# Reinforcement Learning of POMDPs using Spectral Methods

arXiv: https://arxiv.org/abs/1602.07764 · HTML: https://mlsanity.com/paper/1602.07764/

## Key facts

- Cited by 52 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 25 Feb 2016.

## Built on by (most cited first, 30 of 52)

- [When Is Partially Observable Reinforcement Learning Not Scary?](https://mlsanity.com/paper/2204.08967/) (2022)
- [RL for Latent MDPs: Regret Guarantees and a Lower Bound](https://mlsanity.com/paper/2102.04939/) (2021)
- [Exploration in Deep Reinforcement Learning: From Single-Agent to Multiagent Domain](https://mlsanity.com/paper/2109.06668/) (2021)
- [PAC Reinforcement Learning for Predictive State Representations](https://mlsanity.com/paper/2207.05738/) (2022)
- [Proximal Reinforcement Learning: Efficient Off-Policy Evaluation in Partially Observed Markov Decision Processes](https://mlsanity.com/paper/2110.15332/) (2021)
- [Provable Reinforcement Learning with a Short-Term Memory](https://mlsanity.com/paper/2202.03983/) (2022)
- [Provably Efficient Reinforcement Learning in Partially Observable Dynamical Systems](https://mlsanity.com/paper/2206.12020/) (2022)
- [Sample-Efficient Reinforcement Learning of Partially Observable Markov Games](https://mlsanity.com/paper/2206.01315/) (2022)
- [Planning in Observable POMDPs in Quasipolynomial Time](https://mlsanity.com/paper/2201.04735/) (2022)
- [Partially Observable RL with B-Stability: Unified Structural Condition and Sharp Sample-Efficient Algorithms](https://mlsanity.com/paper/2209.14990/) (2022)
- [Future-Dependent Value-Based Off-Policy Evaluation in POMDPs](https://mlsanity.com/paper/2207.13081/) (2022)
- [An Instrumental Variable Approach to Confounded Off-Policy Evaluation](https://mlsanity.com/paper/2212.14468/) (2022)
- [Sublinear Regret for Learning POMDPs](https://mlsanity.com/paper/2107.03635/) (2021)
- [Policy Optimization with Linear Temporal Logic Constraints](https://mlsanity.com/paper/2206.09546/) (2022)
- [Learning in POMDPs is Sample-Efficient with Hindsight Observability](https://mlsanity.com/paper/2301.13857/) (2023)
- [Learning Markov Games with Adversarial Opponents: Efficient Algorithms and Fundamental Limits](https://mlsanity.com/paper/2203.06803/) (2022)
- [Tensor and Matrix Low-Rank Value-Function Approximation in Reinforcement Learning](https://mlsanity.com/paper/2201.09736/) (2022)
- [Reinforcement Learning from Partial Observation: Linear Function Approximation with Provable Sample Efficiency](https://mlsanity.com/paper/2204.09787/) (2022)
- [Embed to Control Partially Observed Systems: Representation Learning with Provable Sample Efficiency](https://mlsanity.com/paper/2205.13476/) (2022)
- [Reinforcement Learning in Reward-Mixing MDPs](https://mlsanity.com/paper/2110.03743/) (2021)
- [Computationally Efficient PAC RL in POMDPs with Latent Determinism and Conditional Embeddings](https://mlsanity.com/paper/2206.12081/) (2022)
- [Provable Representation with Efficient Planning for Partial Observable Reinforcement Learning](https://mlsanity.com/paper/2311.12244/) (2023)
- [On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluation](https://mlsanity.com/paper/2402.14703/) (2024)
- [Faster Robust Tensor Power Method for Arbitrary Order](https://mlsanity.com/paper/2306.00406/) (2023)
- [Provably Efficient Representation Learning with Tractable Planning in Low-Rank POMDP](https://mlsanity.com/paper/2306.12356/) (2023)
- [Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs](https://mlsanity.com/paper/2503.01134/) (2025)
- [Model based Multi-agent Reinforcement Learning with Tensor Decompositions](https://mlsanity.com/paper/2110.14524/) (2021)
- [Offline RL with Observation Histories: Analyzing and Improving Sample Complexity](https://mlsanity.com/paper/2310.20663/) (2023)
- [Explore and Control with Adversarial Surprise](https://mlsanity.com/paper/2107.07394/) (2021)
- [Provably Efficient UCB-type Algorithms For Learning Predictive State Representations](https://mlsanity.com/paper/2307.00405/) (2023)

## Abstract (arXiv)

We propose a new reinforcement learning algorithm for partially observable Markov decision processes (POMDP) based on spectral decomposition methods. While spectral methods have been previously employed for consistent learning of (passive) latent variable models such as hidden Markov models, POMDPs are more challenging since the learner interacts with the environment and possibly changes the future observations in the process. We devise a learning algorithm running through episodes, in each episode we employ spectral techniques to learn the POMDP parameters from a trajectory generated by a fixed policy. At the end of the episode, an optimization oracle returns the optimal memoryless planning policy which maximizes the expected reward based on the estimated POMDP model. We prove an order-optimal regret bound with respect to the optimal memoryless policy and efficient scaling with respect to the dimensionality of observation and action spaces.
