# On Certifying Robustness against Backdoor Attacks via Randomized Smoothing

arXiv: https://arxiv.org/abs/2002.11750 · HTML: https://mlsanity.com/paper/2002.11750/

## Key facts

- Cited by 77 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 26 Feb 2020.

## Built on by (most cited first, 30 of 77)

- [Backdoor Defense via Decoupling the Training Process](https://mlsanity.com/paper/2202.03423/) (2022)
- [SPECTRE: Defending Against Backdoor Attacks Using Robust Statistics](https://mlsanity.com/paper/2104.11315/) (2021)
- [BadEncoder: Backdoor Attacks to Pre-trained Encoders in Self-Supervised Learning](https://mlsanity.com/paper/2108.00352/) (2021)
- [Backdoor Scanning for Deep Neural Networks through K-Arm Optimization](https://mlsanity.com/paper/2102.05123/) (2021)
- [Turn the Combination Lock: Learnable Textual Backdoor Attacks via Word Substitution](https://mlsanity.com/paper/2106.06361/) (2021)
- [Nightshade: Prompt-Specific Poisoning Attacks on Text-to-Image Generative Models](https://mlsanity.com/paper/2310.13828/) (2023)
- [Improved Certified Defenses against Data Poisoning with (Deterministic) Finite Aggregation](https://mlsanity.com/paper/2202.02628/) (2022)
- [PointGuard: Provably Robust 3D Point Cloud Classification](https://mlsanity.com/paper/2103.03046/) (2021)
- [SparseFed: Mitigating Model Poisoning Attacks in Federated Learning with Sparsification](https://mlsanity.com/paper/2112.06274/) (2021)
- [Data Poisoning Attacks to Deep Learning Based Recommender Systems](https://mlsanity.com/paper/2101.02644/) (2021)
- [Poison Forensics: Traceback of Data Poisoning Attacks in Neural Networks](https://mlsanity.com/paper/2110.06904/) (2021)
- [Towards A Proactive ML Approach for Detecting Backdoor Poison Samples](https://mlsanity.com/paper/2205.13616/) (2022)
- [Test-Time Backdoor Attacks on Multimodal Large Language Models](https://mlsanity.com/paper/2402.08577/) (2024)
- [PoisonedEncoder: Poisoning the Unlabeled Pre-training Data in Contrastive Learning](https://mlsanity.com/paper/2205.06401/) (2022)
- [Identifying a Training-Set Attack's Target Using Renormalized Influence Estimation](https://mlsanity.com/paper/2201.10055/) (2022)
- [FLCert: Provably Secure Federated Learning against Poisoning Attacks](https://mlsanity.com/paper/2210.00584/) (2022)
- [Privacy Leakage on DNNs: A Survey of Model Inversion Attacks and Defenses](https://mlsanity.com/paper/2402.04013/) (2024)
- [Label Poisoning is All You Need](https://mlsanity.com/paper/2310.18933/) (2023)
- [CorruptEncoder: Data Poisoning based Backdoor Attacks to Contrastive Learning](https://mlsanity.com/paper/2211.08229/) (2022)
- [BAFFLE: Hiding Backdoors in Offline Reinforcement Learning Datasets](https://mlsanity.com/paper/2210.04688/) (2022)
- [Backdoor Attacks Against Dataset Distillation](https://mlsanity.com/paper/2301.01197/) (2023)
- [BagFlip: A Certified Defense against Data Poisoning](https://mlsanity.com/paper/2205.13634/) (2022)
- [A Survey of Neural Trojan Attacks and Defenses in Deep Learning](https://mlsanity.com/paper/2202.07183/) (2022)
- [On Collective Robustness of Bagging Against Data Poisoning](https://mlsanity.com/paper/2205.13176/) (2022)
- [Few-shot Backdoor Attacks via Neural Tangent Kernels](https://mlsanity.com/paper/2210.05929/) (2022)
- [BDMMT: Backdoor Sample Detection for Language Models through Model Mutation Testing](https://mlsanity.com/paper/2301.10412/) (2023)
- [TextGuard: Provable Defense against Backdoor Attacks on Text Classification](https://mlsanity.com/paper/2311.11225/) (2023)
- [Jigsaw Puzzle: Selective Backdoor Attack to Subvert Malware Classifiers](https://mlsanity.com/paper/2202.05470/) (2022)
- [SSL-Cleanse: Trojan Detection and Mitigation in Self-Supervised Learning](https://mlsanity.com/paper/2303.09079/) (2023)
- [UniCR: Universally Approximated Certified Robustness via Randomized Smoothing](https://mlsanity.com/paper/2207.02152/) (2022)

## Abstract (arXiv)

Backdoor attack is a severe security threat to deep neural networks (DNNs). We envision that, like adversarial examples, there will be a cat-and-mouse game for backdoor attacks, i.e., new empirical defenses are developed to defend against backdoor attacks but they are soon broken by strong adaptive backdoor attacks. To prevent such cat-and-mouse game, we take the first step towards certified defenses against backdoor attacks. Specifically, in this work, we study the feasibility and effectiveness of certifying robustness against backdoor attacks using a recent technique called randomized smoothing. Randomized smoothing was originally developed to certify robustness against adversarial examples. We generalize randomized smoothing to defend against backdoor attacks. Our results show the theoretical feasibility of using randomized smoothing to certify robustness against backdoor attacks. However, we also find that existing randomized smoothing methods have limited effectiveness at defending against backdoor attacks, which highlight the needs of new theory and methods to certify robustness against backdoor attacks.
