# The large learning rate phase of deep learning: the catapult mechanism

arXiv: https://arxiv.org/abs/2003.02218 · HTML: https://mlsanity.com/paper/2003.02218/

## Key facts

- Cited by 216 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 4 Mar 2020.

## Built on by (most cited first, 30 of 216)

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- [Self-Stabilization: The Implicit Bias of Gradient Descent at the Edge of Stability](https://mlsanity.com/paper/2209.15594/) (2022)
- [High-dimensional Asymptotics of Feature Learning: How One Gradient Step Improves the Representation](https://mlsanity.com/paper/2205.01445/) (2022)
- [Understanding Gradient Descent on Edge of Stability in Deep Learning](https://mlsanity.com/paper/2205.09745/) (2022)
- [Sudden Drops in the Loss: Syntax Acquisition, Phase Transitions, and Simplicity Bias in MLMs](https://mlsanity.com/paper/2309.07311/) (2023)
- [Self-Consistent Dynamical Field Theory of Kernel Evolution in Wide Neural Networks](https://mlsanity.com/paper/2205.09653/) (2022)
- [Adaptive Gradient Methods at the Edge of Stability](https://mlsanity.com/paper/2207.14484/) (2022)
- [The Slingshot Mechanism: An Empirical Study of Adaptive Optimizers and the Grokking Phenomenon](https://mlsanity.com/paper/2206.04817/) (2022)
- [Understanding the unstable convergence of gradient descent](https://mlsanity.com/paper/2204.01050/) (2022)
- [Understanding the Generalization Benefit of Normalization Layers: Sharpness Reduction](https://mlsanity.com/paper/2206.07085/) (2022)
- [Grokking modular arithmetic](https://mlsanity.com/paper/2301.02679/) (2023)
- [SGD with Large Step Sizes Learns Sparse Features](https://mlsanity.com/paper/2210.05337/) (2022)
- [How Two-Layer Neural Networks Learn, One (Giant) Step at a Time](https://mlsanity.com/paper/2305.18270/) (2023)
- [Scalable Optimization in the Modular Norm](https://mlsanity.com/paper/2405.14813/) (2024)
- [GradMax: Growing Neural Networks using Gradient Information](https://mlsanity.com/paper/2201.05125/) (2022)
- [Stochastic Training is Not Necessary for Generalization](https://mlsanity.com/paper/2109.14119/) (2021)
- [Analyzing Sharpness along GD Trajectory: Progressive Sharpening and Edge of Stability](https://mlsanity.com/paper/2207.12678/) (2022)
- [The State of Sparse Training in Deep Reinforcement Learning](https://mlsanity.com/paper/2206.10369/) (2022)
- [ZiCo: Zero-shot NAS via Inverse Coefficient of Variation on Gradients](https://mlsanity.com/paper/2301.11300/) (2023)
- [Normalization and effective learning rates in reinforcement learning](https://mlsanity.com/paper/2407.01800/) (2024)
- [On the Maximum Hessian Eigenvalue and Generalization](https://mlsanity.com/paper/2206.10654/) (2022)
- [Gradient Norm Aware Minimization Seeks First-Order Flatness and Improves Generalization](https://mlsanity.com/paper/2303.03108/) (2023)
- [Understanding Edge-of-Stability Training Dynamics with a Minimalist Example](https://mlsanity.com/paper/2210.03294/) (2022)

## Abstract (arXiv)

The choice of initial learning rate can have a profound effect on the performance of deep networks. We present a class of neural networks with solvable training dynamics, and confirm their predictions empirically in practical deep learning settings. The networks exhibit sharply distinct behaviors at small and large learning rates. The two regimes are separated by a phase transition. In the small learning rate phase, training can be understood using the existing theory of infinitely wide neural networks. At large learning rates the model captures qualitatively distinct phenomena, including the convergence of gradient descent dynamics to flatter minima. One key prediction of our model is a narrow range of large, stable learning rates. We find good agreement between our model's predictions and training dynamics in realistic deep learning settings. Furthermore, we find that the optimal performance in such settings is often found in the large learning rate phase. We believe our results shed light on characteristics of models trained at different learning rates. In particular, they fill a gap between existing wide neural network theory, and the nonlinear, large learning rate, training dynamics relevant to practice.
