# Learning Model-Agnostic Counterfactual Explanations for Tabular Data

arXiv: https://arxiv.org/abs/1910.09398 · HTML: https://mlsanity.com/paper/1910.09398/

## Key facts

- Cited by 146 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 21 Oct 2019.

## Built on by (most cited first, 30 of 146)

- [Deep Neural Networks and Tabular Data: A Survey](https://mlsanity.com/paper/2110.01889/) (2021)
- [From Anecdotal Evidence to Quantitative Evaluation Methods: A Systematic Review on Evaluating Explainable AI](https://mlsanity.com/paper/2201.08164/) (2022)
- [Language Models are Realistic Tabular Data Generators](https://mlsanity.com/paper/2210.06280/) (2022)
- [Benchmarking and Survey of Explanation Methods for Black Box Models](https://mlsanity.com/paper/2102.13076/) (2021)
- [OpenXAI: Towards a Transparent Evaluation of Model Explanations](https://mlsanity.com/paper/2206.11104/) (2022)
- [Counterfactual Explanations Can Be Manipulated](https://mlsanity.com/paper/2106.02666/) (2021)
- [CARLA: A Python Library to Benchmark Algorithmic Recourse and Counterfactual Explanation Algorithms](https://mlsanity.com/paper/2108.00783/) (2021)
- [Counterfactuals and Causability in Explainable Artificial Intelligence: Theory, Algorithms, and Applications](https://mlsanity.com/paper/2103.04244/) (2021)
- [Beyond Trivial Counterfactual Explanations with Diverse Valuable Explanations](https://mlsanity.com/paper/2103.10226/) (2021)
- [Exploring Counterfactual Explanations Through the Lens of Adversarial Examples: A Theoretical and Empirical Analysis](https://mlsanity.com/paper/2106.09992/) (2021)
- [CLEAR: Generative Counterfactual Explanations on Graphs](https://mlsanity.com/paper/2210.08443/) (2022)
- [Robust Counterfactual Explanations for Neural Networks With Probabilistic Guarantees](https://mlsanity.com/paper/2305.11997/) (2023)
- [Probabilistically Robust Recourse: Navigating the Trade-offs between Costs and Robustness in Algorithmic Recourse](https://mlsanity.com/paper/2203.06768/) (2022)
- [A Survey on the Robustness of Feature Importance and Counterfactual Explanations](https://mlsanity.com/paper/2111.00358/) (2021)
- [Consistent Counterfactuals for Deep Models](https://mlsanity.com/paper/2110.03109/) (2021)
- [Cycle-Consistent Counterfactuals by Latent Transformations](https://mlsanity.com/paper/2203.15064/) (2022)
- [On the Privacy Risks of Algorithmic Recourse](https://mlsanity.com/paper/2211.05427/) (2022)
- [OCT-GAN: Neural ODE-based Conditional Tabular GANs](https://mlsanity.com/paper/2105.14969/) (2021)
- [Towards Explaining Distribution Shifts](https://mlsanity.com/paper/2210.10275/) (2022)
- [ReLAX: Reinforcement Learning Agent eXplainer for Arbitrary Predictive Models](https://mlsanity.com/paper/2110.11960/) (2021)
- [Amortized Generation of Sequential Algorithmic Recourses for Black-box Models](https://mlsanity.com/paper/2106.03962/) (2021)
- [Counterfactual Explanations for Arbitrary Regression Models](https://mlsanity.com/paper/2106.15212/) (2021)
- [Counterfactual Shapley Additive Explanations](https://mlsanity.com/paper/2110.14270/) (2021)
- [On the Trade-Off between Actionable Explanations and the Right to be Forgotten](https://mlsanity.com/paper/2208.14137/) (2022)
- [VCNet: A self-explaining model for realistic counterfactual generation](https://mlsanity.com/paper/2212.10847/) (2022)
- [Provably Robust and Plausible Counterfactual Explanations for Neural Networks via Robust Optimisation](https://mlsanity.com/paper/2309.12545/) (2023)
- [Diverse, Global and Amortised Counterfactual Explanations for Uncertainty Estimates](https://mlsanity.com/paper/2112.02646/) (2021)
- [CARE: Coherent Actionable Recourse based on Sound Counterfactual Explanations](https://mlsanity.com/paper/2108.08197/) (2021)
- [CounterNet: End-to-End Training of Prediction Aware Counterfactual Explanations](https://mlsanity.com/paper/2109.07557/) (2021)
- [Evaluating the Explainers: Black-Box Explainable Machine Learning for Student Success Prediction in MOOCs](https://mlsanity.com/paper/2207.00551/) (2022)

## Abstract (arXiv)

Counterfactual explanations can be obtained by identifying the smallest change made to a feature vector to qualitatively influence a prediction; for example, from 'loan rejected' to 'awarded' or from 'high risk of cardiovascular disease' to 'low risk'. Previous approaches often emphasized that counterfactuals should be easily interpretable to humans, motivating sparse solutions with few changes to the feature vectors. However, these approaches would not ensure that the produced counterfactuals be proximate (i.e., not local outliers) and connected to regions with substantial data density (i.e., close to correctly classified observations), two requirements known as counterfactual faithfulness. These requirements are fundamental when making suggestions to individuals that are indeed attainable. Our contribution is twofold. On one hand, we suggest to complement the catalogue of counterfactual quality measures [1] using a criterion to quantify the degree of difficulty for a certain counterfactual suggestion. On the other hand, drawing ideas from the manifold learning literature, we develop a framework that generates attainable counterfactuals. We suggest the counterfactual conditional heterogeneous variational autoencoder (C-CHVAE) to identify attainable counterfactuals that lie within regions of high data density.
