# Cascade Model-based Propensity Estimation for Counterfactual Learning to Rank

arXiv: https://arxiv.org/abs/2005.11938 · HTML: https://mlsanity.com/paper/2005.11938/

## Key facts

- Cited by 15 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 25 May 2020.

## Built on by (most cited first, 15 of 15)

- [Doubly-Robust Estimation for Correcting Position-Bias in Click Feedback for Unbiased Learning to Rank](https://mlsanity.com/paper/2203.17118/) (2022)
- [Deconfounded Causal Collaborative Filtering](https://mlsanity.com/paper/2110.07122/) (2021)
- [Uncertainty Quantification for Fairness in Two-Stage Recommender Systems](https://mlsanity.com/paper/2205.15436/) (2022)
- [Unbiased Learning to Rank Meets Reality: Lessons from Baidu's Large-Scale Search Dataset](https://mlsanity.com/paper/2404.02543/) (2024)
- [Towards Disentangling Relevance and Bias in Unbiased Learning to Rank](https://mlsanity.com/paper/2212.13937/) (2022)
- [Click-Conversion Multi-Task Model with Position Bias Mitigation for Sponsored Search in eCommerce](https://mlsanity.com/paper/2307.16060/) (2023)
- [Unified Off-Policy Learning to Rank: a Reinforcement Learning Perspective](https://mlsanity.com/paper/2306.07528/) (2023)
- [The Role of Relevance in Fair Ranking](https://mlsanity.com/paper/2305.05608/) (2023)
- [Identifiability Matters: Revealing the Hidden Recoverable Condition in Unbiased Learning to Rank](https://mlsanity.com/paper/2309.15560/) (2023)
- [Scalar is Not Enough: Vectorization-based Unbiased Learning to Rank](https://mlsanity.com/paper/2206.01702/) (2022)
- [The Bandwagon Effect: Not Just Another Bias](https://mlsanity.com/paper/2206.12701/) (2022)
- [Biases in Scholarly Recommender Systems: Impact, Prevalence, and Mitigation](https://mlsanity.com/paper/2301.07483/) (2023)
- [Recent Advances in the Foundations and Applications of Unbiased Learning to Rank](https://mlsanity.com/paper/2305.02914/) (2023)
- [Investigating the Robustness of Counterfactual Learning to Rank Models: A Reproducibility Study](https://mlsanity.com/paper/2404.03707/) (2024)
- [The Importance of Causality in Decision Making: A Perspective on Recommender Systems](https://mlsanity.com/paper/2410.01822/) (2024)

## Abstract (arXiv)

Unbiased CLTR requires click propensities to compensate for the difference between user clicks and true relevance of search results via IPS. Current propensity estimation methods assume that user click behavior follows the PBM and estimate click propensities based on this assumption. However, in reality, user clicks often follow the CM, where users scan search results from top to bottom and where each next click depends on the previous one. In this cascade scenario, PBM-based estimates of propensities are not accurate, which, in turn, hurts CLTR performance. In this paper, we propose a propensity estimation method for the cascade scenario, called CM-IPS. We show that CM-IPS keeps CLTR performance close to the full-information performance in case the user clicks follow the CM, while PBM-based CLTR has a significant gap towards the full-information. The opposite is true if the user clicks follow PBM instead of the CM. Finally, we suggest a way to select between CM- and PBM-based propensity estimation methods based on historical user clicks.
