# Deep Model-Based Reinforcement Learning via Estimated Uncertainty and Conservative Policy Optimization

arXiv: https://arxiv.org/abs/1911.12574 · HTML: https://mlsanity.com/paper/1911.12574/

## Key facts

- Cited by 11 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 28 Nov 2019.

## Built on by (most cited first, 11 of 11)

- [Sample-Efficient Reinforcement Learning via Conservative Model-Based Actor-Critic](https://mlsanity.com/paper/2112.10504/) (2021)
- [Model-Based Uncertainty in Value Functions](https://mlsanity.com/paper/2302.12526/) (2023)
- [Learning to Stop Cut Generation for Efficient Mixed-Integer Linear Programming](https://mlsanity.com/paper/2401.17527/) (2024)
- [Epistemic Monte Carlo Tree Search](https://mlsanity.com/paper/2210.13455/) (2022)
- [Value-Distributional Model-Based Reinforcement Learning](https://mlsanity.com/paper/2308.06590/) (2023)
- [IL-SOAR : Imitation Learning with Soft Optimistic Actor cRitic](https://mlsanity.com/paper/2502.19859/) (2025)
- [Model-Based Epistemic Variance of Values for Risk-Aware Policy Optimization](https://mlsanity.com/paper/2312.04386/) (2023)
- [Model-Driven Deep Neural Network for Enhanced AoA Estimation Using 5G gNB](https://mlsanity.com/paper/2501.00009/) (2024)
- [Uncertainty-aware transfer across tasks using hybrid model-based successor feature reinforcement learning](https://mlsanity.com/paper/2310.10818/) (2023)
- [Universal Value-Function Uncertainties](https://mlsanity.com/paper/2505.21119/) (2025)
- [Towards Optimal Policy Improvement](https://mlsanity.com/paper/2610.01566/) (2026)

## Abstract (arXiv)

Model-based reinforcement learning algorithms tend to achieve higher sample efficiency than model-free methods. However, due to the inevitable errors of learned models, model-based methods struggle to achieve the same asymptotic performance as model-free methods. In this paper, We propose a Policy Optimization method with Model-Based Uncertainty (POMBU)---a novel model-based approach---that can effectively improve the asymptotic performance using the uncertainty in Q-values. We derive an upper bound of the uncertainty, based on which we can approximate the uncertainty accurately and efficiently for model-based methods. We further propose an uncertainty-aware policy optimization algorithm that optimizes the policy conservatively to encourage performance improvement with high probability. This can significantly alleviate the overfitting of policy to inaccurate models. Experiments show POMBU can outperform existing state-of-the-art policy optimization algorithms in terms of sample efficiency and asymptotic performance. Moreover, the experiments demonstrate the excellent robustness of POMBU compared to previous model-based approaches.
