# Conservative Exploration in Reinforcement Learning

arXiv: https://arxiv.org/abs/2002.03218 · HTML: https://mlsanity.com/paper/2002.03218/

## Key facts

- Cited by 20 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 8 Feb 2020.

## Built on by (most cited first, 20 of 20)

- [Exploration in Deep Reinforcement Learning: A Survey](https://mlsanity.com/paper/2205.00824/) (2022)
- [Recent Advances in Reinforcement Learning in Finance](https://mlsanity.com/paper/2112.04553/) (2021)
- [Safe Reinforcement Learning with Linear Function Approximation](https://mlsanity.com/paper/2106.06239/) (2021)
- [Online certification of preference-based fairness for personalized recommender systems](https://mlsanity.com/paper/2104.14527/) (2021)
- [Bandit Algorithms for Precision Medicine](https://mlsanity.com/paper/2108.04782/) (2021)
- [Safe Exploration Incurs Nearly No Additional Sample Complexity for Reward-free RL](https://mlsanity.com/paper/2206.14057/) (2022)
- [A Reduction-Based Framework for Conservative Bandits and Reinforcement Learning](https://mlsanity.com/paper/2106.11692/) (2021)
- [Explicit Explore, Exploit, or Escape (E4): near-optimal safety-constrained reinforcement learning in polynomial time](https://mlsanity.com/paper/2111.07395/) (2021)
- [Learning for Edge-Weighted Online Bipartite Matching with Robustness Guarantees](https://mlsanity.com/paper/2306.00172/) (2023)
- [Near-optimal Conservative Exploration in Reinforcement Learning under Episode-wise Constraints](https://mlsanity.com/paper/2306.06265/) (2023)
- [Uniformly Conservative Exploration in Reinforcement Learning](https://mlsanity.com/paper/2110.13060/) (2021)
- [Best of Both Worlds: Regret Minimization versus Minimax Play](https://mlsanity.com/paper/2502.11673/) (2025)
- [Learning-Augmented Decentralized Online Convex Optimization in Networks](https://mlsanity.com/paper/2306.10158/) (2023)
- [Anytime-Competitive Reinforcement Learning with Policy Prior](https://mlsanity.com/paper/2311.01568/) (2023)
- [Conservative Optimistic Policy Optimization via Multiple Importance Sampling](https://mlsanity.com/paper/2103.03307/) (2021)
- [Leveraging User-Triggered Supervision in Contextual Bandits](https://mlsanity.com/paper/2302.03784/) (2023)
- [Conservative Exploration for Policy Optimization via Off-Policy Policy Evaluation](https://mlsanity.com/paper/2312.15458/) (2023)
- [Learning Safely Without Knowing the World:COMPASS-Hedge](https://mlsanity.com/paper/2603.22348/) (2026)
- [Evolving Robustness--Exploration Trade-off in Online Reinforcement Learning via Quantile Bayesian Risk MDPs](https://mlsanity.com/paper/2605.24345/) (2026)
- [ALIVE: Warnings Before Exclusion in Budgeted Multi-Source Learning](https://mlsanity.com/paper/2607.29400/) (2026)

## Abstract (arXiv)

While learning in an unknown Markov Decision Process (MDP), an agent should trade off exploration to discover new information about the MDP, and exploitation of the current knowledge to maximize the reward. Although the agent will eventually learn a good or optimal policy, there is no guarantee on the quality of the intermediate policies. This lack of control is undesired in real-world applications where a minimum requirement is that the executed policies are guaranteed to perform at least as well as an existing baseline. In this paper, we introduce the notion of conservative exploration for average reward and finite horizon problems. We present two optimistic algorithms that guarantee (w.h.p.) that the conservative constraint is never violated during learning. We derive regret bounds showing that being conservative does not hinder the learning ability of these algorithms.
