# Entropy and mutual information in models of deep neural networks

arXiv: https://arxiv.org/abs/1805.09785 · HTML: https://mlsanity.com/paper/1805.09785/

## Key facts

- Cited by 51 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 24 May 2018.

## Built on by (most cited first, 30 of 51)

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- [Information Bottleneck: Exact Analysis of (Quantized) Neural Networks](https://mlsanity.com/paper/2106.12912/) (2021)
- [Towards quantifying information flows: relative entropy in deep neural networks and the renormalization group](https://mlsanity.com/paper/2107.06898/) (2021)
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- [Fundamental limits of overparametrized shallow neural networks for supervised learning](https://mlsanity.com/paper/2307.05635/) (2023)
- [Asymptotics of Learning with Deep Structured (Random) Features](https://mlsanity.com/paper/2402.13999/) (2024)
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- [Understanding Neural Networks with Logarithm Determinant Entropy Estimator](https://mlsanity.com/paper/2105.03705/) (2021)
- [Learned Hallucination Detection in Black-Box LLMs using Token-level Entropy Production Rate](https://mlsanity.com/paper/2509.04492/) (2025)
- [The price of ignorance: how much does it cost to forget noise structure in low-rank matrix estimation?](https://mlsanity.com/paper/2205.10009/) (2022)
- [On the generalization of learning algorithms that do not converge](https://mlsanity.com/paper/2208.07951/) (2022)
- [Kernel Methods and Multi-layer Perceptrons Learn Linear Models in High Dimensions](https://mlsanity.com/paper/2201.08082/) (2022)
- [Progress Measures for Grokking on Real-world Tasks](https://mlsanity.com/paper/2405.12755/) (2024)
- [High-Dimensional Smoothed Entropy Estimation via Dimensionality Reduction](https://mlsanity.com/paper/2305.04712/) (2023)
- [Monitoring Shortcut Learning using Mutual Information](https://mlsanity.com/paper/2206.13034/) (2022)
- [Connecting NTK and NNGP: A Unified Theoretical Framework for Wide Neural Network Learning Dynamics](https://mlsanity.com/paper/2309.04522/) (2023)
- [Information-theoretic reduction of deep neural networks to linear models in the overparametrized proportional regime](https://mlsanity.com/paper/2505.03577/) (2025)
- [Bounding generalization error with input compression: An empirical study with infinite-width networks](https://mlsanity.com/paper/2207.09408/) (2022)
- [Neural-prior stochastic block model](https://mlsanity.com/paper/2303.09995/) (2023)
- [Exploring Loss Landscapes through the Lens of Spin Glass Theory](https://mlsanity.com/paper/2407.20724/) (2024)
- [High-entropy Advantage in Neural Networks' Generalizability](https://mlsanity.com/paper/2503.13145/) (2025)
- [On the training of sparse and dense deep neural networks: less parameters, same performance](https://mlsanity.com/paper/2106.09021/) (2021)
- [Bayes-optimal limits in structured PCA, and how to reach them](https://mlsanity.com/paper/2210.01237/) (2022)
- [Approximate Message Passing for Multi-Layer Estimation in Rotationally Invariant Models](https://mlsanity.com/paper/2212.01572/) (2022)
- [Entropy-based Guidance of Deep Neural Networks for Accelerated Convergence and Improved Performance](https://mlsanity.com/paper/2308.14938/) (2023)
- [Fed-pilot: Optimizing LoRA Allocation for Efficient Federated Fine-Tuning with Heterogeneous Clients](https://mlsanity.com/paper/2410.10200/) (2024)

## Abstract (arXiv)

We examine a class of deep learning models with a tractable method to compute information-theoretic quantities. Our contributions are three-fold: (i) We show how entropies and mutual informations can be derived from heuristic statistical physics methods, under the assumption that weight matrices are independent and orthogonally-invariant. (ii) We extend particular cases in which this result is known to be rigorously exact by providing a proof for two-layers networks with Gaussian random weights, using the recently introduced adaptive interpolation method. (iii) We propose an experiment framework with generative models of synthetic datasets, on which we train deep neural networks with a weight constraint designed so that the assumption in (i) is verified during learning. We study the behavior of entropies and mutual informations throughout learning and conclude that, in the proposed setting, the relationship between compression and generalization remains elusive.
