# The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Training

arXiv: https://arxiv.org/abs/2007.12826 · HTML: https://mlsanity.com/paper/2007.12826/

## Key facts

- Cited by 84 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 25 Jul 2020.

## Built on by (most cited first, 30 of 84)

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- [Memorization and Optimization in Deep Neural Networks with Minimum Over-parameterization](https://mlsanity.com/paper/2205.10217/) (2022)
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- [Deformed semicircle law and concentration of nonlinear random matrices for ultra-wide neural networks](https://mlsanity.com/paper/2109.09304/) (2021)
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- [Six Lectures on Linearized Neural Networks](https://mlsanity.com/paper/2308.13431/) (2023)
- [Provable Guarantees for Nonlinear Feature Learning in Three-Layer Neural Networks](https://mlsanity.com/paper/2305.06986/) (2023)
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- [Kernel interpolation generalizes poorly](https://mlsanity.com/paper/2303.15809/) (2023)
- [Generalization Properties of NAS under Activation and Skip Connection Search](https://mlsanity.com/paper/2209.07238/) (2022)
- [Differential Privacy Mechanisms in Neural Tangent Kernel Regression](https://mlsanity.com/paper/2407.13621/) (2024)
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- [Identifying good directions to escape the NTK regime and efficiently learn low-degree plus sparse polynomials](https://mlsanity.com/paper/2206.03688/) (2022)
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## Abstract (arXiv)

Modern neural networks are often operated in a strongly overparametrized regime: they comprise so many parameters that they can interpolate the training set, even if actual labels are replaced by purely random ones. Despite this, they achieve good prediction error on unseen data: interpolating the training set does not lead to a large generalization error. Further, overparametrization appears to be beneficial in that it simplifies the optimization landscape. Here we study these phenomena in the context of two-layers neural networks in the neural tangent (NT) regime. We consider a simple data model, with isotropic covariates vectors in d dimensions, and N hidden neurons. We assume that both the sample size n and the dimension d are large, and they are polynomially related. Our first main result is a characterization of the eigenstructure of the empirical NT kernel in the overparametrized regime Ndgg n. This characterization implies as a corollary that the minimum eigenvalue of the empirical NT kernel is bounded away from zero as soon as Ndgg n, and therefore the network can exactly interpolate arbitrary labels in the same regime. Our second main result is a characterization of the generalization error of NT ridge regression including, as a special case, min-ℓ2 norm interpolation. We prove that, as soon as Ndgg n, the test error is well approximated by the one of kernel ridge regression with respect to the infinite-width kernel. The latter is in turn well approximated by the error of polynomial ridge regression, whereby the regularization parameter is increased by a `self-induced' term related to the high-degree components of the activation function. The polynomial degree depends on the sample size and the dimension (in particular on log n/log d).
