# Deep vs. shallow networks : An approximation theory perspective

arXiv: https://arxiv.org/abs/1608.03287 · HTML: https://mlsanity.com/paper/1608.03287/

## Key facts

- Cited by 63 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 10 Aug 2016.

## Built on by (most cited first, 30 of 63)

- [Break It Down: Evidence for Structural Compositionality in Neural Networks](https://mlsanity.com/paper/2301.10884/) (2023)
- [Approximation and Learning with Deep Convolutional Models: a Kernel Perspective](https://mlsanity.com/paper/2102.10032/) (2021)
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- [Theory of Deep Convolutional Neural Networks III: Approximating Radial Functions](https://mlsanity.com/paper/2107.00896/) (2021)
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- [On the Number of Regions of Piecewise Linear Neural Networks](https://mlsanity.com/paper/2206.08615/) (2022)
- [Activation degree thresholds and expressiveness of polynomial neural networks](https://mlsanity.com/paper/2408.04569/) (2024)
- [Addressing Spectral Bias of Deep Neural Networks by Multi-Grade Deep Learning](https://mlsanity.com/paper/2410.16105/) (2024)
- [On the Sample Complexity of Learning under Invariance and Geometric Stability](https://mlsanity.com/paper/2106.07148/) (2021)
- [To update or not to update? Neurons at equilibrium in deep models](https://mlsanity.com/paper/2207.09455/) (2022)
- [On the Optimal Expressive Power of ReLU DNNs and Its Application in Approximation with Kolmogorov Superposition Theorem](https://mlsanity.com/paper/2308.05509/) (2023)
- [Effects of Data Geometry in Early Deep Learning](https://mlsanity.com/paper/2301.00008/) (2022)
- [Rates of Approximation by ReLU Shallow Neural Networks](https://mlsanity.com/paper/2307.12461/) (2023)
- [Stable Recovery of Entangled Weights: Towards Robust Identification of Deep Neural Networks from Minimal Samples](https://mlsanity.com/paper/2101.07150/) (2021)
- [Local approximation of operators](https://mlsanity.com/paper/2202.06392/) (2022)
- [Deep Neural Networks and Finite Elements of Any Order on Arbitrary Dimensions](https://mlsanity.com/paper/2312.14276/) (2023)
- [Understanding the Evolution of Linear Regions in Deep Reinforcement Learning](https://mlsanity.com/paper/2210.13611/) (2022)
- [Neural Snowflakes: Universal Latent Graph Inference via Trainable Latent Geometries](https://mlsanity.com/paper/2310.15003/) (2023)
- [Estimation of a regression function on a manifold by fully connected deep neural networks](https://mlsanity.com/paper/2107.09532/) (2021)
- [Error convergence and engineering-guided hyperparameter search of PINNs: towards optimized I-FENN performance](https://mlsanity.com/paper/2303.03918/) (2023)
- [Generalization Performance of Empirical Risk Minimization on Over-parameterized Deep ReLU Nets](https://mlsanity.com/paper/2111.14039/) (2021)
- [De Rham compatible Deep Neural Network FEM](https://mlsanity.com/paper/2201.05395/) (2022)
- [Approximation Power of Deep Neural Networks: an explanatory mathematical survey](https://mlsanity.com/paper/2207.09511/) (2022)
- [Deep Convolutional Neural Networks with Zero-Padding: Feature Extraction and Learning](https://mlsanity.com/paper/2307.16203/) (2023)
- [Tractability of approximation by general shallow networks](https://mlsanity.com/paper/2308.03230/) (2023)
- [Transformers Can Solve Non-Linear and Non-Markovian Filtering Problems in Continuous Time For Conditionally Gaussian Signals](https://mlsanity.com/paper/2310.19603/) (2023)
- [Hypothesis Spaces for Deep Learning](https://mlsanity.com/paper/2403.03353/) (2024)
- [Deep Learning as Ricci Flow](https://mlsanity.com/paper/2404.14265/) (2024)
- [On the Expressive Power of Mixture-of-Experts for Structured Complex Tasks](https://mlsanity.com/paper/2505.24205/) (2025)
- [Breaking through Deterministic Barriers: Randomized Pruning Mask Generation and Selection](https://mlsanity.com/paper/2310.13183/) (2023)

## Abstract (arXiv)

The paper briefy reviews several recent results on hierarchical architectures for learning from examples, that may formally explain the conditions under which Deep Convolutional Neural Networks perform much better in function approximation problems than shallow, one-hidden layer architectures. The paper announces new results for a non-smooth activation function - the ReLU function - used in present-day neural networks, as well as for the Gaussian networks. We propose a new definition of relative dimension to encapsulate different notions of sparsity of a function class that can possibly be exploited by deep networks but not by shallow ones to drastically reduce the complexity required for approximation and learning.
