# Orthogonal Over-Parameterized Training

arXiv: https://arxiv.org/abs/2004.04690 · HTML: https://mlsanity.com/paper/2004.04690/

## Key facts

- Cited by 44 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 9 Apr 2020.

## Built on by (most cited first, 30 of 44)

- [A Geometric Analysis of Neural Collapse with Unconstrained Features](https://mlsanity.com/paper/2105.02375/) (2021)
- [Controlling Text-to-Image Diffusion by Orthogonal Finetuning](https://mlsanity.com/paper/2306.07280/) (2023)
- [Parameter-Efficient Orthogonal Finetuning via Butterfly Factorization](https://mlsanity.com/paper/2311.06243/) (2023)
- [Towards Principled Disentanglement for Domain Generalization](https://mlsanity.com/paper/2111.13839/) (2021)
- [SphereFace2: Binary Classification is All You Need for Deep Face Recognition](https://mlsanity.com/paper/2108.01513/) (2021)
- [Learning with Hyperspherical Uniformity](https://mlsanity.com/paper/2103.01649/) (2021)
- [TANGOS: Regularizing Tabular Neural Networks through Gradient Orthogonalization and Specialization](https://mlsanity.com/paper/2303.05506/) (2023)
- [projUNN: efficient method for training deep networks with unitary matrices](https://mlsanity.com/paper/2203.05483/) (2022)
- [Learning by Turning: Neural Architecture Aware Optimisation](https://mlsanity.com/paper/2102.07227/) (2021)
- [SphereFace Revived: Unifying Hyperspherical Face Recognition](https://mlsanity.com/paper/2109.05565/) (2021)
- [Parameter Efficient Quasi-Orthogonal Fine-Tuning via Givens Rotation](https://mlsanity.com/paper/2404.04316/) (2024)
- [Hyperspherical Consistency Regularization](https://mlsanity.com/paper/2206.00845/) (2022)
- [Provable Lifelong Learning of Representations](https://mlsanity.com/paper/2110.14098/) (2021)
- [Generalizing and Decoupling Neural Collapse via Hyperspherical Uniformity Gap](https://mlsanity.com/paper/2303.06484/) (2023)
- [Continual Learning by Modeling Intra-Class Variation](https://mlsanity.com/paper/2210.05398/) (2022)
- [Iterative Teaching by Label Synthesis](https://mlsanity.com/paper/2110.14432/) (2021)
- [3-in-1: 2D Rotary Adaptation for Efficient Finetuning, Efficient Batching and Composability](https://mlsanity.com/paper/2409.00119/) (2024)
- [Reparameterized LLM Training via Orthogonal Equivalence Transformation](https://mlsanity.com/paper/2506.08001/) (2025)
- [Iterative Teaching by Data Hallucination](https://mlsanity.com/paper/2210.17467/) (2022)
- [Robustness of Nonlinear Representation Learning](https://mlsanity.com/paper/2503.15355/) (2025)
- [LoLDU: Low-Rank Adaptation via Lower-Diag-Upper Decomposition for Parameter-Efficient Fine-Tuning](https://mlsanity.com/paper/2410.13618/) (2024)
- [Pion: A Spectrum-Preserving Optimizer via Orthogonal Equivalence Transformation](https://mlsanity.com/paper/2605.12492/) (2026)
- [Feedback Gradient Descent: Efficient and Stable Optimization with Orthogonality for DNNs](https://mlsanity.com/paper/2205.08385/) (2022)
- [Neural Characteristic Activation Analysis and Geometric Parameterization for ReLU Networks](https://mlsanity.com/paper/2305.15912/) (2023)
- [Orthogonal Finetuning for Direct Preference Optimization](https://mlsanity.com/paper/2409.14836/) (2024)
- [POET-X: Memory-efficient LLM Training by Scaling Orthogonal Transformation](https://mlsanity.com/paper/2603.05500/) (2026)
- [Data-Efficient Learning via Minimizing Hyperspherical Energy](https://mlsanity.com/paper/2206.15204/) (2022)
- [Hyperspherical Quantization: Toward Smaller and More Accurate Models](https://mlsanity.com/paper/2212.12653/) (2022)
- [Pairwise Similarity Learning is SimPLE](https://mlsanity.com/paper/2310.09449/) (2023)
- [Efficient Orthogonal Fine-Tuning with Principal Subspace Adaptation](https://mlsanity.com/paper/2505.11235/) (2025)

## Abstract (arXiv)

The inductive bias of a neural network is largely determined by the architecture and the training algorithm. To achieve good generalization, how to effectively train a neural network is of great importance. We propose a novel orthogonal over-parameterized training (OPT) framework that can provably minimize the hyperspherical energy which characterizes the diversity of neurons on a hypersphere. By maintaining the minimum hyperspherical energy during training, OPT can greatly improve the empirical generalization. Specifically, OPT fixes the randomly initialized weights of the neurons and learns an orthogonal transformation that applies to these neurons. We consider multiple ways to learn such an orthogonal transformation, including unrolling orthogonalization algorithms, applying orthogonal parameterization, and designing orthogonality-preserving gradient descent. For better scalability, we propose the stochastic OPT which performs orthogonal transformation stochastically for partial dimensions of neurons. Interestingly, OPT reveals that learning a proper coordinate system for neurons is crucial to generalization. We provide some insights on why OPT yields better generalization. Extensive experiments validate the superiority of OPT over the standard training.
