# Joint CTC-Attention based End-to-End Speech Recognition using Multi-task Learning

arXiv: https://arxiv.org/abs/1609.06773 · HTML: https://mlsanity.com/paper/1609.06773/

## Key facts

- Cited by 257 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 21 Sep 2016.

## Built on by (most cited first, 30 of 257)

- [Ego4D: Around the World in 3,000 Hours of Egocentric Video](https://mlsanity.com/paper/2110.07058/) (2021)
- [WenetSpeech: A 10000+ Hours Multi-domain Mandarin Corpus for Speech Recognition](https://mlsanity.com/paper/2110.03370/) (2021)
- [Recent Advances in End-to-End Automatic Speech Recognition](https://mlsanity.com/paper/2111.01690/) (2021)
- [End-to-End Speech Recognition: A Survey](https://mlsanity.com/paper/2303.03329/) (2023)
- [WeNet: Production oriented Streaming and Non-streaming End-to-End Speech Recognition Toolkit](https://mlsanity.com/paper/2102.01547/) (2021)
- [E-Branchformer: Branchformer with Enhanced merging for speech recognition](https://mlsanity.com/paper/2210.00077/) (2022)
- [Branchformer: Parallel MLP-Attention Architectures to Capture Local and Global Context for Speech Recognition and Understanding](https://mlsanity.com/paper/2207.02971/) (2022)
- [A General Survey on Attention Mechanisms in Deep Learning](https://mlsanity.com/paper/2203.14263/) (2022)
- [Scaling End-to-End Models for Large-Scale Multilingual ASR](https://mlsanity.com/paper/2104.14830/) (2021)
- [Mamba in Speech: Towards an Alternative to Self-Attention](https://mlsanity.com/paper/2405.12609/) (2024)
- [Task Transformer Network for Joint MRI Reconstruction and Super-Resolution](https://mlsanity.com/paper/2106.06742/) (2021)
- [StarGANv2-VC: A Diverse, Unsupervised, Non-parallel Framework for Natural-Sounding Voice Conversion](https://mlsanity.com/paper/2107.10394/) (2021)
- [Open-Source Conversational AI with SpeechBrain 1.0](https://mlsanity.com/paper/2407.00463/) (2024)
- [Attention, please! A survey of Neural Attention Models in Deep Learning](https://mlsanity.com/paper/2103.16775/) (2021)
- [WeNet 2.0: More Productive End-to-End Speech Recognition Toolkit](https://mlsanity.com/paper/2203.15455/) (2022)
- [CTC-based Compression for Direct Speech Translation](https://mlsanity.com/paper/2102.01578/) (2021)
- [Watch or Listen: Robust Audio-Visual Speech Recognition with Visual Corruption Modeling and Reliability Scoring](https://mlsanity.com/paper/2303.08536/) (2023)
- [Reproducing Whisper-Style Training Using an Open-Source Toolkit and Publicly Available Data](https://mlsanity.com/paper/2309.13876/) (2023)
- [Open Source MagicData-RAMC: A Rich Annotated Mandarin Conversational(RAMC) Speech Dataset](https://mlsanity.com/paper/2203.16844/) (2022)
- [MixSpeech: Data Augmentation for Low-resource Automatic Speech Recognition](https://mlsanity.com/paper/2102.12664/) (2021)
- [An Exploration of Self-Supervised Pretrained Representations for End-to-End Speech Recognition](https://mlsanity.com/paper/2110.04590/) (2021)
- [OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identification](https://mlsanity.com/paper/2402.12654/) (2024)
- [LoRA-Whisper: Parameter-Efficient and Extensible Multilingual ASR](https://mlsanity.com/paper/2406.06619/) (2024)
- [Exploiting Adapters for Cross-lingual Low-resource Speech Recognition](https://mlsanity.com/paper/2105.11905/) (2021)
- [GigaSpeech 2: An Evolving, Large-Scale and Multi-domain ASR Corpus for Low-Resource Languages with Automated Crawling, Transcription and Refinement](https://mlsanity.com/paper/2406.11546/) (2024)
- [Fast End-to-End Speech Recognition via Non-Autoregressive Models and Cross-Modal Knowledge Transferring from BERT](https://mlsanity.com/paper/2102.07594/) (2021)
- [VITA-Audio: Fast Interleaved Cross-Modal Token Generation for Efficient Large Speech-Language Model](https://mlsanity.com/paper/2505.03739/) (2025)
- [End-to-End Speech Recognition from Federated Acoustic Models](https://mlsanity.com/paper/2104.14297/) (2021)
- [U2++: Unified Two-pass Bidirectional End-to-end Model for Speech Recognition](https://mlsanity.com/paper/2106.05642/) (2021)
- [Language-Routing Mixture of Experts for Multilingual and Code-Switching Speech Recognition](https://mlsanity.com/paper/2307.05956/) (2023)

## Abstract (arXiv)

Recently, there has been an increasing interest in end-to-end speech recognition that directly transcribes speech to text without any predefined alignments. One approach is the attention-based encoder-decoder framework that learns a mapping between variable-length input and output sequences in one step using a purely data-driven method. The attention model has often been shown to improve the performance over another end-to-end approach, the Connectionist Temporal Classification (CTC), mainly because it explicitly uses the history of the target character without any conditional independence assumptions. However, we observed that the performance of the attention has shown poor results in noisy condition and is hard to learn in the initial training stage with long input sequences. This is because the attention model is too flexible to predict proper alignments in such cases due to the lack of left-to-right constraints as used in CTC. This paper presents a novel method for end-to-end speech recognition to improve robustness and achieve fast convergence by using a joint CTC-attention model within the multi-task learning framework, thereby mitigating the alignment issue. An experiment on the WSJ and CHiME-4 tasks demonstrates its advantages over both the CTC and attention-based encoder-decoder baselines, showing 5.4-14.6% relative improvements in Character Error Rate (CER).
