) (2017)

## Built on by (most cited first, 19 of 19)

- [Reinforcement Learning with Action Chunking](https://mlsanity.com/paper/2507.07969/) (2025)
- [The Phenomenon of Policy Churn](https://mlsanity.com/paper/2206.00730/) (2022)
- [The Nature of Temporal Difference Errors in Multi-step Distributional Reinforcement Learning](https://mlsanity.com/paper/2207.07570/) (2022)
- [Averaging n-step Returns Reduces Variance in Reinforcement Learning](https://mlsanity.com/paper/2402.03903/) (2024)
- [Trajectory-Aware Eligibility Traces for Off-Policy Reinforcement Learning](https://mlsanity.com/paper/2301.11321/) (2023)
- [Opportunities and Challenges from Using Animal Videos in Reinforcement Learning for Navigation](https://mlsanity.com/paper/2209.12347/) (2022)
- [Demystifying the Recency Heuristic in Temporal-Difference Learning](https://mlsanity.com/paper/2406.12284/) (2024)
- [Safe-FinRL: A Low Bias and Variance Deep Reinforcement Learning Implementation for High-Freq Stock Trading](https://mlsanity.com/paper/2206.05910/) (2022)
- [Off-policy Distributional Q(λ): Distributional RL without Importance Sampling](https://mlsanity.com/paper/2402.05766/) (2024)
- [Two-Step Q-Learning](https://mlsanity.com/paper/2407.02369/) (2024)
- [Adaptive Q-Chunking for Offline-to-Online Reinforcement Learning](https://mlsanity.com/paper/2605.05544/) (2026)
- [Virtual Replay Cache](https://mlsanity.com/paper/2112.03421/) (2021)
- [Improving the Efficiency of Off-Policy Reinforcement Learning by Accounting for Past Decisions](https://mlsanity.com/paper/2112.12281/) (2021)
- [On Credit Assignment in Hierarchical Reinforcement Learning](https://mlsanity.com/paper/2203.03292/) (2022)
- [A Multi-Step Minimax Q-learning Algorithm for Two-Player Zero-Sum Markov Games](https://mlsanity.com/paper/2407.04240/) (2024)
- [Peng's Q(λ) for Conservative Value Estimation in Offline Reinforcement Learning](https://mlsanity.com/paper/2605.14779/) (2026)
- [Gated Q-learning: Add Off-Policy Bias to Taste](https://mlsanity.com/paper/2607.28916/) (2026)
- [Upper-Expectile Multi-Step Q-Learning for Off-Policy Reinforcement Learning](https://mlsanity.com/paper/2608.02034/) (2026)
- [Limiting-Kernel Q(λ): Bridging Short and Long Horizons](https://mlsanity.com/paper/2609.27741/) (2026)

## Abstract (arXiv)

Off-policy multi-step reinforcement learning algorithms consist of conservative and non-conservative algorithms: the former actively cut traces, whereas the latter do not. Recently, Munos et al. (2016) proved the convergence of conservative algorithms to an optimal Q-function. In contrast, non-conservative algorithms are thought to be unsafe and have a limited or no theoretical guarantee. Nonetheless, recent studies have shown that non-conservative algorithms empirically outperform conservative ones. Motivated by the empirical results and the lack of theory, we carry out theoretical analyses of Peng's Q(λ), a representative example of non-conservative algorithms. We prove that it also converges to an optimal policy provided that the behavior policy slowly tracks a greedy policy in a way similar to conservative policy iteration. Such a result has been conjectured to be true but has not been proven. We also experiment with Peng's Q(λ) in complex continuous control tasks, confirming that Peng's Q(λ) often outperforms conservative algorithms despite its simplicity. These results indicate that Peng's Q(λ), which was thought to be unsafe, is a theoretically-sound and practically effective algorithm.
