# Planning in Markov Decision Processes with Gap-Dependent Sample Complexity

arXiv: https://arxiv.org/abs/2006.05879 · HTML: https://mlsanity.com/paper/2006.05879/

## Key facts

- Cited by 34 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 10 Jun 2020.

## Built on by (most cited first, 30 of 34)

- [Beyond No Regret: Instance-Dependent PAC Reinforcement Learning](https://mlsanity.com/paper/2108.02717/) (2021)
- [Instance-Dependent Near-Optimal Policy Identification in Linear MDPs via Online Experiment Design](https://mlsanity.com/paper/2207.02575/) (2022)
- [Fast Rates for Maximum Entropy Exploration](https://mlsanity.com/paper/2303.08059/) (2023)
- [Navigating to the Best Policy in Markov Decision Processes](https://mlsanity.com/paper/2106.02847/) (2021)
- [Towards Theoretical Understanding of Inverse Reinforcement Learning](https://mlsanity.com/paper/2304.12966/) (2023)
- [Near Instance-Optimal PAC Reinforcement Learning for Deterministic MDPs](https://mlsanity.com/paper/2203.09251/) (2022)
- [Optimistic PAC Reinforcement Learning: the Instance-Dependent View](https://mlsanity.com/paper/2207.05852/) (2022)
- [Achieving Tractable Minimax Optimal Regret in Average Reward MDPs](https://mlsanity.com/paper/2406.01234/) (2024)
- [On Gap-dependent Bounds for Offline Reinforcement Learning](https://mlsanity.com/paper/2206.00177/) (2022)
- [Optimistic Posterior Sampling for Reinforcement Learning with Few Samples and Tight Guarantees](https://mlsanity.com/paper/2209.14414/) (2022)
- [Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Data](https://mlsanity.com/paper/2307.04354/) (2023)
- [Gap-Dependent Unsupervised Exploration for Reinforcement Learning](https://mlsanity.com/paper/2108.05439/) (2021)
- [Gap-Dependent Bounds for Q-Learning using Reference-Advantage Decomposition](https://mlsanity.com/paper/2410.07574/) (2024)
- [Hybrid Transfer Reinforcement Learning: Provable Sample Efficiency from Shifted-Dynamics Data](https://mlsanity.com/paper/2411.03810/) (2024)
- [SPiDR: A Simple Approach for Zero-Shot Safety in Sim-to-Real Transfer](https://mlsanity.com/paper/2509.18648/) (2025)
- [Federated UCBVI: Communication-Efficient Federated Regret Minimization with Heterogeneous Agents](https://mlsanity.com/paper/2410.22908/) (2024)
- [Adaptive Exploration for Multi-Reward Multi-Policy Evaluation](https://mlsanity.com/paper/2502.02516/) (2025)
- [Near-optimal Conservative Exploration in Reinforcement Learning under Episode-wise Constraints](https://mlsanity.com/paper/2306.06265/) (2023)
- [Inverse Reinforcement Learning with Sub-optimal Experts](https://mlsanity.com/paper/2401.03857/) (2024)
- [Gap-Dependent Bounds for Federated Q-learning](https://mlsanity.com/paper/2502.02859/) (2025)
- [Sharp Gap-Dependent Variance-Aware Regret Bounds for Tabular MDPs](https://mlsanity.com/paper/2506.06521/) (2025)
- [Optimal Best Arm Identification with Fixed Confidence in Restless Bandits](https://mlsanity.com/paper/2310.13393/) (2023)
- [Efficient Learning for Entropy-Regularized Markov Decision Processes via Multilevel Monte Carlo](https://mlsanity.com/paper/2503.21224/) (2025)
- [Policy Testing in Markov Decision Processes](https://mlsanity.com/paper/2505.15342/) (2025)
- [Regret-Optimal Q-Learning with Low Cost for Single-Agent and Federated Reinforcement Learning](https://mlsanity.com/paper/2506.04626/) (2025)
- [Asymptotically Optimal Sequential Testing with Markovian Data](https://mlsanity.com/paper/2602.17587/) (2026)
- [Q-Learning with Fine-Grained Gap-Dependent Regret](https://mlsanity.com/paper/2510.06647/) (2025)
- [Second-Order Smooth Planning with Optimal-Transport Bellman Smoothing](https://mlsanity.com/paper/2609.06484/) (2026)
- [State-free Reinforcement Learning](https://mlsanity.com/paper/2409.18439/) (2024)
- [An Efficient Algorithm for Thresholding Monte Carlo Tree Search](https://mlsanity.com/paper/2601.22600/) (2026)

## Abstract (arXiv)

We propose MDP-GapE, a new trajectory-based Monte-Carlo Tree Search algorithm for planning in a Markov Decision Process in which transitions have a finite support. We prove an upper bound on the number of calls to the generative models needed for MDP-GapE to identify a near-optimal action with high probability. This problem-dependent sample complexity result is expressed in terms of the sub-optimality gaps of the state-action pairs that are visited during exploration. Our experiments reveal that MDP-GapE is also effective in practice, in contrast with other algorithms with sample complexity guarantees in the fixed-confidence setting, that are mostly theoretical.
