# Advancing Acoustic-to-Word CTC Model with Attention and Mixed-Units

arXiv: https://arxiv.org/abs/1812.11928 · HTML: https://mlsanity.com/paper/1812.11928/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 31 Dec 2018.

## Built on by (most cited first, 1 of 1)

- [Lexicon and Attention based Handwritten Text Recognition System](https://mlsanity.com/paper/2209.04817/) (2022)

## Abstract (arXiv)

The acoustic-to-word model based on the Connectionist Temporal Classification (CTC) criterion is a natural end-to-end (E2E) system directly targeting word as output unit. Two issues exist in the system: first, the current output of the CTC model relies on the current input and does not account for context weighted inputs. This is the hard alignment issue. Second, the word-based CTC model suffers from the out-of-vocabulary (OOV) issue. This means it can model only frequently occurring words while tagging the remaining words as OOV. Hence, such a model is limited in its capacity in recognizing only a fixed set of frequent words. In this study, we propose addressing these problems using a combination of attention mechanism and mixed-units. In particular, we introduce Attention CTC, Self-Attention CTC, Hybrid CTC, and Mixed-unit CTC. First, we blend attention modeling capabilities directly into the CTC network using Attention CTC and Self-Attention CTC. Second, to alleviate the OOV issue, we present Hybrid CTC which uses a word and letter CTC with shared hidden layers. The Hybrid CTC consults the letter CTC when the word CTC emits an OOV. Then, we propose a much better solution by training a Mixed-unit CTC which decomposes all the OOV words into sequences of frequent words and multi-letter units. Evaluated on a 3400 hours Microsoft Cortana voice assistant task, our final acoustic-to-word solution using attention and mixed-units achieves a relative reduction in word error rate (WER) over the vanilla word CTC by 12.09%. Such an E2E model without using any language model (LM) or complex decoder also outperforms a traditional context-dependent (CD) phoneme CTC with strong LM and decoder by 6.79% relative.