# Nonlinear state-space identification using deep encoder networks

arXiv: https://arxiv.org/abs/2012.07697 · HTML: https://mlsanity.com/paper/2012.07697/

## Key facts

- Cited by 30 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 14 Dec 2020.

## Built on by (most cited first, 30 of 30)

- [Deep networks for system identification: a Survey](https://mlsanity.com/paper/2301.12832/) (2023)
- [In-Distribution Barrier Functions: Self-Supervised Policy Filters that Avoid Out-of-Distribution States](https://mlsanity.com/paper/2301.12012/) (2023)
- [On the adaptation of recurrent neural networks for system identification](https://mlsanity.com/paper/2201.08660/) (2022)
- [Deep Subspace Encoders for Nonlinear System Identification](https://mlsanity.com/paper/2210.14816/) (2022)
- [Meta-Learning of Neural State-Space Models Using Data From Similar Systems](https://mlsanity.com/paper/2211.07768/) (2022)
- [Deep Identification of Nonlinear Systems in Koopman Form](https://mlsanity.com/paper/2110.02583/) (2021)
- [Sparse Bayesian Deep Learning for Dynamic System Identification](https://mlsanity.com/paper/2107.12910/) (2021)
- [Training Recurrent Neural Networks by Sequential Least Squares and the Alternating Direction Method of Multipliers](https://mlsanity.com/paper/2112.15348/) (2021)
- [An L-BFGS-B approach for linear and nonlinear system identification under ℓ1 and group-Lasso regularization](https://mlsanity.com/paper/2403.03827/) (2024)
- [Baseline Results for Selected Nonlinear System Identification Benchmarks](https://mlsanity.com/paper/2405.10779/) (2024)
- [Continuous-time identification of dynamic state-space models by deep subspace encoding](https://mlsanity.com/paper/2204.09405/) (2022)
- [Learning neural state-space models: do we need a state estimator?](https://mlsanity.com/paper/2206.12928/) (2022)
- [Meta-Learning for Physically-Constrained Neural System Identification](https://mlsanity.com/paper/2501.06167/) (2025)
- [Grammar-based Ordinary Differential Equation Discovery](https://mlsanity.com/paper/2504.02630/) (2025)
- [Physics-informed Machine Learning for Calibrating Macroscopic Traffic Flow Models](https://mlsanity.com/paper/2307.06267/) (2023)
- [Combining Federated Learning and Control: A Survey](https://mlsanity.com/paper/2407.11069/) (2024)
- [State-Space Kolmogorov Arnold Networks for Interpretable Nonlinear System Identification](https://mlsanity.com/paper/2506.16392/) (2025)
- [Learning Reduced Nonlinear State-Space Models: an Output-Error Based Canonical Approach](https://mlsanity.com/paper/2206.04791/) (2022)
- [Likelihood-based generalization of Markov parameter estimation and multiple shooting objectives in system identification](https://mlsanity.com/paper/2212.13902/) (2022)
- [Initialization Approach for Nonlinear State-Space Identification via the Subspace Encoder Approach](https://mlsanity.com/paper/2304.02119/) (2023)
- [Neural State-Space Models: Empirical Evaluation of Uncertainty Quantification](https://mlsanity.com/paper/2304.06349/) (2023)
- [Orthogonal projection-based regularization for efficient model augmentation](https://mlsanity.com/paper/2501.05842/) (2025)
- [Tuning the burn-in phase in training recurrent neural networks improves their performance](https://mlsanity.com/paper/2602.10911/) (2026)
- [The Dynamic-Probabilistic Consistency Gap in Chaotic Surrogate Modeling](https://mlsanity.com/paper/2605.31547/) (2026)
- [Identification of the nonlinear steering dynamics of an autonomous vehicle](https://mlsanity.com/paper/2105.04529/) (2021)
- [Orthogonal Transforms in Neural Networks Amount to Effective Regularization](https://mlsanity.com/paper/2305.06344/) (2023)
- [Spacecraft inertial parameters estimation using time series clustering and reinforcement learning](https://mlsanity.com/paper/2408.03445/) (2024)
- [Tensor Network Kernel Machines: A JAX Framework for Machine Learning and Nonlinear System Identification](https://mlsanity.com/paper/2608.07043/) (2026)
- [Dirac-Interconnected Neural Elements: Discovering Modularity in Physical Systems Without Reduction](https://mlsanity.com/paper/2610.02960/) (2026)
- [In-Context Learning for System Identification: Probabilistic Formulation, Long-Sequence Handling, and Benchmark Validation](https://mlsanity.com/paper/2610.13411/) (2026)

## Abstract (arXiv)

Nonlinear state-space identification for dynamical systems is most often performed by minimizing the simulation error to reduce the effect of model errors. This optimization problem becomes computationally expensive for large datasets. Moreover, the problem is also strongly non-convex, often leading to sub-optimal parameter estimates. This paper introduces a method that approximates the simulation loss by splitting the data set into multiple independent sections similar to the multiple shooting method. This splitting operation allows for the use of stochastic gradient optimization methods which scale well with data set size and has a smoothing effect on the non-convex cost function. The main contribution of this paper is the introduction of an encoder function to estimate the initial state at the start of each section. The encoder function estimates the initial states using a feed-forward neural network starting from historical input and output samples. The efficiency and performance of the proposed state-space encoder method is illustrated on two well-known benchmarks where, for instance, the method achieves the lowest known simulation error on the Wiener--Hammerstein benchmark.
