# Scalable Learning of Safety Guarantees for Autonomous Systems using Hamilton-Jacobi Reachability

arXiv: https://arxiv.org/abs/2101.05916 · HTML: https://mlsanity.com/paper/2101.05916/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 36 references that are in the map.
- First posted on arXiv 15 Jan 2021.

## Builds on (most cited first, 22 of 22)

- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [Control Barrier Functions: Theory and Applications](https://mlsanity.com/paper/1903.11199/) (2019)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [A Lyapunov-based Approach to Safe Reinforcement Learning](https://mlsanity.com/paper/1805.07708/) (2018)
- [End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Tasks](https://mlsanity.com/paper/1903.08792/) (2019)
- [Hamilton-Jacobi Reachability: A Brief Overview and Recent Advances](https://mlsanity.com/paper/1709.07523/) (2017)
- [A General Safety Framework for Learning-Based Control in Uncertain Robotic Systems](https://mlsanity.com/paper/1705.01292/) (2017)
- [Learning Stable Deep Dynamics Models](https://mlsanity.com/paper/2001.06116/) (2020)
- [Uncertainty-Aware Reinforcement Learning for Collision Avoidance](https://mlsanity.com/paper/1702.01182/) (2017)
- [The Lyapunov Neural Network: Adaptive Stability Certification for Safe Learning of Dynamical Systems](https://mlsanity.com/paper/1808.00924/) (2018)
- [Reinforcement Learning for Safety-Critical Control under Model Uncertainty, using Control Lyapunov Functions and Control Barrier Functions](https://mlsanity.com/paper/2004.07584/) (2020)
- [Reach-Avoid Problems with Time-Varying Dynamics, Targets and Constraints](https://mlsanity.com/paper/1410.6445/) (2014)
- [Learning Model Predictive Control for iterative tasks. A Data-Driven Control Framework](https://mlsanity.com/paper/1609.01387/) (2016)
- [Safely Learning to Control the Constrained Linear Quadratic Regulator](https://mlsanity.com/paper/1809.10121/) (2018)
- [Decomposition of Reachable Sets and Tubes for a Class of Nonlinear Systems](https://mlsanity.com/paper/1611.00122/) (2016)
- [An Efficient Reachability-Based Framework for Provably Safe Autonomous Navigation in Unknown Environments](https://mlsanity.com/paper/1905.00532/) (2019)
- [Safe reinforcement learning for probabilistic reachability and safety specifications: A Lyapunov-based approach](https://mlsanity.com/paper/2002.10126/) (2020)
- [Multi-Resolution A*](https://mlsanity.com/paper/2004.06684/) (2020)
- [Reachability-Based Safety Guarantees using Efficient Initializations](https://mlsanity.com/paper/1903.07715/) (2019)
- [Excursion Search for Constrained Bayesian Optimization under a Limited Budget of Failures](https://mlsanity.com/paper/2005.07443/) (2020)
- [Exact and Efficient Hamilton-Jacobi-based Guaranteed Safety Analysis via System Decomposition](https://mlsanity.com/paper/1609.05248/) (2016)

## Built on by (most cited first, 14 of 14)

- [Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning](https://mlsanity.com/paper/2108.06266/) (2021)
- [Toward General-Purpose Robots via Foundation Models: A Survey and Meta-Analysis](https://mlsanity.com/paper/2312.08782/) (2023)
- [Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarking](https://mlsanity.com/paper/2205.06750/) (2022)
- [Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failures](https://mlsanity.com/paper/2505.00779/) (2025)
- [Steering Dialogue Dynamics for Robustness against Multi-turn Jailbreaking Attacks](https://mlsanity.com/paper/2503.00187/) (2025)
- [Safe Value Functions](https://mlsanity.com/paper/2105.12204/) (2021)
- [Formal Verification of Unknown Dynamical Systems via Gaussian Process Regression](https://mlsanity.com/paper/2201.00655/) (2021)
- [ConBaT: Control Barrier Transformer for Safe Policy Learning](https://mlsanity.com/paper/2303.04212/) (2023)
- [The Feasibility Theory of Constrained Reinforcement Learning: A Tutorial Study](https://mlsanity.com/paper/2404.10064/) (2024)
- [Safe Control and Learning Using Generalized Action Governor](https://mlsanity.com/paper/2211.12628/) (2022)
- [Hacking Predictors Means Hacking Cars: Using Sensitivity Analysis to Identify Trajectory Prediction Vulnerabilities for Autonomous Driving Security](https://mlsanity.com/paper/2401.10313/) (2024)
- [Verifiable Model-Free Safety Filters via Reinforcement Learning](https://mlsanity.com/paper/2605.05989/) (2026)
- [Hamilton-Jacobi Reachability-Based Safe Reinforcement Learning for Emergency Collision Avoidance](https://mlsanity.com/paper/2606.15311/) (2026)
- [Reachability-Preserving Bellman Operator for the Discounted Reach-Cost Value Function: Uniting Hamilton-Jacobi Reachability and Reinforcement Learning](https://mlsanity.com/paper/2607.07893/) (2026)

## Abstract (arXiv)

Autonomous systems like aircraft and assistive robots often operate in scenarios where guaranteeing safety is critical. Methods like Hamilton-Jacobi reachability can provide guaranteed safe sets and controllers for such systems. However, often these same scenarios have unknown or uncertain environments, system dynamics, or predictions of other agents. As the system is operating, it may learn new knowledge about these uncertainties and should therefore update its safety analysis accordingly. However, work to learn and update safety analysis is limited to small systems of about two dimensions due to the computational complexity of the analysis. In this paper we synthesize several techniques to speed up computation: decomposition, warm-starting, and adaptive grids. Using this new framework we can update safe sets by one or more orders of magnitude faster than prior work, making this technique practical for many realistic systems. We demonstrate our results on simulated 2D and 10D near-hover quadcopters operating in a windy environment.
