# Representations for Stable Off-Policy Reinforcement Learning

arXiv: https://arxiv.org/abs/2007.05520 · HTML: https://mlsanity.com/paper/2007.05520/

## Key facts

- Cited by 31 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 10 Jul 2020.

## Built on by (most cited first, 30 of 31)

- [Understanding and Preventing Capacity Loss in Reinforcement Learning](https://mlsanity.com/paper/2204.09560/) (2022)
- [A Workflow for Offline Model-Free Robotic Reinforcement Learning](https://mlsanity.com/paper/2109.10813/) (2021)
- [DR3: Value-Based Deep Reinforcement Learning Requires Explicit Regularization](https://mlsanity.com/paper/2112.04716/) (2021)
- [On The Effect of Auxiliary Tasks on Representation Dynamics](https://mlsanity.com/paper/2102.13089/) (2021)
- [Empirical Design in Reinforcement Learning](https://mlsanity.com/paper/2304.01315/) (2023)
- [Proto-Value Networks: Scaling Representation Learning with Auxiliary Tasks](https://mlsanity.com/paper/2304.12567/) (2023)
- [Spectral Decomposition Representation for Reinforcement Learning](https://mlsanity.com/paper/2208.09515/) (2022)
- [On the Generalization of Representations in Reinforcement Learning](https://mlsanity.com/paper/2203.00543/) (2022)
- [A Generalized Projected Bellman Error for Off-policy Value Estimation in Reinforcement Learning](https://mlsanity.com/paper/2104.13844/) (2021)
- [Agent-Controller Representations: Principled Offline RL with Rich Exogenous Information](https://mlsanity.com/paper/2211.00164/) (2022)
- [TD Convergence: An Optimization Perspective](https://mlsanity.com/paper/2306.17750/) (2023)
- [MAD-TD: Model-Augmented Data stabilizes High Update Ratio RL](https://mlsanity.com/paper/2410.08896/) (2024)
- [Learning Dynamics and Generalization in Reinforcement Learning](https://mlsanity.com/paper/2206.02126/) (2022)
- [When does Self-Prediction help? Understanding Auxiliary Tasks in Reinforcement Learning](https://mlsanity.com/paper/2406.17718/) (2024)
- [Transformers in Reinforcement Learning: A Survey](https://mlsanity.com/paper/2307.05979/) (2023)
- [Bootstrapped Representations in Reinforcement Learning](https://mlsanity.com/paper/2306.10171/) (2023)
- [GeomCA: Geometric Evaluation of Data Representations](https://mlsanity.com/paper/2105.12486/) (2021)
- [iQRL -- Implicitly Quantized Representations for Sample-efficient Reinforcement Learning](https://mlsanity.com/paper/2406.02696/) (2024)
- [Frustratingly Easy Regularization on Representation Can Boost Deep Reinforcement Learning](https://mlsanity.com/paper/2205.14557/) (2022)
- [What Can Grokking Teach Us About Learning Under Nonstationarity?](https://mlsanity.com/paper/2507.20057/) (2025)
- [Adaptive Regularization of Representation Rank as an Implicit Constraint of Bellman Equation](https://mlsanity.com/paper/2404.12754/) (2024)
- [A Tutorial on the Spectral Theory of Markov Chains](https://mlsanity.com/paper/2207.02296/) (2022)
- [Representations and Exploration for Deep Reinforcement Learning using Singular Value Decomposition](https://mlsanity.com/paper/2305.00654/) (2023)
- [Eigensubspace of Temporal-Difference Dynamics and How It Improves Value Approximation in Reinforcement Learning](https://mlsanity.com/paper/2306.16750/) (2023)
- [Learning Goal-Conditioned Representations for Language Reward Models](https://mlsanity.com/paper/2407.13887/) (2024)
- [The Ladder in Chaos: A Simple and Effective Improvement to General DRL Algorithms by Policy Path Trimming and Boosting](https://mlsanity.com/paper/2303.01391/) (2023)
- [Less is More: Clustered Cross-Covariance Control for Offline RL](https://mlsanity.com/paper/2601.20765/) (2026)
- [Policy Dispersion in Non-Markovian Environment](https://mlsanity.com/paper/2302.14509/) (2023)
- [Disentangling Recognition and Decision Regrets in Image-Based Reinforcement Learning](https://mlsanity.com/paper/2409.13108/) (2024)
- [Stable Offline Value Function Learning with Bisimulation-based Representations](https://mlsanity.com/paper/2410.01643/) (2024)

## Abstract (arXiv)

Reinforcement learning with function approximation can be unstable and even divergent, especially when combined with off-policy learning and Bellman updates. In deep reinforcement learning, these issues have been dealt with empirically by adapting and regularizing the representation, in particular with auxiliary tasks. This suggests that representation learning may provide a means to guarantee stability. In this paper, we formally show that there are indeed nontrivial state representations under which the canonical TD algorithm is stable, even when learning off-policy. We analyze representation learning schemes that are based on the transition matrix of a policy, such as proto-value functions, along three axes: approximation error, stability, and ease of estimation. In the most general case, we show that a Schur basis provides convergence guarantees, but is difficult to estimate from samples. For a fixed reward function, we find that an orthogonal basis of the corresponding Krylov subspace is an even better choice. We conclude by empirically demonstrating that these stable representations can be learned using stochastic gradient descent, opening the door to improved techniques for representation learning with deep networks.
