# Choice Set Misspecification in Reward Inference

arXiv: https://arxiv.org/abs/2101.07691 · HTML: https://mlsanity.com/paper/2101.07691/

## Key facts

- Cited by 13 papers in the map (data through 14 Oct 2026).
- Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 14 of its 27 references that are in the map.
- First posted on arXiv 19 Jan 2021.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Reward modeling and RLHF](https://mlsanity.com/alignment/reward-modeling-and-rlhf/)

## Builds on (most cited first, 14 of 14)

- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Scalable agent alignment via reward modeling: a research direction](https://mlsanity.com/paper/1811.07871/) (2018)
- [Cooperative Inverse Reinforcement Learning](https://mlsanity.com/paper/1606.03137/) (2016)
- [Inverse Reward Design](https://mlsanity.com/paper/1711.02827/) (2017)
- [Reward-rational (implicit) choice: A unifying formalism for reward learning](https://mlsanity.com/paper/2002.04833/) (2020)
- [Using Natural Language for Reward Shaping in Reinforcement Learning](https://mlsanity.com/paper/1903.02020/) (2019)
- [Learning the Preferences of Ignorant, Inconsistent Agents](https://mlsanity.com/paper/1512.05832/) (2015)
- [Where Do You Think You're Going?: Inferring Beliefs about Dynamics from Behavior](https://mlsanity.com/paper/1805.08010/) (2018)
- [Preferences Implicit in the State of the World](https://mlsanity.com/paper/1902.04198/) (2019)
- [Computational Rationalization: The Inverse Equilibrium Problem](https://mlsanity.com/paper/1308.3506/) (2013)
- [Quantifying Hypothesis Space Misspecification in Learning from Human-Robot Demonstrations and Physical Corrections](https://mlsanity.com/paper/2002.00941/) (2020)
- [LESS is More: Rethinking Probabilistic Models of Human Behavior](https://mlsanity.com/paper/2001.04465/) (2020)
- [Literal or Pedagogic Human? Analyzing Human Model Misspecification in Objective Learning](https://mlsanity.com/paper/1903.03877/) (2019)
- [Active Inverse Reward Design](https://mlsanity.com/paper/1809.03060/) (2018)

## Built on by (most cited first, 13 of 13)

- [Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2307.15217/) (2023)
- [Explore, Establish, Exploit: Red Teaming Language Models from Scratch](https://mlsanity.com/paper/2306.09442/) (2023)
- [Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedback](https://mlsanity.com/paper/2404.10271/) (2024)
- [Misspecification in Inverse Reinforcement Learning](https://mlsanity.com/paper/2212.03201/) (2022)
- [Humans are not Boltzmann Distributions: Challenges and Opportunities for Modelling Human Feedback and Interaction in Reinforcement Learning](https://mlsanity.com/paper/2206.13316/) (2022)
- [Active Reward Learning from Multiple Teachers](https://mlsanity.com/paper/2303.00894/) (2023)
- [Uncertain Decisions Facilitate Better Preference Learning](https://mlsanity.com/paper/2106.10394/) (2021)
- [Active teacher selection for reward learning](https://mlsanity.com/paper/2310.15288/) (2023)
- [Synthetic Imitation Edit Feedback for Factual Alignment in Clinical Summarization](https://mlsanity.com/paper/2310.20033/) (2023)
- [Mapping out the Space of Human Feedback for Reinforcement Learning: A Conceptual Framework](https://mlsanity.com/paper/2411.11761/) (2024)
- [Emergent Risk Awareness in Rational Agents under Resource Constraints](https://mlsanity.com/paper/2505.23436/) (2025)
- [Quantifying the Sensitivity of Inverse Reinforcement Learning to Misspecification](https://mlsanity.com/paper/2403.06854/) (2024)
- [Partial Identifiability and Misspecification in Inverse Reinforcement Learning](https://mlsanity.com/paper/2411.15951/) (2024)

## Abstract (arXiv)

Specifying reward functions for robots that operate in environments without a natural reward signal can be challenging, and incorrectly specified rewards can incentivise degenerate or dangerous behavior. A promising alternative to manually specifying reward functions is to enable robots to infer them from human feedback, like demonstrations or corrections. To interpret this feedback, robots treat as approximately optimal a choice the person makes from a choice set, like the set of possible trajectories they could have demonstrated or possible corrections they could have made. In this work, we introduce the idea that the choice set itself might be difficult to specify, and analyze choice set misspecification: what happens as the robot makes incorrect assumptions about the set of choices from which the human selects their feedback. We propose a classification of different kinds of choice set misspecification, and show that these different classes lead to meaningful differences in the inferred reward and resulting performance. While we would normally expect misspecification to hurt, we find that certain kinds of misspecification are neither helpful nor harmful (in expectation). However, in other situations, misspecification can be extremely harmful, leading the robot to believe the opposite of what it should believe. We hope our results will allow for better prediction and response to the effects of misspecification in real-world reward inference.
